NANTAHALA CAPITAL MANAGEMENT, LLC Holdings

NANTAHALA CAPITAL MANAGEMENT, LLC is an investment fund managing more than 1.55B US dollars. The largest holdings include iShares Russell 2000 ETF, iShares Russell 2000 ETF and Establishment Labs Holdings. In Q3 2022 the fund bought assets of total value of 43.84M US dollars and sold assets of total value of 161.24M US dollars.

$1.54B

portfolio value

-1.91%

quarter

-39.05%

1 year

+35.22%

3 years

+114.41%

5 years

NANTAHALA CAPITAL MANAGEMENT, LLC portfolio changes

Portfolio changes (number of shares)
Period	Buy	Sel
Q1 2016	70530000	9521000
Q2 2016	66110000	61153000
Q3 2016	109438000	71740000
Q4 2016	23227000	24883000
Q1 2017	39729000	52557000
Q2 2017	148874000	34395000
Q3 2017	78743000	38078000
Q4 2017	233834000	106488000
Q1 2018	209156000	12465000
Q2 2018	156452000	2377000
Q3 2018	252576000	34481000
Q4 2018	30261000	100091000
Q1 2019	164956000	32607000
Q2 2019	101738000	69082000
Q3 2019	30828000	233909000
Q4 2019	122246000	25326000
Q1 2020	123318000	51568000
Q2 2020	270425000	50087000
Q3 2020	268229000	326504000
Q4 2020	434148000	10206000
Q1 2021	467203000	560750000
Q2 2021	248693000	156006000
Q3 2021	156483000	219938000
Q4 2021	136189000	145852000
Q1 2022	93755000	202473000
Q2 2022	20271000	294950000
Q3 2022	43835000	161243000

NANTAHALA CAPITAL MANAGEMENT, LLC 13F holdings

Stock	Position type	Portfolio share	Portfolio value	Avg. open price	Current price	P/L	Last change
iShares Russell 2000 ETF Portfolio share: 12.11% Portfolio value: 187.18M Avg. open price: $146.55 Current price: $182.83 P/L: +24.75% Sold -54.60% shares Q3 2022	put	12.11%	187.18M	$146.55	$182.83	+24.75%	Sold -54.60% shares Q3 2022
iShares Russell 2000 ETF Portfolio share: 8.54% Portfolio value: 131.93M Avg. open price: $146.55 Current price: $182.83 P/L: +24.75% N/A Q3 2022	call	8.54%	131.93M	$146.55	$182.83	+24.75%	N/A Q3 2022
Medical Devices Establishment Labs Holdings Inc. Portfolio share: 6.66% Portfolio value: 102.90M Avg. open price: $31.66 Current price: $68.77 P/L: +117.24% Sold -6.13% shares Q3 2022	share	6.66%	102.90M	$31.66	$68.77	+117.24%	Sold -6.13% shares Q3 2022
Specialty Retail TravelCenters of America Inc. Portfolio share: 3.83% Portfolio value: 59.17M Avg. open price: $16.27 Current price: $47.31 P/L: +190.80% Sold -13.78% shares Q3 2022	share	3.83%	59.17M	$16.27	$47.31	+190.80%	Sold -13.78% shares Q3 2022
Biotechnology uniQure N.V. Portfolio share: 3.52% Portfolio value: 54.44M Avg. open price: $34.2 Current price: $25.65 P/L: -25.01% Sold -6.11% shares Q3 2022	share	3.52%	54.44M	$34.2	$25.65	-25.01%	Sold -6.11% shares Q3 2022
Banks—Regional Pathward Financial, Inc. Portfolio share: 2.83% Portfolio value: 43.77M Avg. open price: $35.3 Current price: $42.65 P/L: +20.83% Bought +34.76% shares Q3 2022	share	2.83%	43.77M	$35.3	$42.65	+20.83%	Bought +34.76% shares Q3 2022
Discount Stores Costco Wholesale Corporation Portfolio share: 2.79% Portfolio value: 43.07M Avg. open price: $479.28 Current price: $488.66 P/L: +1.96% Sold -8.80% shares Q3 2022	put	2.79%	43.07M	$479.28	$488.66	+1.96%	Sold -8.80% shares Q3 2022
Discount Stores Costco Wholesale Corporation Portfolio share: 2.65% Portfolio value: 40.91M Avg. open price: $479.28 Current price: $488.66 P/L: +1.96% Bought +21.18% shares Q3 2022	share	2.65%	40.91M	$479.28	$488.66	+1.96%	Bought +21.18% shares Q3 2022
Entertainment IMAX Corporation Portfolio share: 2.47% Portfolio value: 38.17M Avg. open price: $20.66 Current price: $16.98 P/L: -17.82% Sold -0.96% shares Q3 2022	share	2.47%	38.17M	$20.66	$16.98	-17.82%	Sold -0.96% shares Q3 2022
Specialty Industrial Machinery Luxfer Holdings PLC Portfolio share: 2.19% Portfolio value: 33.89M Avg. open price: $11.12 Current price: $14.26 P/L: +28.27% Bought +0.42% shares Q3 2022	share	2.19%	33.89M	$11.12	$14.26	+28.27%	Bought +0.42% shares Q3 2022
Biotechnology Syndax Pharmaceuticals, Inc. Portfolio share: 2.14% Portfolio value: 33.05M Avg. open price: $19.4 Current price: $25.44 P/L: +31.15% Sold -48.35% shares Q3 2022	share	2.14%	33.05M	$19.4	$25.44	+31.15%	Sold -48.35% shares Q3 2022
Biotechnology Keros Therapeutics, Inc. Portfolio share: 2.06% Portfolio value: 31.81M Avg. open price: $46.63 Current price: $50 P/L: +7.24% Sold -7.26% shares Q3 2022	share	2.06%	31.81M	$46.63	$50	+7.24%	Sold -7.26% shares Q3 2022
Travel Services Travel + Leisure Co. Portfolio share: 2.05% Portfolio value: 31.60M Avg. open price: $58.36 Current price: $38.45 P/L: -34.11% Sold -5.02% shares Q3 2022	share	2.05%	31.60M	$58.36	$38.45	-34.11%	Sold -5.02% shares Q3 2022
Travel Services Travel + Leisure Co. Portfolio share: 2.03% Portfolio value: 31.36M Avg. open price: $58.36 Current price: $38.45 P/L: -34.11% Sold -8.09% shares Q1 2022	call	2.03%	31.36M	$58.36	$38.45	-34.11%	Sold -8.09% shares Q1 2022
Entertainment IMAX Corporation Portfolio share: 2.00% Portfolio value: 30.94M Avg. open price: $20.66 Current price: $16.98 P/L: -17.82% Sold -8.70% shares Q1 2022	call	2.00%	30.94M	$20.66	$16.98	-17.82%	Sold -8.70% shares Q1 2022
Gambling Light & Wonder, Inc. Portfolio share: 1.93% Portfolio value: 29.80M Avg. open price: N/A Current price: $63.62 P/L: N/A Sold -37.45% shares Q3 2022	share	1.93%	29.80M	N/A	$63.62	N/A	Sold -37.45% shares Q3 2022
Industrial Distribution DXP Enterprises, Inc. Portfolio share: 1.78% Portfolio value: 27.49M Avg. open price: $36.1 Current price: $26.13 P/L: -27.61% Sold -3.63% shares Q3 2022	share	1.78%	27.49M	$36.1	$26.13	-27.61%	Sold -3.63% shares Q3 2022
Biotechnology Codexis, Inc. Portfolio share: 1.77% Portfolio value: 27.29M Avg. open price: $10.37 Current price: $5.93 P/L: -42.79% Bought +9.32% shares Q3 2022	share	1.77%	27.29M	$10.37	$5.93	-42.79%	Bought +9.32% shares Q3 2022
Biotechnology Immatics N.V. Portfolio share: 1.76% Portfolio value: 27.14M Avg. open price: $11.21 Current price: $11.13 P/L: -0.68% Sold -13.06% shares Q3 2022	share	1.76%	27.14M	$11.21	$11.13	-0.68%	Sold -13.06% shares Q3 2022
Restaurants Darden Restaurants, Inc. Portfolio share: 1.63% Portfolio value: 25.26M Avg. open price: $132.95 Current price: $143.54 P/L: +7.97% Bought +100.00% shares Q2 2022	put	1.63%	25.26M	$132.95	$143.54	+7.97%	Bought +100.00% shares Q2 2022
Furnishings, Fixtures & Appliances MILLERKNOLL INC Portfolio share: 1.58% Portfolio value: 24.37M Avg. open price: $40.19 Current price: $19.4 P/L: -51.73% Sold -8.52% shares Q3 2022	share	1.58%	24.37M	$40.19	$19.4	-51.73%	Sold -8.52% shares Q3 2022
Software—Application Red Violet, Inc. Portfolio share: 1.43% Portfolio value: 22.15M Avg. open price: $38.32 Current price: $24.07 P/L: -37.19% Sold -0.97% shares Q3 2022	share	1.43%	22.15M	$38.32	$24.07	-37.19%	Sold -0.97% shares Q3 2022
Staffing & Employment Services DHI Group, Inc. Portfolio share: 1.42% Portfolio value: 22.01M Avg. open price: $2.73 Current price: $5.48 P/L: +100.95% Sold -1.13% shares Q3 2022	share	1.42%	22.01M	$2.73	$5.48	+100.95%	Sold -1.13% shares Q3 2022
Medical Devices Apollo Endosurgery, Inc. Portfolio share: 1.42% Portfolio value: 21.89M Avg. open price: $6.38 Current price: $9.99 P/L: +56.56% Bought +6.74% shares Q3 2022	share	1.42%	21.89M	$6.38	$9.99	+56.56%	Bought +6.74% shares Q3 2022
Real Estate Services The RMR Group Inc. Portfolio share: 1.40% Portfolio value: 21.58M Avg. open price: $32.12 Current price: $27.85 P/L: -13.28% Sold -6.11% shares Q3 2022	share	1.40%	21.58M	$32.12	$27.85	-13.28%	Sold -6.11% shares Q3 2022
Biotechnology uniQure N.V. Portfolio share: 1.21% Portfolio value: 18.76M Avg. open price: $34.2 Current price: $25.65 P/L: -25.01% Bought +25.00% shares Q3 2022	call	1.21%	18.76M	$34.2	$25.65	-25.01%	Bought +25.00% shares Q3 2022
Software—Infrastructure Paya Holdings Inc. Portfolio share: 1.16% Portfolio value: 17.94M Avg. open price: $10.67 Current price: $8.75 P/L: -17.98% Sold -0.75% shares Q3 2022	share	1.16%	17.94M	$10.67	$8.75	-17.98%	Sold -0.75% shares Q3 2022
Packaged Foods Herbalife Nutrition Ltd. Portfolio share: 1.12% Portfolio value: 17.25M Avg. open price: $30.36 Current price: $17.51 P/L: -42.33% Bought +224.13% shares Q2 2022	call	1.12%	17.25M	$30.36	$17.51	-42.33%	Bought +224.13% shares Q2 2022
Resorts & Casinos Golden Entertainment, Inc. Portfolio share: 1.09% Portfolio value: 16.81M Avg. open price: $30.56 Current price: $42.94 P/L: +40.53% Sold -0.62% shares Q3 2022	share	1.09%	16.81M	$30.56	$42.94	+40.53%	Sold -0.62% shares Q3 2022
Leisure Peloton Interactive, Inc. Portfolio share: 1.04% Portfolio value: 16.05M Avg. open price: $38.82 Current price: $12.92 P/L: -66.72% Sold -5.41% shares Q3 2022	share	1.04%	16.05M	$38.82	$12.92	-66.72%	Sold -5.41% shares Q3 2022
Rental & Leasing Services Alta Equipment Group Inc. Portfolio share: 0.94% Portfolio value: 14.47M Avg. open price: $8.25 Current price: $12.18 P/L: +47.59% Sold -21.41% shares Q3 2022	share	0.94%	14.47M	$8.25	$12.18	+47.59%	Sold -21.41% shares Q3 2022
Specialty Retail RH Portfolio share: 0.89% Portfolio value: 13.69M Avg. open price: $101.46 Current price: $260.81 P/L: +157.06% Sold -38.15% shares Q3 2022	share	0.89%	13.69M	$101.46	$260.81	+157.06%	Sold -38.15% shares Q3 2022
Internet Content & Information MediaAlpha, Inc. Portfolio share: 0.88% Portfolio value: 13.63M Avg. open price: $16.5 Current price: $11.11 P/L: -32.67% Sold -5.01% shares Q3 2022	share	0.88%	13.63M	$16.5	$11.11	-32.67%	Sold -5.01% shares Q3 2022
iShares Russell 2000 ETF Portfolio share: 0.80% Portfolio value: 12.43M Avg. open price: $146.55 Current price: $182.83 P/L: +24.75% Bought +215.71% shares Q3 2022	share	0.80%	12.43M	$146.55	$182.83	+24.75%	Bought +215.71% shares Q3 2022
Biotechnology Concert Pharmaceuticals, Inc. Portfolio share: 0.77% Portfolio value: 11.97M Avg. open price: $4.21 Current price: $4.76 P/L: +13.06% Bought +7.67% shares Q3 2022	share	0.77%	11.97M	$4.21	$4.76	+13.06%	Bought +7.67% shares Q3 2022
Biotechnology Lyra Therapeutics, Inc. Portfolio share: 0.73% Portfolio value: 11.25M Avg. open price: N/A Current price: $3.39 P/L: N/A Sold -5.23% shares Q3 2022	share	0.73%	11.25M	N/A	$3.39	N/A	Sold -5.23% shares Q3 2022
Biotechnology Autolus Therapeutics plc Portfolio share: 0.72% Portfolio value: 11.16M Avg. open price: $5.85 Current price: $3.22 P/L: -44.94% Bought +1.42% shares Q3 2022	share	0.72%	11.16M	$5.85	$3.22	-44.94%	Bought +1.42% shares Q3 2022
Medical Devices Apollo Endosurgery, Inc. Portfolio share: 0.71% Portfolio value: 11.02M Avg. open price: $6.38 Current price: $9.99 P/L: +56.56% Bought +25.00% shares Q3 2022	call	0.71%	11.02M	$6.38	$9.99	+56.56%	Bought +25.00% shares Q3 2022
Medical Devices Viemed Healthcare, Inc. Portfolio share: 0.70% Portfolio value: 10.74M Avg. open price: $6.76 Current price: $7.15 P/L: +5.79% Bought +4.41% shares Q3 2022	share	0.70%	10.74M	$6.76	$7.15	+5.79%	Bought +4.41% shares Q3 2022
Diagnostics & Research DarioHealth Corp. Portfolio share: 0.66% Portfolio value: 10.16M Avg. open price: $11.33 Current price: $4.82 P/L: -57.44% Bought +26.84% shares Q3 2022	share	0.66%	10.16M	$11.33	$4.82	-57.44%	Bought +26.84% shares Q3 2022
Drug Manufacturers—Specialty & Generic Amryt Pharma plc Portfolio share: 0.64% Portfolio value: 9.94M Avg. open price: $8.27 Current price: $7.16 P/L: -13.42% Sold -8.00% shares Q3 2022	share	0.64%	9.94M	$8.27	$7.16	-13.42%	Sold -8.00% shares Q3 2022
Specialty Retail RH Portfolio share: 0.64% Portfolio value: 9.84M Avg. open price: $101.46 Current price: $260.81 P/L: +157.06% N/A Q3 2022	call	0.64%	9.84M	$101.46	$260.81	+157.06%	N/A Q3 2022
Entertainment Reading International, Inc. Portfolio share: 0.62% Portfolio value: 9.59M Avg. open price: $6.04 Current price: $3.12 P/L: -48.33% Sold -9.06% shares Q3 2022	share	0.62%	9.59M	$6.04	$3.12	-48.33%	Sold -9.06% shares Q3 2022
Leisure Peloton Interactive, Inc. Portfolio share: 0.61% Portfolio value: 9.48M Avg. open price: $38.82 Current price: $12.92 P/L: -66.72% Bought +20.20% shares Q3 2022	call	0.61%	9.48M	$38.82	$12.92	-66.72%	Bought +20.20% shares Q3 2022
Biotechnology CymaBay Therapeutics, Inc. Portfolio share: 0.56% Portfolio value: 8.66M Avg. open price: $3.11 Current price: $4.17 P/L: +34.08% Sold -6.42% shares Q3 2022	share	0.56%	8.66M	$3.11	$4.17	+34.08%	Sold -6.42% shares Q3 2022
Shell Companies ARYA Sciences Acquisition Corp V Portfolio share: 0.48% Portfolio value: 7.47M Avg. open price: N/A Current price: $9.97 P/L: N/A Sold -11.94% shares Q3 2022	share	0.48%	7.47M	N/A	$9.97	N/A	Sold -11.94% shares Q3 2022
Diagnostics & Research Akumin Inc. Portfolio share: 0.47% Portfolio value: 7.27M Avg. open price: $3.54 Current price: $1.08 P/L: -69.53% Sold -23.26% shares Q3 2022	share	0.47%	7.27M	$3.54	$1.08	-69.53%	Sold -23.26% shares Q3 2022
Biotechnology Fortress Biotech, Inc. Portfolio share: 0.46% Portfolio value: 7.10M Avg. open price: $2.62 Current price: $0.7 P/L: -73.09% Sold -5.66% shares Q3 2022	share	0.46%	7.10M	$2.62	$0.7	-73.09%	Sold -5.66% shares Q3 2022
Biotechnology Aura Biosciences, Inc. Portfolio share: 0.45% Portfolio value: 6.95M Avg. open price: $17.05 Current price: $12.38 P/L: -27.39% Bought +11.81% shares Q3 2022	share	0.45%	6.95M	$17.05	$12.38	-27.39%	Bought +11.81% shares Q3 2022
Software—Application RingCentral, Inc. Portfolio share: 0.43% Portfolio value: 6.69M Avg. open price: $52.26 Current price: $36.31 P/L: -30.52% Bought +11.75% shares Q3 2022	share	0.43%	6.69M	$52.26	$36.31	-30.52%	Bought +11.75% shares Q3 2022
Biotechnology Silverback Therapeutics, Inc. Portfolio share: 0.43% Portfolio value: 6.59M Avg. open price: $18.24 Current price: $5.87 P/L: -67.81% Sold -9.83% shares Q3 2022	share	0.43%	6.59M	$18.24	$5.87	-67.81%	Sold -9.83% shares Q3 2022
Education & Training Services Perdoceo Education Corporation Portfolio share: 0.33% Portfolio value: 5.15M Avg. open price: N/A Current price: $13.93 P/L: N/A N/A Q2 2022	put	0.33%	5.15M	N/A	$13.93	N/A	N/A Q2 2022
Software—Application ON24, Inc. Portfolio share: 0.31% Portfolio value: 4.74M Avg. open price: $13.15 Current price: $7.59 P/L: -42.28% Sold -5.52% shares Q3 2022	share	0.31%	4.74M	$13.15	$7.59	-42.28%	Sold -5.52% shares Q3 2022
Biotechnology Aptose Biosciences Inc. Portfolio share: 0.27% Portfolio value: 4.09M Avg. open price: $3 Current price: $0.7 P/L: -76.71% Sold -4.75% shares Q3 2022	share	0.27%	4.09M	$3	$0.7	-76.71%	Sold -4.75% shares Q3 2022
Biotechnology Ventyx Biosciences, Inc. Portfolio share: 0.26% Portfolio value: 4.07M Avg. open price: N/A Current price: $28.09 P/L: N/A N/A Q3 2022	share	0.26%	4.07M	N/A	$28.09	N/A	N/A Q3 2022
Auto & Truck Dealerships RumbleON, Inc. Portfolio share: 0.26% Portfolio value: 4.01M Avg. open price: $141.41 Current price: $7.61 P/L: -94.62% Bought +18.49% shares Q3 2022	share	0.26%	4.01M	$141.41	$7.61	-94.62%	Bought +18.49% shares Q3 2022
Medical Devices STRATA Skin Sciences, Inc. Portfolio share: 0.25% Portfolio value: 3.82M Avg. open price: $1.65 Current price: $0.85 P/L: -48.54% Sold -3.98% shares Q3 2022	share	0.25%	3.82M	$1.65	$0.85	-48.54%	Sold -3.98% shares Q3 2022
Biotechnology IDEAYA Biosciences, Inc. Portfolio share: 0.24% Portfolio value: 3.78M Avg. open price: N/A Current price: $17.77 P/L: N/A N/A Q3 2022	share	0.24%	3.78M	N/A	$17.77	N/A	N/A Q3 2022
PAR TECHNOLOGY CORP Portfolio share: 0.24% Portfolio value: 3.75M Avg. open price: N/A Current price: N/A P/L: N/A Sold -34.57% shares Q3 2022	share	0.24%	3.75M	N/A	N/A	N/A	Sold -34.57% shares Q3 2022
Biotechnology Taysha Gene Therapies, Inc. Portfolio share: 0.21% Portfolio value: 3.24M Avg. open price: $18.07 Current price: $2.29 P/L: -87.32% Sold -1.98% shares Q3 2022	share	0.21%	3.24M	$18.07	$2.29	-87.32%	Sold -1.98% shares Q3 2022
Capital Markets Perella Weinberg Partners Portfolio share: 0.21% Portfolio value: 3.19M Avg. open price: $12.76 Current price: $9.58 P/L: -24.92% Bought +0.52% shares Q3 2022	share	0.21%	3.19M	$12.76	$9.58	-24.92%	Bought +0.52% shares Q3 2022
Financial Conglomerates B. Riley Financial, Inc. Portfolio share: 0.20% Portfolio value: 3.04M Avg. open price: N/A Current price: $43 P/L: N/A Sold -11.40% shares Q3 2022	share	0.20%	3.04M	N/A	$43	N/A	Sold -11.40% shares Q3 2022
Medical Devices TELA Bio, Inc. Portfolio share: 0.19% Portfolio value: 2.97M Avg. open price: N/A Current price: $8.6 P/L: N/A N/A Q3 2022	share	0.19%	2.97M	N/A	$8.6	N/A	N/A Q3 2022
Biotechnology Cidara Therapeutics, Inc. Portfolio share: 0.19% Portfolio value: 2.92M Avg. open price: N/A Current price: $0.6 P/L: N/A Sold -5.39% shares Q3 2022	share	0.19%	2.92M	N/A	$0.6	N/A	Sold -5.39% shares Q3 2022
Shell Companies ARYA Sciences Acquisition Corp IV Portfolio share: 0.18% Portfolio value: 2.83M Avg. open price: N/A Current price: $10.05 P/L: N/A Sold -11.52% shares Q3 2022	share	0.18%	2.83M	N/A	$10.05	N/A	Sold -11.52% shares Q3 2022
Medical Devices Semler Scientific, Inc. Portfolio share: 0.18% Portfolio value: 2.71M Avg. open price: $112.82 Current price: $30.76 P/L: -72.74% Sold -79.11% shares Q3 2022	share	0.18%	2.71M	$112.82	$30.76	-72.74%	Sold -79.11% shares Q3 2022
immatics biotechnologies GmbH Portfolio share: 0.17% Portfolio value: 2.67M Avg. open price: $4.23 Current price: $3.48 P/L: -17.73% Sold -4.65% shares Q3 2022	share	0.17%	2.67M	$4.23	$3.48	-17.73%	Sold -4.65% shares Q3 2022
Medical Devices Bioventus Inc. Portfolio share: 0.17% Portfolio value: 2.65M Avg. open price: N/A Current price: $2.25 P/L: N/A N/A Q3 2022	share	0.17%	2.65M	N/A	$2.25	N/A	N/A Q3 2022
Biotechnology Curis, Inc. Portfolio share: 0.16% Portfolio value: 2.43M Avg. open price: $5.43 Current price: $0.77 P/L: -85.76% Sold -5.72% shares Q3 2022	share	0.16%	2.43M	$5.43	$0.77	-85.76%	Sold -5.72% shares Q3 2022
Biotechnology Tricida, Inc. Portfolio share: 0.16% Portfolio value: 2.40M Avg. open price: N/A Current price: $0.23 P/L: N/A N/A Q3 2022	share	0.16%	2.40M	N/A	$0.23	N/A	N/A Q3 2022
Capital Markets Scully Royalty Ltd. Portfolio share: 0.15% Portfolio value: 2.35M Avg. open price: $8.07 Current price: $7.71 P/L: -4.51% Sold -58.70% shares Q3 2022	share	0.15%	2.35M	$8.07	$7.71	-4.51%	Sold -58.70% shares Q3 2022
Software—Infrastructure Payoneer Global Inc. Portfolio share: 0.15% Portfolio value: 2.33M Avg. open price: N/A Current price: $5.31 P/L: N/A Sold -3.34% shares Q1 2022	share	0.15%	2.33M	N/A	$5.31	N/A	Sold -3.34% shares Q1 2022
Biotechnology Rezolute, Inc. Portfolio share: 0.13% Portfolio value: 1.96M Avg. open price: N/A Current price: $1.71 P/L: N/A N/A Q3 2022	share	0.13%	1.96M	N/A	$1.71	N/A	N/A Q3 2022
Rental & Leasing Services The Aaron's Company, Inc. Portfolio share: 0.13% Portfolio value: 1.95M Avg. open price: N/A Current price: $12.39 P/L: N/A N/A Q3 2022	share	0.13%	1.95M	N/A	$12.39	N/A	N/A Q3 2022
Biotechnology Aeglea BioTherapeutics, Inc. Portfolio share: 0.13% Portfolio value: 1.95M Avg. open price: $6.55 Current price: $0.47 P/L: -92.82% Sold -4.30% shares Q3 2022	share	0.13%	1.95M	$6.55	$0.47	-92.82%	Sold -4.30% shares Q3 2022
Biotechnology Avalo Therapeutics, Inc. Portfolio share: 0.12% Portfolio value: 1.81M Avg. open price: $2.18 Current price: $5.51 P/L: +152.75% N/A Q3 2022	share	0.12%	1.81M	$2.18	$5.51	+152.75%	N/A Q3 2022
Auto & Truck Dealerships Vroom, Inc. Portfolio share: 0.11% Portfolio value: 1.74M Avg. open price: N/A Current price: $1.11 P/L: N/A N/A Q4 2021	call	0.11%	1.74M	N/A	$1.11	N/A	N/A Q4 2021
Medical Devices NeuroPace, Inc. Portfolio share: 0.11% Portfolio value: 1.66M Avg. open price: $12.41 Current price: $1.58 P/L: -87.27% Sold -7.30% shares Q3 2022	share	0.11%	1.66M	$12.41	$1.58	-87.27%	Sold -7.30% shares Q3 2022
Biotechnology Merrimack Pharmaceuticals, Inc. Portfolio share: 0.10% Portfolio value: 1.61M Avg. open price: $3.33 Current price: $11.85 P/L: +255.86% Sold -12.60% shares Q3 2022	share	0.10%	1.61M	$3.33	$11.85	+255.86%	Sold -12.60% shares Q3 2022
Publishing IDW Media Holdings, Inc. Portfolio share: 0.10% Portfolio value: 1.60M Avg. open price: N/A Current price: $1.09 P/L: N/A Sold -1.24% shares Q3 2022	share	0.10%	1.60M	N/A	$1.09	N/A	Sold -1.24% shares Q3 2022
Biotechnology Keros Therapeutics, Inc. Portfolio share: 0.10% Portfolio value: 1.57M Avg. open price: $46.63 Current price: $50 P/L: +7.24% Bought +5.54% shares Q1 2022	call	0.10%	1.57M	$46.63	$50	+7.24%	Bought +5.54% shares Q1 2022
Biotechnology POINT Biopharma Global Inc. Portfolio share: 0.10% Portfolio value: 1.52M Avg. open price: N/A Current price: $6.72 P/L: N/A N/A Q3 2022	share	0.10%	1.52M	N/A	$6.72	N/A	N/A Q3 2022
Biotechnology Anebulo Pharmaceuticals, Inc. Portfolio share: 0.09% Portfolio value: 1.43M Avg. open price: N/A Current price: $2.65 P/L: N/A N/A Q3 2022	share	0.09%	1.43M	N/A	$2.65	N/A	N/A Q3 2022
Biotechnology Nautilus Biotechnology, Inc. Portfolio share: 0.09% Portfolio value: 1.38M Avg. open price: N/A Current price: $1.76 P/L: N/A Sold -16.50% shares Q3 2022	share	0.09%	1.38M	N/A	$1.76	N/A	Sold -16.50% shares Q3 2022
Biotechnology Catalyst Biosciences, Inc. Portfolio share: 0.08% Portfolio value: 1.28M Avg. open price: $5.08 Current price: $0.55 P/L: -89.17% Sold -7.30% shares Q3 2022	share	0.08%	1.28M	$5.08	$0.55	-89.17%	Sold -7.30% shares Q3 2022
Diagnostics & Research Neuronetics, Inc. Portfolio share: 0.08% Portfolio value: 1.20M Avg. open price: N/A Current price: $6.2 P/L: N/A Sold -50.44% shares Q3 2022	share	0.08%	1.20M	N/A	$6.2	N/A	Sold -50.44% shares Q3 2022
Gambling PlayAGS, Inc. Portfolio share: 0.08% Portfolio value: 1.17M Avg. open price: N/A Current price: $5.23 P/L: N/A N/A Q3 2022	share	0.08%	1.17M	N/A	$5.23	N/A	N/A Q3 2022
Biotechnology Soleno Therapeutics, Inc. Portfolio share: 0.07% Portfolio value: 1.00M Avg. open price: $2 Current price: $0.97 P/L: -51.37% N/A Q3 2022	share	0.07%	1.00M	$2	$0.97	-51.37%	N/A Q3 2022
Biotechnology Angion Biomedica Corp. Portfolio share: 0.06% Portfolio value: 981K Avg. open price: $9.77 Current price: $0.84 P/L: -91.40% Sold -5.75% shares Q3 2022	share	0.06%	981K	$9.77	$0.84	-91.40%	Sold -5.75% shares Q3 2022
Biotechnology Acer Therapeutics Inc. Portfolio share: 0.06% Portfolio value: 968K Avg. open price: $24.56 Current price: $1.57 P/L: -93.61% Sold -6.00% shares Q3 2022	share	0.06%	968K	$24.56	$1.57	-93.61%	Sold -6.00% shares Q3 2022
Biotechnology Alector, Inc. Portfolio share: 0.05% Portfolio value: 809K Avg. open price: N/A Current price: $8.68 P/L: N/A Sold -7.23% shares Q3 2022	share	0.05%	809K	N/A	$8.68	N/A	Sold -7.23% shares Q3 2022
Utilities—Renewable Heliogen, Inc. Portfolio share: 0.05% Portfolio value: 807K Avg. open price: N/A Current price: $0.87 P/L: N/A Sold -32.58% shares Q2 2022	share	0.05%	807K	N/A	$0.87	N/A	Sold -32.58% shares Q2 2022
Biotechnology Liquidia Corporation Portfolio share: 0.05% Portfolio value: 799K Avg. open price: N/A Current price: $5.18 P/L: N/A N/A Q3 2022	share	0.05%	799K	N/A	$5.18	N/A	N/A Q3 2022
Specialty Business Services SPAR Group, Inc. Portfolio share: 0.05% Portfolio value: 781K Avg. open price: N/A Current price: $1.3 P/L: N/A N/A Q3 2022	share	0.05%	781K	N/A	$1.3	N/A	N/A Q3 2022
Biotechnology Syndax Pharmaceuticals, Inc. Portfolio share: 0.05% Portfolio value: 721K Avg. open price: $19.4 Current price: $25.44 P/L: +31.15% N/A Q3 2022	call	0.05%	721K	$19.4	$25.44	+31.15%	N/A Q3 2022
IMAC HLDGS INC Portfolio share: 0.03% Portfolio value: 466K Avg. open price: N/A Current price: N/A P/L: N/A Sold -2.36% shares Q3 2022	share	0.03%	466K	N/A	N/A	N/A	Sold -2.36% shares Q3 2022
Medical Devices Hyperfine, Inc. Portfolio share: 0.03% Portfolio value: 448K Avg. open price: N/A Current price: $0.73 P/L: N/A Sold -8.64% shares Q2 2022	share	0.03%	448K	N/A	$0.73	N/A	Sold -8.64% shares Q2 2022
Medical Devices Lucid Diagnostics Inc. Portfolio share: 0.03% Portfolio value: 438K Avg. open price: N/A Current price: $1.97 P/L: N/A Sold -7.30% shares Q3 2022	share	0.03%	438K	N/A	$1.97	N/A	Sold -7.30% shares Q3 2022
Biotechnology Gemini Therapeutics, Inc. Portfolio share: 0.03% Portfolio value: 423K Avg. open price: N/A Current price: $1.7 P/L: N/A N/A Q3 2022	share	0.03%	423K	N/A	$1.7	N/A	N/A Q3 2022
Biotechnology Unicycive Therapeutics, Inc. Portfolio share: 0.03% Portfolio value: 419K Avg. open price: $1.29 Current price: $0.71 P/L: -44.75% Sold -2.62% shares Q3 2022	share	0.03%	419K	$1.29	$0.71	-44.75%	Sold -2.62% shares Q3 2022
Diagnostics & Research Exagen Inc. Portfolio share: 0.03% Portfolio value: 408K Avg. open price: N/A Current price: $2.43 P/L: N/A Sold -3.59% shares Q3 2022	share	0.03%	408K	N/A	$2.43	N/A	Sold -3.59% shares Q3 2022
Software—Application Intellicheck, Inc. Portfolio share: 0.02% Portfolio value: 314K Avg. open price: N/A Current price: $2.08 P/L: N/A N/A Q3 2022	share	0.02%	314K	N/A	$2.08	N/A	N/A Q3 2022
Biotechnology Codexis, Inc. Portfolio share: 0.02% Portfolio value: 303K Avg. open price: $10.37 Current price: $5.93 P/L: -42.79% N/A Q2 2022	call	0.02%	303K	$10.37	$5.93	-42.79%	N/A Q2 2022
Education & Training Services Zovio Inc Portfolio share: 0.02% Portfolio value: 281K Avg. open price: $2.32 Current price: $0.09 P/L: -96.00% Bought +18.50% shares Q3 2022	share	0.02%	281K	$2.32	$0.09	-96.00%	Bought +18.50% shares Q3 2022
Computer Hardware TransAct Technologies Incorporated Portfolio share: 0.02% Portfolio value: 240K Avg. open price: N/A Current price: $6.05 P/L: N/A Sold -6.08% shares Q3 2022	share	0.02%	240K	N/A	$6.05	N/A	Sold -6.08% shares Q3 2022
Biotechnology Cue Biopharma, Inc. Portfolio share: 0.01% Portfolio value: 208K Avg. open price: $13.1 Current price: $3.57 P/L: -72.75% Sold -7.13% shares Q3 2022	share	0.01%	208K	$13.1	$3.57	-72.75%	Sold -7.13% shares Q3 2022
Biotechnology Autolus Therapeutics plc Portfolio share: 0.01% Portfolio value: 150K Avg. open price: $5.85 Current price: $3.22 P/L: -44.94% N/A Q3 2022	call	0.01%	150K	$5.85	$3.22	-44.94%	N/A Q3 2022
Auto & Truck Dealerships Shift Technologies, Inc. Portfolio share: 0.01% Portfolio value: 140K Avg. open price: $8.27 Current price: $0.25 P/L: -96.92% Sold -92.49% shares Q3 2022	share	0.01%	140K	$8.27	$0.25	-96.92%	Sold -92.49% shares Q3 2022
Software—Infrastructure Cyren Ltd. Portfolio share: 0.01% Portfolio value: 139K Avg. open price: $1.18 Current price: $0.88 P/L: -25.85% N/A Q3 2022	share	0.01%	139K	$1.18	$0.88	-25.85%	N/A Q3 2022
Real Estate Services Rafael Holdings, Inc. Portfolio share: 0.01% Portfolio value: 131K Avg. open price: $7.04 Current price: $1.91 P/L: -72.88% Bought +273.95% shares Q3 2022	share	0.01%	131K	$7.04	$1.91	-72.88%	Bought +273.95% shares Q3 2022
Software—Infrastructure Wejo Group Limited Portfolio share: 0.01% Portfolio value: 129K Avg. open price: N/A Current price: $0.85 P/L: N/A Sold -10.96% shares Q3 2022	share	0.01%	129K	N/A	$0.85	N/A	Sold -10.96% shares Q3 2022
SITIO ROYALTIES CORP Portfolio share: 0.01% Portfolio value: 99K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q2 2022	share	0.01%	99K	N/A	N/A	N/A	N/A Q2 2022
Biotechnology Kintara Therapeutics, Inc. Portfolio share: 0.00% Portfolio value: 64K Avg. open price: $1.46 Current price: $8.47 P/L: +480.11% Sold -89.76% shares Q3 2022	share	0.00%	64K	$1.46	$8.47	+480.11%	Sold -89.76% shares Q3 2022
TC BIOPHARM HOLDINGS PLC Portfolio share: 0.00% Portfolio value: 29K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q1 2022	share	0.00%	29K	N/A	N/A	N/A	N/A Q1 2022
QUALTEK SERVICES INC Portfolio share: 0.00% Portfolio value: 26K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q1 2022	share	0.00%	26K	N/A	N/A	N/A	N/A Q1 2022
INSU ACQUISITION CORP III Portfolio share: 0.00% Portfolio value: 23K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q3 2021	share	0.00%	23K	N/A	N/A	N/A	N/A Q3 2021
Security & Protection Services Guardforce AI Co., Limited Portfolio share: 0.00% Portfolio value: 22K Avg. open price: N/A Current price: $0.05 P/L: N/A Sold -58.79% shares Q2 2022	share	0.00%	22K	N/A	$0.05	N/A	Sold -58.79% shares Q2 2022
FTAC Hera Acquisition Corp. Portfolio share: 0.00% Portfolio value: 19K Avg. open price: N/A Current price: $0.06 P/L: N/A Sold -10.82% shares Q1 2022	share	0.00%	19K	N/A	$0.06	N/A	Sold -10.82% shares Q1 2022
Fintech Acquisition Corp. V Portfolio share: 0.00% Portfolio value: 13K Avg. open price: N/A Current price: $0 P/L: N/A N/A Q3 2021	share	0.00%	13K	N/A	$0	N/A	N/A Q3 2021
Shell Companies FinTech Acquisition Corp. VI Portfolio share: 0.00% Portfolio value: 10K Avg. open price: N/A Current price: $0 P/L: N/A Sold -3.76% shares Q2 2022	share	0.00%	10K	N/A	$0	N/A	Sold -3.76% shares Q2 2022
Biotechnology Soleno Therapeutics, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $2 Current price: $0.97 P/L: -51.37% Sold -100.00% shares Q3 2022	share	0.00%	0	$2	$0.97	-51.37%	Sold -100.00% shares Q3 2022
B RILEY PRINCIPAL 150 MERGER Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: N/A P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	N/A	N/A	Sold -100.00% shares Q3 2022
Shell Companies B. Riley Principal 150 Merger Corp. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $13.02 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$13.02	N/A	Sold -100.00% shares Q3 2022
Restaurants BBQ Holdings, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $17.24 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$17.24	N/A	Sold -100.00% shares Q3 2022
Grocery Stores The Kroger Co. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $46.07 P/L: N/A Sold -100.00% shares Q3 2022	call	0.00%	0	N/A	$46.07	N/A	Sold -100.00% shares Q3 2022
Shell Companies 5:01 Acquisition Corp. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $10 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$10	N/A	Sold -100.00% shares Q3 2022
Drug Manufacturers—General Eli Lilly and Company Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $369.29 P/L: N/A Sold -100.00% shares Q3 2022	put	0.00%	0	N/A	$369.29	N/A	Sold -100.00% shares Q3 2022
Biotechnology Avalo Therapeutics, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $2.18 Current price: $5.51 P/L: +152.75% Sold -100.00% shares Q3 2022	share	0.00%	0	$2.18	$5.51	+152.75%	Sold -100.00% shares Q3 2022
Telecom Services Gogo Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $15.73 P/L: N/A Sold -100.00% shares Q3 2022	put	0.00%	0	N/A	$15.73	N/A	Sold -100.00% shares Q3 2022
Shell Companies FTAC Hera Acquisition Corp. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $10.04 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$10.04	N/A	Sold -100.00% shares Q3 2022
Biotechnology IMV Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $0.3 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$0.3	N/A	Sold -100.00% shares Q3 2022
Drug Manufacturers—Specialty & Generic Amphastar Pharmaceuticals, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $29.37 P/L: N/A Sold -100.00% shares Q3 2022	put	0.00%	0	N/A	$29.37	N/A	Sold -100.00% shares Q3 2022
Biotechnology IN8bio, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $2.44 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$2.44	N/A	Sold -100.00% shares Q3 2022
Medical Devices InMode Ltd. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $10.75 Current price: $36.66 P/L: +241.02% Sold -100.00% shares Q3 2022	share	0.00%	0	$10.75	$36.66	+241.02%	Sold -100.00% shares Q3 2022
Shell Companies INSU Acquisition Corp. III Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $10.07 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$10.07	N/A	Sold -100.00% shares Q3 2022
METROMILE INC Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: N/A P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	N/A	N/A	Sold -100.00% shares Q3 2022
Biotechnology LAVA Therapeutics N.V. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $6.17 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$6.17	N/A	Sold -100.00% shares Q3 2022
Education & Training Services Adtalem Global Education Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $29.71 Current price: $39.44 P/L: +32.75% Sold -100.00% shares Q3 2022	put	0.00%	0	$29.71	$39.44	+32.75%	Sold -100.00% shares Q3 2022
Medical Devices Stryker Corporation Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $267.35 Current price: $237.9 P/L: -11.02% Sold -100.00% shares Q3 2022	share	0.00%	0	$267.35	$237.9	-11.02%	Sold -100.00% shares Q3 2022
Insurance—Property & Casualty Metromile, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $10.29 Current price: $1.05 P/L: -89.80% Sold -100.00% shares Q3 2022	share	0.00%	0	$10.29	$1.05	-89.80%	Sold -100.00% shares Q3 2022
Medical Devices Eargo, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $0.61 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$0.61	N/A	Sold -100.00% shares Q3 2022
Medical Devices Stryker Corporation Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $267.35 Current price: $237.9 P/L: -11.02% Sold -100.00% shares Q3 2022	put	0.00%	0	$267.35	$237.9	-11.02%	Sold -100.00% shares Q3 2022
PERELLA WEINBERG PARTNERS Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: N/A P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	N/A	N/A	Sold -100.00% shares Q3 2022
Auto Manufacturers Faraday Future Intelligent Electric Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $0.3 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$0.3	N/A	Sold -100.00% shares Q3 2022
Biotechnology Cognition Therapeutics, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $2.67 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$2.67	N/A	Sold -100.00% shares Q3 2022

Showing TOP 145 NANTAHALA CAPITAL MANAGEMENT's 13F holdings.

Frequently Asked Questions (FAQ)

What is the biggest position of NANTAHALA CAPITAL MANAGEMENT, LLC?

The biggest position of the NANTAHALA CAPITAL MANAGEMENT, LLC is iShares Russell 2000 ETF (IWM) with 12.11% portfolio share worth of 187.18M US dollars.

Top 5 NANTAHALA CAPITAL MANAGEMENT's holdings represent 34.66% of the portfolio:

iShares Russell 2000 ETF (IWM) – 12.11%
iShares Russell 2000 ETF (IWM) – 8.54%
Establishment Labs Holdings Inc. (ESTA) – 6.66%
TravelCenters of America Inc. (TA) – 3.83%
uniQure N.V. (QURE) – 3.52%

Who is the portfolio manager of NANTAHALA CAPITAL MANAGEMENT, LLC?

The portfolio manager of the NANTAHALA CAPITAL MANAGEMENT, LLC is .

What is the total asset value of the NANTAHALA CAPITAL MANAGEMENT, LLC portfolio?

NANTAHALA CAPITAL MANAGEMENT, LLC total asset value (portfolio value) is 1.55B US dollars.

Who is ?

is the portfolio manager of the NANTAHALA CAPITAL MANAGEMENT, LLC.

What is (NANTAHALA CAPITAL MANAGEMENT, LLC) fund performance?

NANTAHALA CAPITAL MANAGEMENT's quarterly performance is -1.91%, annualy -39.05%. In the past 3 years, the value of 's portfolio has increased by +35%. In the past 5 years, the value of the portfolio has increased by +114%.

What is the NANTAHALA CAPITAL MANAGEMENT, LLC CIK?

NANTAHALA CAPITAL MANAGEMENT's Central Index Key is 0001472322 .

NANTAHALA CAPITAL MANAGEMENT, LLC Holdings

NANTAHALA CAPITAL MANAGEMENT, LLC portfolio value:

NANTAHALA CAPITAL MANAGEMENT, LLC quarter portfolio value change:

NANTAHALA CAPITAL MANAGEMENT, LLC 1 year portfolio value change:

NANTAHALA CAPITAL MANAGEMENT, LLC 3 years portfolio value change:

NANTAHALA CAPITAL MANAGEMENT, LLC 5 years portfolio value change: