Option
CANTOR FITZGERALD L P
Class A Common Stock par value $0.01 per share 200,000 N/A N/A Option
CF GROUP MANAGEMENT INC director, 10 percent owner director, 10 percent owner
Class A Common Stock, par value $0.01 per share 200,000 N/A N/A Option
CF GROUP MANAGEMENT INC director, 10 percent owner director, 10 percent owner
BGC Holdings Exchangeable Limited Partnership Interests 200,000 N/A N/A Purchase
DALTON JOHN H director director
Class A Common Stock, par value $0.01 per share 9,000 $4.91 $44,163 Option
LUTNICK HOWARD W director, 10 percent owner, officer: Chai.. director, 10 percent owner, off..
BGC Holdings Exchangeable Limited Partnership Interests 3,500,000 N/A N/A Option
LUTNICK HOWARD W director, 10 percent owner, officer: Chai.. director, 10 percent owner, off..
Class A Common Stock, par value $0.01 per share 3,500,000 N/A N/A Option
CF GROUP MANAGEMENT INC director, 10 percent owner director, 10 percent owner
BGC Holdings Exchangeable Limited Partnership Interests 3,500,000 N/A N/A Option
CF GROUP MANAGEMENT INC director, 10 percent owner director, 10 percent owner
Class A Common Stock, par value $0.01 per share 3,500,000 N/A N/A Option
CANTOR FITZGERALD L P
BGC Holdings Exchangeable Limited Partnership Interests 3,500,000 N/A N/A Option
CANTOR FITZGERALD L P
Class A Common Stock par value $0.01 per share 3,500,000 N/A N/A Purchase
WEIS ALBERT M director director
Class A Common Stock, par value $0.01 per share 25,000 $6 $150,075 Purchase
WEIS ALBERT M director director
Class A Common Stock, par value $0.01 per share 10,000 $5.9 $59,000 Option
LYNN SHAUN D officer: President officer: President
Exchange Rights Related to BGC Holdings Founding Partner Int 500,000 N/A N/A Option
LYNN SHAUN D officer: President officer: President
Class A Common Stock, par value $0.01 per share 500,000 N/A N/A Purchase
WEIS ALBERT M director director
Class A Common Stock, par value per $0.01 per share 5,000 $2.31 $11,550 Purchase
DALTON JOHN H director director
Class A Common Stock, par value $0.01 per shar 1,100 $2.05 $2,255 Purchase
WEIS ALBERT M director director
Class A Common Stock, par value per $0.01 per share 10,000 $1.36 $13,600 Purchase
WEIS ALBERT M director director
Class A Common Stock, par value per $0.01 per share 20,000 $1.36 $27,200 Sale
SLOANE BARRY R director director
Class A Common Stock, par value $0.01 per share 3,421 $2.5 $8,553 Purchase
DALTON JOHN H director director
Class A Common Stock, par value $0.01 per share 1,300 $3.41 $4,433 Purchase
DALTON JOHN H director director
Class A Common Stock, par value $0.01 per share 9,916 N/A N/A Purchase
SLOANE BARRY R director director
Class A Common Stock, par value per $0.01 per share 9,916 N/A N/A Purchase
WEIS ALBERT M director director
Class A Common Stock, par value $0.01 per share 9,916 N/A N/A Purchase
KOSHLAND CATHERINE P director director
Class A Common Stock, par value per $0.01 per share 9,916 N/A N/A Option
AMAITIS LEE M director, officer: Co-Chief Executive Officer director, officer: Co-Chief Exe..
BGC Holdings Exchangeable Founding Partner Interests 484,445 N/A N/A Option
AMAITIS LEE M director, officer: Co-Chief Executive Officer director, officer: Co-Chief Exe..
Class A Common Stock, par value $0.01 per share 484,445 N/A N/A Sale
PAR INVESTMENT PARTNERS LP 10 percent owner 10 percent owner
Class A Common Stock 539,000 $3.87 $2,085,930 Purchase
DALTON JOHN H director director
Class A Common Stock, par value $0.01 per share 2,300 $3.87 $8,901 Purchase
WEIS ALBERT M director director
Class A Common Stock, par value $0.01 per share 0 N/A N/A Purchase
WEIS ALBERT M director director
Class A Common Stock, par value per $0.01 per share 15,000 $1.95 $29,250 Purchase
PAR INVESTMENT PARTNERS LP 10 percent owner 10 percent owner
Common Stock 55,000 $3.97 $218,075 Purchase
DALTON JOHN H director director
Class A common Stock, par value $0.01 per share 2,000 $5.05 $10,100 Purchase
PAR INVESTMENT PARTNERS LP 10 percent owner 10 percent owner
Common Stock 50,100 $5.15 $257,965 Purchase
DALTON JOHN H director director
Class A Common Stock, par value $0.01 per share 2,000 $5.19 $10,380 Purchase
PAR INVESTMENT PARTNERS LP 10 percent owner 10 percent owner
Common Stock 67,237 $5.22 $351,112 Purchase
WEIS ALBERT M director director
Class A Common Stock, par value per $0.01 per share 5,000 $2.81 $14,050 Purchase
WEIS ALBERT M director director
Class A Common Stock, per value per $0.01 per share 0 N/A N/A Purchase
WEIS ALBERT M director director
Class A Common Stock, par value per $0.01 per share 15,000 $5.8 $86,925 Purchase
WEIS ALBERT M director director
Class A Common Stock, par value per $0.01 per share 14,500 $2 $29,000 Purchase
PAR INVESTMENT PARTNERS LP 10 percent owner 10 percent owner
Common Stock 27,500 $6.45 $177,348 Purchase
DALTON JOHN H director director
Class A Common Stock, par value per $0.01 per share 700 $7.19 $5,033 Purchase
WEIS ALBERT M director director
Class A Common Stock, par value per $0.01 per share 4,500 $3.59 $16,146 Purchase
DALTON JOHN H director director
Class A Common Stock, par value $0.01 per share 10,000 $7.35 $73,450 Purchase
DALTON JOHN H director director
Class A Common Stock, par value per $0.01 per share 10,000 $7.35 $73,450 Purchase
WEIS ALBERT M director director
Class A Common Stock, par value per $0.01 per share 5,000 $7.25 $36,250 Purchase
DALTON JOHN H director director
Class A Common Stock, par value $0.01 per share 1,300 $7.39 $9,607 Purchase
DALTON JOHN H director director
Class A Common Stock, par value $0.01 per share (1) 700 $7.4 $5,180 Purchase
DALTON JOHN H director director
Class A Common Stock, par value per $0.01 per share 2,000 $7.4 $14,790 Sale
MERKEL STEPHEN M officer: EVP and General Counsel officer: EVP and General Counsel
Class A Common Stock, par value $0.01 per share 175,000 $7.72 $1,351,000 Sale
LUTNICK HOWARD W director, 10 percent owner, officer: Chai.. director, 10 percent owner, off..
Class A Common Stock, par value $0.01 per share 3,926,178 $7.72 $30,310,094