Sale
BAKER BIOTECH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 57,847 $4.21 $243,652 Sale
BAKER BROS. CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 9,226 $4.21 $38,860 Sale
14159 CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 3,880 $4.21 $16,343 Sale
BAKER / TISCH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 2,467 $4.21 $10,391 Sale
BAKER / TISCH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 4,626 $4.48 $20,720 Sale
BAKER BROTHERS LIFE SCIENCES CAPITAL (GP), LLC 10 percent .. 10 percent owner
Common Stock 237,113 $4.48 $1,062,029 Sale
14159 CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 7,274 $4.48 $32,580 Sale
BAKER BIOTECH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 108,472 $4.48 $485,846 Sale
BAKER BROS. CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 17,302 $4.48 $77,496 Purchase
ERCK STANLEY C director director
Common Stock 40,000 $1.22 $48,880 Purchase
SHERIDAN WILLIAM P officer: Senior VP - CMO officer: Senior VP - CMO
Common Stock 3,000 $1.62 $4,845 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 3,000 $1.62 $4,845 Purchase
GRANT STUART officer: SR VP & CFO officer: SR VP & CFO
Common Stock 3,000 $1.62 $4,845 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 55,000 $1.48 $81,455 Purchase
BAKER BROTHERS LIFE SCIENCES CAPITAL (GP), LLC 10 percent .. 10 percent owner
Common Stock 7,401 $0.98 $7,238 Purchase
BAKER / TISCH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 49 $0.98 $48 Purchase
BAKER BIOTECH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 2,339 $0.98 $2,288 Purchase
BAKER BROS. CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 10 $0.98 $10 Purchase
14159 CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 201 $0.98 $197 Purchase
BAKER BROS. CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 43 $0.91 $39 Purchase
14159 CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 848 $0.91 $775 Purchase
BAKER BROTHERS LIFE SCIENCES CAPITAL (GP), LLC 10 percent .. 10 percent owner
Common Stock 31,071 $0.91 $28,399 Purchase
BAKER / TISCH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 207 $0.91 $189 Purchase
BAKER BIOTECH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 9,831 $0.91 $8,986 Purchase
BAKER BIOTECH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 96,033 $1 $96,033 Purchase
BAKER BROS. CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 422 $1 $422 Purchase
14159 CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 8,278 $1 $8,278 Purchase
BAKER / TISCH CAPITAL (GP), LLC 10 percent owner 10 percent owner
Common Stock 2,028 $1 $2,028 Purchase
BAKER BROTHERS LIFE SCIENCES CAPITAL (GP), LLC 10 percent .. 10 percent owner
Common Stock 303,517 $1 $303,517 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 25,000 $1.75 $43,625 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 2,300 $3.1 $7,125 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 7,700 $2.95 $22,738 Purchase
GRANT STUART officer: SR VP & CFO officer: SR VP & CFO
Common Stock 3,000 $2.82 $8,466 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 240 $2.82 $677 Purchase
DARWIN MICHAEL A officer: Principal Accounting Officer officer: Principal Accounting O..
Common Stock 1,709 $2.82 $4,823 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 3,000 $3.5 $10,506 Purchase
DARWIN MICHAEL A officer: Principal Accounting Officer officer: Principal Accounting O..
Common Stock 1,339 $3.5 $4,689 Sale
BENNETT J CLAUDE director, officer: Chief Operating Officer director, officer: Chief Operat..
Common Stock 20,000 $12 $240,000 Option
BENNETT J CLAUDE director, officer: Chief Operating Officer director, officer: Chief Operat..
Stock Option 20,000 $6.38 $127,500 Option
BENNETT J CLAUDE director, officer: Chief Operating Officer director, officer: Chief Operat..
Common Stock 20,000 $6.38 $127,500 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 2,650 $9.86 $26,129 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 7,250 $9.87 $71,529 Purchase
FEATHERINGILL WILLIAM W director, 10 percent owner director, 10 percent owner
Common Stock 831,538 $7.8 $6,485,996 Purchase
FEATHERINGILL WILLIAM W director, 10 percent owner director, 10 percent owner
Warrants (Right to buy) 315,985 $10.25 $3,238,846 Purchase
NUGENT JONATHAN M officer: VP Corp Communications officer: VP Corp Communications
Common Stock 285 $7.06 $2,011 Purchase
ALEXANDER W JAMES officer: SR. VP, Chief Medical Officer officer: SR. VP, Chief Medical ..
Common Stock 2,374 $7.06 $16,749 Purchase
STONEHOUSE JON P director, officer: President & CEO director, officer: President & ..
Common Stock 2,463 $7.06 $17,376 Option
BENNETT J CLAUDE director, officer: Chief Operating Officer director, officer: Chief Operat..
Common Stock 16,171 $4.51 $72,899 Option
BENNETT J CLAUDE director, officer: Chief Operating Officer director, officer: Chief Operat..
Stock Option 15,171 $6.17 $93,635 Option
BENNETT J CLAUDE director, officer: Chief Operating Officer director, officer: Chief Operat..
Emp. Stock Option (right to buy) 1,000 $1.18 $1,180