Sale
MALIAGROS SPIROS director, officer: Pres., Strategic Alter.. director, officer: Pres., Strat..
Class A Common Stock 5,769 $4.49 $25,903 Sale
MALIAGROS SPIROS director, officer: Pres., Strategic Alter.. director, officer: Pres., Strat..
Class A Common Stock 5,769 $4.74 $27,345 Option
CORIO NORMA director director
Class A Common Stock 18,363 N/A N/A Option
LEE JUDY director director
Class A Common Stock 18,363 N/A N/A Option
LEE JUDY director director
Restricted Stock Units 18,363 N/A N/A Option
YU PETER director, 10 percent owner: director, 10 percent owner:
Class A Common Stock 18,363 N/A N/A Option
BOUZARIF ALI director director
Class A Common Stock 18,363 N/A N/A Option
BOUZARIF ALI director director
Restricted Stock Units 18,363 N/A N/A Option
FURLONG MARK F director director
Restricted Stock Units 18,363 N/A N/A Option
KEANEY TIMOTHY F director director
Class A Common Stock 28,380 N/A N/A Option
KEANEY TIMOTHY F director director
Restricted Stock Units 28,380 N/A N/A Option
BROPHY WARSON TRACEY director director
Class A Common Stock 18,363 N/A N/A Option
BROPHY WARSON TRACEY director director
Restricted Stock Units 18,363 N/A N/A Option
FURLONG MARK F director director
Class A Common Stock 18,363 N/A N/A Purchase
ILWADDI HOLDINGS 10 percent owner 10 percent owner
Class A Common Stock 20,000 $4.72 $94,400 Purchase
ILWADDI HOLDINGS 10 percent owner 10 percent owner
Class A Common Stock 11,319 $4.74 $53,652 Purchase
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Class A Common Stock 24,652 $4.86 $119,809 Purchase
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Class A Common Stock 22,721 $4.87 $110,651 Sale
MALIAGROS SPIROS director, officer: Pres., Strategic Alter.. director, officer: Pres., Strat..
Class A Common Stock 14,134 $5.04 $71,235 Purchase
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Class A Common Stock 20,000 $4.52 $90,400 Purchase
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Class A Common Stock 21,072 $4.41 $92,928 Purchase
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Class A Common Stock 22,296 $4.39 $97,879 Purchase
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Class A Common Stock 20,000 $4.53 $90,600 Purchase
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Class A Common Stock 20,000 $4.55 $91,000 Purchase
KEANEY TIMOTHY F director, officer: President, Asset Manag.. director, officer: President, A..
Class A Common Stock 16,417 $4.6 $75,518 Purchase
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Class A Common Stock 60,000 $4.66 $279,600 Sale
MORAN KEVIN P. officer: See Remarks officer: See Remarks
Class A Common Stock 10,047 $4.7 $47,221 Sale
MALIAGROS SPIROS director, officer: President, Asset Manag.. director, officer: President, A..
Class A Common Stock 13,604 $4.62 $62,850 Purchase
KEANEY TIMOTHY F director, officer: President, Asset Manag.. director, officer: President, A..
Class A Common Stock 50,195 $4.52 $226,881 Purchase
KEANEY TIMOTHY F director, officer: President, Asset Manag.. director, officer: President, A..
Class A Common Stock 17,598 $4.62 $81,303 Sale
MORAN KEVIN P. officer: See Remarks officer: See Remarks
Class A Common Stock 591 $4.7 $2,778 Purchase
ILWADDI CAYMAN HOLDINGS 10 percent owner 10 percent owner
Class A Common Stock 20,000 $4.99 $99,800 Sale
MORAN KEVIN P. officer: Chief Operating Officer officer: Chief Operating Officer
Class A Common Stock 20,000 $4.93 $98,600 Sale
MALIAGROS SPIROS director, officer: President, Asset Manag.. director, officer: President, A..
Class A Common Stock 4,950 $5.01 $24,800 Purchase
ILWADDI CAYMAN HOLDINGS 10 percent owner 10 percent owner
Class A Common Stock 20,000 $5.15 $103,000 Option
WEEBER ROBERT officer: Pres, Intl. Wealth Mmgt officer: Pres, Intl. Wealth Mmgt
Class A Common Stock 35,796 N/A N/A Option
WEEBER ROBERT officer: Pres, Intl. Wealth Mmgt officer: Pres, Intl. Wealth Mmgt
Restricted Stock Units 35,796 N/A N/A Option
CURTIN NANCY ANN director, officer: Chief Investment Officer director, officer: Chief Invest..
Restricted Stock Units 38,070 N/A N/A Option
CURTIN NANCY ANN director, officer: Chief Investment Officer director, officer: Chief Invest..
Class A Common Stock 38,070 N/A N/A Option
PARMELEE REID officer: Chief Accounting Officer officer: Chief Accounting Officer
Restricted Stock Units 13,309 N/A N/A Option
PARMELEE REID officer: Chief Accounting Officer officer: Chief Accounting Officer
Class A Common Stock 13,309 N/A N/A Option
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Class A Common Stock 25,546 N/A N/A Option
TIEDEMANN MICHAEL director, officer: Chief Executive Officer director, officer: Chief Execut..
Restricted Stock Units 25,546 N/A N/A Option
MALIAGROS SPIROS director, officer: President, Asset Manag.. director, officer: President, A..
Class A Common Stock 17,878 N/A N/A Option
MALIAGROS SPIROS director, officer: President, Asset Manag.. director, officer: President, A..
Restricted Stock Units 17,878 N/A N/A Option
CONNELL BROOKE officer: Pres, US Wealth Mmgt officer: Pres, US Wealth Mmgt
Class A Common Stock 38,379 N/A N/A Option
CONNELL BROOKE officer: Pres, US Wealth Mmgt officer: Pres, US Wealth Mmgt
Restricted Stock Units 38,379 N/A N/A Option
MORAN KEVIN P. officer: Chief Operating Officer officer: Chief Operating Officer
Restricted Stock Units 47,397 N/A N/A Option
MORAN KEVIN P. officer: Chief Operating Officer officer: Chief Operating Officer
Class A Common Stock 47,397 N/A N/A Option
YARAD STEPHEN D. officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 39,662 N/A N/A