Axos Financial
Insider trading & Transactions

Last updated: 30 Jul 2021

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	30 Jul 2021	SWANSON BRIAN D other: EVP, Head of Consumer Bank other: EVP, Head of Consumer Bank	Common Stock	1,851	N/A	N/A
Option	30 Jul 2021	CONSTANTINE THOMAS M other: EVP and Chief Credit Officer other: EVP and Chief Credit Off..	Common Stock	1,378	N/A	N/A
Option	30 Jul 2021	MATSUMOTO RAYMOND D other: EVP, Chief Operating Officer other: EVP, Chief Operating Off..	Common Stock	1,077	N/A	N/A
Option	30 Jul 2021	BAR-ADON ESHEL officer: EVP, Chief Legal Officer officer: EVP, Chief Legal Officer	Common Stock	1,550	N/A	N/A
Option	30 Jul 2021	MATSUMOTO RAYMOND D other: EVP, Chief Operating Officer other: EVP, Chief Operating Off..	Restricted Stock Units	1,077	N/A	N/A
Option	30 Jul 2021	SWANSON BRIAN D other: EVP, Head of Consumer Bank other: EVP, Head of Consumer Bank	Restricted Stock Units	1,851	N/A	N/A
Option	30 Jul 2021	BAR-ADON ESHEL officer: EVP, Chief Legal Officer officer: EVP, Chief Legal Officer	Restricted Stock Units	1,550	N/A	N/A
Option	30 Jul 2021	CONSTANTINE THOMAS M other: EVP and Chief Credit Officer other: EVP and Chief Credit Off..	Restricted Stock Units	1,378	N/A	N/A
Option	30 Jul 2021	TOLLA JOHN CHARLES officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer	Restricted Stock Units	818	N/A	N/A
Option	30 Jul 2021	TOLLA JOHN CHARLES officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer	Common Stock	818	N/A	N/A
Option	19 Jul 2021	WALSH DERRICK officer: SVP, Chief Accounting Officer officer: SVP, Chief Accounting ..	Common Stock	929	N/A	N/A
Option	19 Jul 2021	WALSH DERRICK officer: SVP, Chief Accounting Officer officer: SVP, Chief Accounting ..	Restricted Stock Units	929	N/A	N/A
Option	30 Jun 2021	GARRABRANTS GREGORY director, officer: President and CEO director, officer: President an..	Common Stock	160,000	N/A	N/A
Option	30 Jun 2021	GARRABRANTS GREGORY director, officer: President and CEO director, officer: President an..	Restricted Stock Units	160,000	N/A	N/A
Sale	7 May 2021	PARK DAVID X other: EVP, Comm Banking & Treasury other: EVP, Comm Banking & Trea..	Common Stock	5,000	$46.26	$231,300
Option	22 Apr 2021	PARK DAVID X other: EVP, Comm Banking & Treasury other: EVP, Comm Banking & Trea..	Common Stock	3,637	N/A	N/A
Option	22 Apr 2021	PARK DAVID X other: EVP, Comm Banking & Treasury other: EVP, Comm Banking & Trea..	Restricted Stock Units	3,637	N/A	N/A
Option	25 Mar 2021	SWANSON BRIAN D other: EVP, Head of Consumer Bank other: EVP, Head of Consumer Bank	Restricted Stock Units	3,491	N/A	N/A
Option	25 Mar 2021	SWANSON BRIAN D other: EVP, Head of Consumer Bank other: EVP, Head of Consumer Bank	Common Stock	3,491	N/A	N/A
Option	25 Mar 2021	BAR-ADON ESHEL officer: EVP, Chief Legal Officer officer: EVP, Chief Legal Officer	Restricted Stock Units	2,863	N/A	N/A
Option	25 Mar 2021	BAR-ADON ESHEL officer: EVP, Chief Legal Officer officer: EVP, Chief Legal Officer	Common Stock	2,863	N/A	N/A
Option	25 Mar 2021	CONSTANTINE THOMAS M other: EVP and Chief Credit Officer other: EVP and Chief Credit Off..	Common Stock	2,704	N/A	N/A
Option	25 Mar 2021	CONSTANTINE THOMAS M other: EVP and Chief Credit Officer other: EVP and Chief Credit Off..	Restricted Stock Units	2,704	N/A	N/A
Option	25 Mar 2021	MATSUMOTO RAYMOND D other: EVP, Chief Operating Officer other: EVP, Chief Operating Off..	Restricted Stock Units	2,227	N/A	N/A
Option	25 Mar 2021	MATSUMOTO RAYMOND D other: EVP, Chief Operating Officer other: EVP, Chief Operating Off..	Common Stock	2,227	N/A	N/A
Option	25 Mar 2021	TOLLA JOHN CHARLES officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer	Restricted Stock Units	1,591	N/A	N/A
Option	25 Mar 2021	PARK DAVID X other: EVP, Comm Banking & Treasury other: EVP, Comm Banking & Trea..	Restricted Stock Units	680	N/A	N/A
Option	25 Mar 2021	TOLLA JOHN CHARLES officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer	Common Stock	1,591	N/A	N/A
Option	25 Mar 2021	PARK DAVID X other: EVP, Comm Banking & Treasury other: EVP, Comm Banking & Trea..	Common Stock	680	N/A	N/A
Option	12 Mar 2021	BAR-ADON ESHEL officer: EVP, Chief Legal Officer officer: EVP, Chief Legal Officer	Common Stock	3,427	N/A	N/A
Option	12 Mar 2021	SIME JEFFREY other: President and CFO other: President and CFO	Restricted Stock Units	440	N/A	N/A
Option	12 Mar 2021	BAR-ADON ESHEL officer: EVP, Chief Legal Officer officer: EVP, Chief Legal Officer	Restricted Stock Units	3,427	N/A	N/A
Option	12 Mar 2021	SWANSON BRIAN D other: EVP, Head of Consumer Bank other: EVP, Head of Consumer Bank	Common Stock	3,118	N/A	N/A
Option	12 Mar 2021	SIME JEFFREY other: President and CFO other: President and CFO	Common Stock	440	N/A	N/A
Option	12 Mar 2021	MATSUMOTO RAYMOND D other: EVP, Chief Operating Officer other: EVP, Chief Operating Off..	Common Stock	3,427	N/A	N/A
Option	12 Mar 2021	PARK DAVID X other: EVP, Comm Banking & Treasury other: EVP, Comm Banking & Trea..	Common Stock	2,350	N/A	N/A
Option	12 Mar 2021	TOLLA JOHN CHARLES officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer	Common Stock	1,958	N/A	N/A
Option	12 Mar 2021	MATSUMOTO RAYMOND D other: EVP, Chief Operating Officer other: EVP, Chief Operating Off..	Restricted Stock Units	3,427	N/A	N/A
Option	12 Mar 2021	SWANSON BRIAN D other: EVP, Head of Consumer Bank other: EVP, Head of Consumer Bank	Restricted Stock Units	3,118	N/A	N/A
Option	12 Mar 2021	CONSTANTINE THOMAS M other: EVP and Chief Credit Officer other: EVP and Chief Credit Off..	Common Stock	2,938	N/A	N/A
Option	12 Mar 2021	TOLLA JOHN CHARLES officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer	Restricted Stock Units	1,958	N/A	N/A
Option	12 Mar 2021	PARK DAVID X other: EVP, Comm Banking & Treasury other: EVP, Comm Banking & Trea..	Restricted Stock Units	2,350	N/A	N/A
Option	12 Mar 2021	CONSTANTINE THOMAS M other: EVP and Chief Credit Officer other: EVP and Chief Credit Off..	Restricted Stock Units	2,938	N/A	N/A
Option	8 Mar 2021	WALSH DERRICK officer: SVP, Chief Accounting Officer officer: SVP, Chief Accounting ..	Common Stock	3,969	N/A	N/A
Option	8 Mar 2021	WALSH DERRICK officer: SVP, Chief Accounting Officer officer: SVP, Chief Accounting ..	Restricted Stock Units	3,969	N/A	N/A
Sale	8 Mar 2021	MICHELETTI ANDREW J officer: EVP, Chief Financial Officer officer: EVP, Chief Financial O..	Common Stock	15,000	N/A	N/A
Sale	8 Mar 2021	DADA UZAIR director director	Common Stock	4,949	$48.86	$241,788
Sale	25 Feb 2021	RATINOFF EDWARD JAMES director director	Common Stock	5,302	$47	$249,194
Sale	24 Feb 2021	NICK MOSICH director director	Common Stock	3,196	N/A	N/A
Sale	22 Feb 2021	NICK MOSICH director director	Common Stock	1,874	N/A	N/A

Showing 500 to 550 of 1415 results.

Insider trading

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Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Axos Financial Insider trading & Transactions

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Axos Financial
Insider trading & Transactions