Purchase
DRUTZ DAVID director director
Common Stock, par value $0.0001 5,000 $2.27 $11,340 Purchase
TRUFFLE CAPITAL S.A.S. 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 477 $1.34 $637 Purchase
SCHAFFER DERACE L director director
Common Stock, par value $0.0001 690 $2.02 $1,394 Purchase
NOVARTIS BIOVENTURES LTD 10 percent owner 10 percent owner
Warrant 465,086 N/A N/A Purchase
TRUFFLE CAPITAL S.A.S. 10 percent owner 10 percent owner
Warrant 71,623 N/A N/A Purchase
NOVARTIS BIOVENTURES LTD 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 3,104 $2.67 $8,288 Option
ENRIGHT WILLIAM director, officer: President and CEO director, officer: President an..
Common Stock 163,377 $0.08 $13,070 Option
ENRIGHT WILLIAM director, officer: President and CEO director, officer: President an..
Stock Options (option to buy) 71,644 $0.08 $5,732 Purchase
ROBERTS M SCOT officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock, par value $0.0001 449 $4.42 $1,985 Purchase
GILL JOHN director director
Common Stock, par value $0.0001 1,000 $4.34 $4,344 Option
RUNGE JEFFREY W. director director
Stock Option (right to buy) 20,000 $3.11 $62,200 Option
RUNGE JEFFREY W. director director
Common Stock, par value $0.0001 per share 20,000 $3.11 $62,200 Option
SCHAFFER DERACE L director director
Stock option (right to buy) 20,000 $2.2 $44,000 Option
SCHAFFER DERACE L director director
Common Stock, $0.0001 par value per share 20,000 $2.2 $44,000 Option
ST PETER STEVEN director director
Common Stock, par value $0.0001 per share 70,000 $2.3 $160,860 Option
ST PETER STEVEN director director
Stock Option (right to buy) 10,000 $2.59 $25,900 Option
MACNEILL PHILIP officer: VP, CFO, Treasurer, Secretary officer: VP, CFO, Treasurer, Se..
Employee Stock Option (right to buy) 22,657 $1.69 $38,177 Option
MACNEILL PHILIP officer: VP, CFO, Treasurer, Secretary officer: VP, CFO, Treasurer, Se..
Common Stock, par value $0.0001 per share 22,657 $1.69 $38,177 Sale
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 10 percent owner 10 percent owner
Common Stock, par value $0.0001 per share 436,324 $3.26 $1,422,416 Sale
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 10 percent owner 10 percent owner
Common Stock, par value $0.0001 per share 440,479 $3.25 $1,431,557 Sale
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 10 percent owner 10 percent owner
Common Stock, par value $0.0001 per share 477,829 $3.26 $1,557,723 Option
RUNGE JEFFREY W. director director
Stock Option (right to buy) 20,000 $2.2 $44,000 Option
RUNGE JEFFREY W. director director
Common Stock, par value $0.0001 per share 20,000 $2.2 $44,000 Option
SAYARE MITCHEL director director
Common Stock, $0.0001 par value per share 270,500 $1.78 $481,220 Option
SAYARE MITCHEL director director
Stock option (right to buy) 20,000 $1.52 $30,400 Option
RICHMAN ERIC I director director
Common Stock, $0.0001 par value per share 483,733 $1.95 $943,279 Option
RICHMAN ERIC I director director
Stock Option (right to buy) 30,573 $2.46 $75,210 Option
GILL JOHN director director
Employee Stock Option (right to buy) 100,000 $2.2 $220,000 Option
GILL JOHN director director
Common Stock, $0.0001 par value per share 100,000 $2.2 $220,000 Option
SCHAFFER DERACE L director director
Common Stock, $0.0001 par value per share 130,000 $1.82 $236,470 Option
SCHAFFER DERACE L director director
Stock option (right to buy) 10,000 $2.59 $25,900 Option
RICHMAN ERIC I director director
Common Stock, $0.0001 par value per share 237,500 $1.4 $333,213 Option
RICHMAN ERIC I director director
Employee Stock Option (right to buy) 137,500 $1.35 $185,625 Option
MACNEILL PHILIP officer: VP, CFO, Treasurer, Secretary officer: VP, CFO, Treasurer, Se..
Employee Stock Option (right to buy) 46,219 $1.63 $75,337 Option
MACNEILL PHILIP officer: VP, CFO, Treasurer, Secretary officer: VP, CFO, Treasurer, Se..
Common Stock, par value $0.0001 per share 53,689 $1.48 $79,299 Option
GILL JOHN director director
Employee Stock Option (right to buy) 10,000 $2.59 $25,900 Option
GILL JOHN director director
Common Stock, par value $0.0001 per share 30,000 $2.1 $62,850 Option
ST PETER STEVEN director director
Common Stock, par value $0.0001 per share 110,004 $1.64 $179,857 Option
ST PETER STEVEN director director
Employee Stock Option (right to buy) 20,000 $1.6 $32,000 Option
RUNGE JEFFREY W. director director
Common Stock, par value $0.0001 per share 120,000 $1.35 $162,000 Option
RUNGE JEFFREY W. director director
Employee Stock Option (right to buy) 20,000 $1.35 $27,000 Option
GILL JOHN director director
Common Stock, par value $0.0001 per share 80,000 $1.6 $128,000 Option
GILL JOHN director director
Employee Stock Option (right to buy) 20,000 $1.6 $32,000 Option
RICHMAN ERIC I director director
Common Stock, $0.0001 par value per share 329,354 $2.09 $688,350 Option
RICHMAN ERIC I director director
Employee Stock Option (right to buy) 88,233 $1.98 $174,701 Sale
RICHMAN ERIC I director director
Common Stock, $0.0001 par value per share 13,233 $1.76 $23,290 Option
RICHMAN ERIC I director director
Common Stock, $0.0001 par value per share 6,400 $2.2 $14,080 Option
RICHMAN ERIC I director director
Employee Stock Option (right to buy) 6,400 $2.2 $14,080 Sale
RICHMAN ERIC I director director
Common Stock, $0.0001 par value per share 6,400 $2.2 $14,080 Sale
RICHMAN ERIC I director director
Common Stock, $0.0001 par value per share 5,367 $1.76 $9,446