Purchase
CALIGAN PARTNERS LP 10 percent owner 10 percent owner
Common Stock 579,000 $3.39 $1,962,810 Sale
CALIGAN PARTNERS LP 10 percent owner 10 percent owner
Common Stock, par value 0.01 per share (Common Stock) 579,000 $3.39 $1,962,810 Purchase
MORGAN ADAM director, 10 percent owner: director, 10 percent owner:
Common Stock 1,401,901 $1.7 $2,383,232 Purchase
MORGAN ADAM director, 10 percent owner: director, 10 percent owner:
Series B Convertible Preferred Stock 8,117 $1.7 $13,799 Purchase
MORGAN ADAM director, 10 percent owner: director, 10 percent owner:
Series B Convertible Preferred Stock 7,000 $1.7 $11,900 Sale
PALO ALTO INVESTORS LP 10 percent owner 10 percent owner
Series A Convertible Preferred Stock 1,200,000 $1.56 $1,875,600 Sale
MORGAN STANLEY 10 percent owner 10 percent owner
Common Stock 250,000 $4.55 $1,137,500 Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 484 $4.5 $2,177 Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 5,000 $4.8 $23,980 Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 5,000 $4.89 $24,430 Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 1,400 $5.5 $7,700 Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 10,086 $4.41 $44,449 Purchase
LARGENT JAMES R director director
Common Stock 10,000 $4.31 $43,090 Purchase
JONES JOHN PHILIP officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 5,000 $4.08 $20,400 Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 28,005 $4.45 $124,734 Purchase
HOLLAND DAVID officer: Chief Marketing Officer & SVP officer: Chief Marketing Office..
Common Stock 5,000 $4.08 $20,390 Sale
ASHMAN PHILIP officer: Chief Operating Officer & SVP officer: Chief Operating Office..
Common Stock 45 $9.62 $433 Purchase
ASHMAN PHILIP officer: Chief Operating Officer & SVP officer: Chief Operating Office..
Common Stock 1,316 N/A N/A Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 2,500 N/A N/A Sale
MYERS C. DANIEL director director
Common Stock 5,000 N/A N/A Purchase
JONES JOHN PHILIP officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 1,000 N/A N/A Purchase
SNISARENKO JOHN director director
Common Stock 10,000 N/A N/A Purchase
LARGENT JAMES R director director
Common Stock 3,000 N/A N/A Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 100,000 N/A N/A Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 100,000 N/A N/A Purchase
JONES JOHN PHILIP officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 10,000 N/A N/A Purchase
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 10,000 $1.05 $10,500 Purchase
ARMISTICE CAPITAL, LLC 10 percent owner 10 percent owner
Common Stock 8,000 $1.12 $8,960 Purchase
ARMISTICE CAPITAL, LLC 10 percent owner 10 percent owner
Common Stock 4,000 $1.14 $4,560 Purchase
ARMISTICE CAPITAL, LLC 10 percent owner 10 percent owner
Common Stock 8,000 $1.12 $8,960 Sale
GREEN KENNETH officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 5,404 $1.18 $6,377 Sale
ASHMAN PHILIP officer: Chief Operating Officer & SVP officer: Chief Operating Office..
Common Stock 12,750 $1.18 $15,045 Sale
HOLLAND DAVID officer: Chief Marketing Officer & SVP officer: Chief Marketing Office..
Common Stock 12,750 $1.18 $15,045 Sale
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 6,809 $1.18 $8,035 Sale
MYERS C. DANIEL director director
Common Stock 26,450 $1.18 $31,211 Sale
GREEN KENNETH officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 5,234 $1.22 $6,365 Sale
ASHMAN PHILIP officer: Chief Operating Officer & SVP officer: Chief Operating Office..
Common Stock 12,750 $1.18 $15,045 Sale
HOLLAND DAVID officer: Chief Marketing Officer & SVP officer: Chief Marketing Office..
Common Stock 12,750 $1.18 $15,045 Sale
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 6,601 $1.22 $8,027 Sale
MYERS C. DANIEL director director
Common Stock 26,450 $1.18 $31,211 Sale
GREEN KENNETH officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 5,739 $1.23 $7,065 Sale
ASHMAN PHILIP officer: Chief Operating Officer & SVP officer: Chief Operating Office..
Common Stock 12,750 $1.23 $15,695 Sale
HOLLAND DAVID officer: Chief Marketing Officer & SVP officer: Chief Marketing Office..
Common Stock 12,750 $1.23 $15,695 Sale
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 7,239 $1.23 $8,911 Sale
MYERS C. DANIEL director director
Common Stock 26,450 $1.23 $32,560 Sale
GREEN KENNETH officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 5,750 $1.24 $7,119 Sale
ASHMAN PHILIP officer: Chief Operating Officer & SVP officer: Chief Operating Office..
Common Stock 12,750 $1.23 $15,695 Sale
HOLLAND DAVID officer: Chief Marketing Officer & SVP officer: Chief Marketing Office..
Common Stock 12,750 $1.23 $15,695 Sale
EISWIRTH RICHARD S JR director, officer: President and CEO director, officer: President an..
Common Stock 7,255 $1.24 $8,982 Sale
MYERS C. DANIEL director director
Common Stock 26,450 $1.23 $32,560