Ameriprise Financial
Insider trading & Transactions

Last updated: 6 Mar 2015

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Sale	6 Mar 2015	CRACCHIOLO JAMES M director, officer: Chairman and CEO director, officer: Chairman and..	Common Stock	10,105	$136.82	$1,382,516
Sale	20 Feb 2015	FROUDE DONALD E officer: Pres., Personal Advisors Group officer: Pres., Personal Adviso..	Common Stock	6,000	$136.18	$817,098
Sale	19 Feb 2015	MCGRAW DEIRDRE DAVEY officer: EVP Corp Comm/Cmnity Rltns officer: EVP Corp Comm/Cmnity R..	Common Stock	4,000	$135.83	$543,308
Sale	13 Feb 2015	BERMAN WALTER STANLEY officer: Executive VP and CFO officer: Executive VP and CFO	Common Stock	25,000	$137.68	$3,441,950
Sale	13 Feb 2015	CRACCHIOLO JAMES M director, officer: Chairman and CEO director, officer: Chairman and..	Common Stock	3,903	$137.92	$538,306
Option	12 Feb 2015	MCGRAW DEIRDRE DAVEY officer: EVP Corp Comm/Cmnity Rltns officer: EVP Corp Comm/Cmnity R..	Employee Stock Option (right to buy)	6,060	$59.82	$362,509
Option	12 Feb 2015	CRACCHIOLO JAMES M director, officer: Chairman and CEO director, officer: Chairman and..	Common Stock	50,000	$37.23	$1,861,500
Sale	12 Feb 2015	KUPPER RANDY officer: EVP Technology and CIO officer: EVP Technology and CIO	Common Stock	1,144	$136.68	$156,358
Option	12 Feb 2015	MCGRAW DEIRDRE DAVEY officer: EVP Corp Comm/Cmnity Rltns officer: EVP Corp Comm/Cmnity R..	Common Stock	6,060	$59.82	$362,509
Sale	12 Feb 2015	CRACCHIOLO JAMES M director, officer: Chairman and CEO director, officer: Chairman and..	Common Stock	42,682	$137.2	$5,855,842
Option	12 Feb 2015	CRACCHIOLO JAMES M director, officer: Chairman and CEO director, officer: Chairman and..	Employee Stock Option (right to buy)	50,000	$37.23	$1,861,500
Sale	11 Feb 2015	TRUSCOTT WILLIAM F officer: CEO, Global Asset Management officer: CEO, Global Asset Mana..	Common Stock	17,191	$135.93	$2,336,738
Sale	11 Feb 2015	SWEENEY JOSEPH EDWARD officer: Pres-AWM Products & Services officer: Pres-AWM Products & Se..	Common Stock	10,382	$136.02	$1,412,118
Sale	11 Feb 2015	WOERNER JOHN ROBERT officer: Pres Ins & Chief Strat Officer officer: Pres Ins & Chief Strat..	Common Stock	14,000	$135.58	$1,898,162
Sale	11 Feb 2015	HUNTER KELLI A officer: Exec VP of Human Resources officer: Exec VP of Human Resou..	Common Stock	7,757	$135.9	$1,054,169
Sale	11 Feb 2015	CRACCHIOLO JAMES M director, officer: Chairman and CEO director, officer: Chairman and..	Common Stock	25,000	$136.01	$3,400,250
Option	9 Feb 2015	TRUSCOTT WILLIAM F officer: CEO, Global Asset Management officer: CEO, Global Asset Mana..	Common Stock	64,313	$37.23	$2,394,373
Option	9 Feb 2015	TRUSCOTT WILLIAM F officer: CEO, Global Asset Management officer: CEO, Global Asset Mana..	Employee Stock Option (right to buy)	64,313	$37.23	$2,394,373
Sale	9 Feb 2015	TRUSCOTT WILLIAM F officer: CEO, Global Asset Management officer: CEO, Global Asset Mana..	Common Stock	24,398	$133.91	$3,267,209
Sale	9 Feb 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	654	$133.98	$87,623
Option	6 Feb 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	5,641	$52.86	$298,183
Option	6 Feb 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Employee Stock Option (right to buy)	5,641	$52.86	$298,183
Sale	6 Feb 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	1,786	$136	$242,896
Sale	5 Feb 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	532	$131.4	$69,905
Option	3 Feb 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	5,641	$52.86	$298,183
Option	3 Feb 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Employee Stock Option (right to buy)	5,641	$52.86	$298,183
Sale	3 Feb 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	1,751	$132	$231,132
Sale	29 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	1,433	$127.66	$182,937
Sale	28 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	1,433	$127.66	$182,937
Option	27 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Employee Stock Option (right to buy)	5,641	$52.86	$298,183
Sale	27 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	1,886	$128.15	$241,691
Option	27 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	5,641	$52.86	$298,183
Option	26 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Employee Stock Option (right to buy)	5,641	$52.86	$298,183
Sale	26 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	2,216	$129.37	$286,684
Option	26 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	5,641	$52.86	$298,183
Option	23 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	5,641	$52.86	$298,183
Option	23 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Employee Stock Option (right to buy)	5,641	$52.86	$298,183
Sale	23 Jan 2015	JUNEK JOHN CARL officer: Exec VP and General Counsel officer: Exec VP and General Co..	Common Stock	2,200	$130.23	$286,506
Option	24 Dec 2014	FROUDE DONALD E officer: Pres., Personal Advisors Group officer: Pres., Personal Adviso..	Common Stock	33,000	$38.83	$1,281,390
Option	24 Dec 2014	FROUDE DONALD E officer: Pres., Personal Advisors Group officer: Pres., Personal Adviso..	Employee Stock Option (right to buy)	33,000	$38.83	$1,281,390
Sale	24 Dec 2014	FROUDE DONALD E officer: Pres., Personal Advisors Group officer: Pres., Personal Adviso..	Common Stock	11,914	$136.19	$1,622,508
Sale	23 Dec 2014	KUPPER RANDY officer: EVP Technology and CIO officer: EVP Technology and CIO	Common Stock	2,475	$136.21	$337,110
Option	23 Dec 2014	KUPPER RANDY officer: EVP Technology and CIO officer: EVP Technology and CIO	Common Stock	7,857	$58.7	$461,206
Sale	23 Dec 2014	CRACCHIOLO JAMES M director, officer: Chairman and CEO director, officer: Chairman and..	Common Stock	29,155	$136.08	$3,967,296
Option	23 Dec 2014	KUPPER RANDY officer: EVP Technology and CIO officer: EVP Technology and CIO	Employee Stock Option (right to buy)	7,857	$58.7	$461,206
Sale	19 Dec 2014	BERMAN WALTER STANLEY officer: Executive VP and CFO officer: Executive VP and CFO	Common Stock	10,785	$135.12	$1,457,215
Option	12 Dec 2014	CRACCHIOLO JAMES M director, officer: Chairman and CEO director, officer: Chairman and..	Common Stock	100,035	$52.86	$5,287,850
Option	12 Dec 2014	CRACCHIOLO JAMES M director, officer: Chairman and CEO director, officer: Chairman and..	Employee Stock Option (right to buy)	100,035	$52.86	$5,287,850
Sale	9 Dec 2014	MCGRAW DEIRDRE DAVEY officer: EVP Corp Comm/Cmnity Rltns officer: EVP Corp Comm/Cmnity R..	Common Stock	4,000	$133.08	$532,320
Sale	8 Dec 2014	BERMAN WALTER STANLEY officer: Executive VP and CFO officer: Executive VP and CFO	Common Stock	11,102	$136.71	$1,517,721

Showing 450 to 500 of 1096 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Ameriprise Financial Insider trading & Transactions

Insider trading

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Ameriprise Financial
Insider trading & Transactions