Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
7.875% Series D Preferred Stock 3,211 $20.8 $66,789 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 731 $21.95 $16,045 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
7.875% Series D Preferred Stock 59 $20.8 $1,227 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 7,970 $22 $175,340 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
7.875% Series D Preferred Stock 335 $20.95 $7,018 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 3,524 $21.77 $76,717 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 6,070 $21.82 $132,447 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
Common Stock, $0.001 par value 400 $9.5 $3,800 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 77 $21.8 $1,679 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 27,549 $21.95 $604,701 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 1,653 $22.11 $36,548 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
Common Stock, $0.001 par value 892 $9.43 $8,412 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
Common Stock, $0.001 par value 771 $9.38 $7,232 Purchase
BRYANT DAVID J officer: SVP, CFO & Treas. officer: SVP, CFO & Treas.
7.875% Series D Cumulative Redeemable Preferred Stock 1,000 $22.05 $22,050 Purchase
BRYANT DAVID J officer: SVP, CFO & Treas. officer: SVP, CFO & Treas.
8.625% Series C Cumulative Redeemable Preferred Stock 1,000 $22.39 $22,390 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
Common Stock, $0.001 par value 13,175 $9.39 $123,713 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
Common Stock, $0.001 par value 20,374 $9.3 $189,478 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
Common Stock, $0.001 par value 43,311 $9.31 $403,225 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 5,080 $21.7 $110,236 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
Common Stock, $0.001 par value 77,570 $9.24 $716,747 Purchase
JESBERGER JACLYN officer: SVP, CLO & Secretary officer: SVP, CLO & Secretary
Common Stock 1,138 N/A N/A Purchase
JESBERGER JACLYN officer: SVP, CLO & Secretary officer: SVP, CLO & Secretary
Common Stock 2,030 $9.84 $19,975 Purchase
FENTRESS ANDREW director director
Common Stock 5,910 N/A N/A Purchase
FENTRESS ANDREW director director
Common Stock 7,389 N/A N/A Purchase
BLACKWELL ELDRON C officer: VP & CAO officer: VP & CAO
7.875% Series D Cumulative Redeemable Preferred Stock 220 $21.99 $4,838 Purchase
HART WILLIAM B director director
Common Stock 10,000 N/A N/A Purchase
FENTRESS ANDREW director director
Common Stock 4,150 N/A N/A Purchase
JESBERGER JACLYN officer: SVP, CLO & Secretary officer: SVP, CLO & Secretary
Common Stock 7,086 N/A N/A Purchase
JESBERGER JACLYN officer: SVP, CLO & Secretary officer: SVP, CLO & Secretary
Common Stock 9,940 $2.53 $25,148 Purchase
FENTRESS ANDREW director director
Common Stock 43,000 N/A N/A Purchase
JESBERGER JACLYN officer: SVP, CLO & Secretary officer: SVP, CLO & Secretary
Common Stock 8,000 $2.48 $19,840 Purchase
FOGEL MARK S director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 20,000 N/A N/A Purchase
FENTRESS ANDREW director director
Common Stock 61,224 N/A N/A Purchase
FENTRESS ANDREW director director
Common Stock 102,041 N/A N/A Purchase
COHEN JEFFREY P director director
8.625% Series C Cumulative Redeemable Preferred Stock 2,500 N/A N/A Purchase
COHEN JEFFREY P director director
Common Stock 5,000 N/A N/A Purchase
BRYANT DAVID J officer: SVP, CFO & Treas. officer: SVP, CFO & Treas.
Common Stock 1,000 $8.69 $8,686 Purchase
BRYANT DAVID J officer: SVP, CFO & Treas. officer: SVP, CFO & Treas.
8.625% Series C Cumulative Redeemable Preferred Stock 1,000 $20.49 $20,485 Purchase
BRYANT DAVID J officer: SVP, CFO & Treas. officer: SVP, CFO & Treas.
8.625% Series C Cumulative Redeemable Preferred Stock 2,200 $21.04 $46,277 Purchase
ELLIOTT THOMAS C officer: Executive Vice President officer: Executive Vice President
8.625% Series C Cumulative Redeemable Preferred Stock 1,999 $21 $41,979 Purchase
ELLIOTT THOMAS C officer: Executive Vice President officer: Executive Vice President
8.625% Series C Cumulative Redeemable Preferred Stock 2,710 $20.99 $56,883 Purchase
ELLIOTT THOMAS C officer: Executive Vice President officer: Executive Vice President
Common Stock 110 $8.83 $971 Purchase
ELLIOTT THOMAS C officer: Executive Vice President officer: Executive Vice President
Common Stock 7,200 $8.84 $63,648 Purchase
STERN MATTHEW J officer: President officer: President
8.625% Series C Cumulative Redeemable Preferred Stock 1,000 $21.25 $21,250 Purchase
STERN MATTHEW J officer: President officer: President
Common Stock 2,000 $8.86 $17,728 Purchase
COHEN JEFFREY P director director
8.625% Series C Cumulative Redeemable Preferred Stock 4,050 N/A N/A Purchase
COHEN JEFFREY P director director
Common Stock 2,500 $9.85 $24,625 Purchase
COHEN JEFFREY P director director
Common Stock 2,500 $9.95 $24,875 Purchase
WEISBAUM MICHELE R. officer: SVP, CLO & Secretary officer: SVP, CLO & Secretary
Common Stock 614 $9.77 $5,999 Purchase
LIEBER ROBERT C officer: CEO officer: CEO
8.625% Series C Cumulative Redeemable Preferred Stock 2,100 $23.9 $50,188