Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 120,791 $6.67 $805,193 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 98,357 $6.84 $672,860 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 100,000 $7.1 $709,700 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 212,152 $6.96 $1,477,427 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 87,848 $6.96 $611,246 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 113,027 $6.77 $765,419 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 1,286,973 $6.59 $8,485,013 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 300,000 $6.96 $2,086,800 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 300,000 $7.1 $2,130,000 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 374,817 $6.85 $2,566,747 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 399,766 $6.75 $2,696,422 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 225,417 $6.85 $1,543,656 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 640,000 $6.9 $4,414,080 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 360,000 $7.07 $2,543,400 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 800,000 $6.31 $5,050,400 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 850,000 $6.16 $5,231,750 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 303,900 $6 $1,824,312 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 46,100 $6.01 $277,245 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 100,000 $6.65 $665,400 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 400,000 $6.86 $2,745,600 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 218,100 $6.8 $1,482,426 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Warrants 11,650 $14.04 $163,566 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 175,000 $7.07 $1,237,600 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 225,000 $6.68 $1,502,550 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 225,000 $6.68 $1,502,550 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 515,893 $6.39 $3,294,493 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 104,429 $6.27 $654,874 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 380,000 $6.37 $2,420,600 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 330,000 $6.32 $2,086,260 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 500,000 $6.49 $3,244,000 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 425,000 $6.61 $2,808,400 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 575,000 $6.14 $3,527,625 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 134,998 $6.01 $811,068 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 331,613 $6.17 $2,044,394 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 91,387 $6.02 $549,876 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 61,800 $6.02 $372,160 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 215,100 $6.16 $1,324,801 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 210,100 $6.24 $1,310,184 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 284,799 $6.2 $1,765,469 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 214,101 $6.07 $1,298,737 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 91,100 $6.3 $573,566 Purchase
SCHALL DARRYL director director
Common Stock 10,000 $6.25 $62,450 Purchase
BARNES SYLVIA K. director director
Common Stock 20,000 $5.34 $106,720 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 28,300 $5.84 $165,159 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 717,873 $6.08 $4,366,104 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Warrants 1,165 $14.04 $16,357 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 31,341 $6.73 $210,988 Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Warrants 10,485 N/A N/A Sale
FRANKLIN RESOURCES INC 10 percent owner 10 percent owner
Common Stock 117,731 $7.84 $923,011 Purchase
ARES MANAGEMENT LLC director, 10 percent owner director, 10 percent owner
Convertible Preferred Stock 276 N/A N/A