Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
7.875% Series D Preferred Stock 1,430 $17.24 $24,653 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 2,100 $19.8 $41,580 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
7.875% Series D Preferred Stock 125 $17.25 $2,156 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 423 $19.8 $8,375 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
7.875% Series D Preferred Stock 5,436 $17.75 $96,489 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 23,426 $19.85 $465,006 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 1,000 $19.99 $19,990 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
7.875% Series D Preferred Stock 245 $18 $4,410 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
7.875% Series D Preferred Stock 133 $18 $2,394 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 962 $20.09 $19,327 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
7.875% Series D Preferred Stock 587 $18 $10,566 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 1,466 $20 $29,320 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC 10 percent owner 10 percent owner
8.625% Series C Preferred Stock 445 $20.14 $8,962 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
8.625% Series C Preferred Stock 7,281 $19.77 $143,945 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
7.875% Series D Preferred Stock 512 $17.8 $9,114 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
8.625% Series C Preferred Stock 6,025 $19.98 $120,380 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
7.875% Series D Preferred Stock 3,738 $17.96 $67,134 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 5,653 $7.87 $44,489 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 17,700 $8.21 $145,317 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 6,500 $8.96 $58,240 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 1,002 $9.05 $9,068 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 979 $9.07 $8,880 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 6,003 $9.14 $54,867 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
8.625% Series C Preferred Stock 33 $20.45 $675 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 3,109 $9.22 $28,665 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 9,305 $9.31 $86,630 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 643 $9.29 $5,973 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
7.875% Series D Preferred Stock 825 $18.5 $15,263 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 2,134 $9.72 $20,742 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
Common Stock, $0.001 par value 1,704 $9.7 $16,529 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
7.875% Series D Preferred Stock 643 $18.5 $11,896 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
8.625% Series C Preferred Stock 2,354 $19.5 $45,903 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
8.625% Series C Preferred Stock 598 $19.65 $11,751 Purchase
EAGLE POINT CREDIT MANAGEMENT LLC director director
8.625% Series C Preferred Stock 2,824 $19.71 $55,661 Purchase
EAGLE POINT DIF GP I LLC director director
8.625% Series C Preferred Stock 1,694 $19.9 $33,711 Purchase
EAGLE POINT DIF GP I LLC director director
8.625% Series C Preferred Stock 2,306 $20.2 $46,581 Purchase
EAGLE POINT DIF GP I LLC director director
7.875% Series D Preferred Stock 787 $19 $14,953 Purchase
EAGLE POINT DIF GP I LLC director director
Common Stock, $0.001 par value 463 $8.15 $3,773 Purchase
EAGLE POINT DIF GP I LLC director director
7.875% Series D Preferred Stock 1,766 $19.1 $33,731 Purchase
EAGLE POINT DIF GP I LLC director director
8.625% Series C Preferred Stock 2,194 $21 $46,074 Purchase
EAGLE POINT DIF GP I LLC director director
7.875% Series D Preferred Stock 756 $19.85 $15,007 Purchase
EAGLE POINT DIF GP I LLC director: director:
7.875% Series D Preferred Stock 59 $20.8 $1,227 Purchase
EAGLE POINT DIF GP I LLC director: director:
8.625% Series C Preferred Stock 3,524 $21.77 $76,717 Purchase
EAGLE POINT DIF GP I LLC director: director:
8.625% Series C Preferred Stock 1,653 $22.11 $36,548 Purchase
EAGLE POINT DIF GP I LLC director: director:
Common Stock, $0.001 par value 771 $9.38 $7,232 Purchase
BRYANT DAVID J officer: SVP, CFO & Treas. officer: SVP, CFO & Treas.
7.875% Series D Cumulative Redeemable Preferred Stock 1,000 $22.05 $22,050 Purchase
EAGLE POINT DIF GP I LLC director: director:
Common Stock, $0.001 par value 43,311 $9.31 $403,225 Purchase
JESBERGER JACLYN officer: SVP, CLO & Secretary officer: SVP, CLO & Secretary
Common Stock 1,138 N/A N/A Purchase
FENTRESS ANDREW director: director:
Common Stock 5,910 N/A N/A Purchase
BLACKWELL ELDRON C officer: VP & CAO officer: VP & CAO
7.875% Series D Cumulative Redeemable Preferred Stock 220 $21.99 $4,838