Purchase
ICARUS INVESTMENT CORP. 10 percent owner 10 percent owner
Common Stock 10,000 $6.78 $67,800 Purchase
DEZWIREK PHILLIP director, 10 percent owner, officer: Chai.. director, 10 percent owner, off..
Common Stock 30,000 $6.78 $203,400 Option
BLAZER DENNIS W officer: CFO; VP of Finance and Admin officer: CFO; VP of Finance and..
Common Stock 12,500 $3.35 $41,875 Option
BLAZER DENNIS W officer: CFO; VP of Finance and Admin officer: CFO; VP of Finance and..
Employee stock option (right to buy) 12,500 $3.35 $41,875 Sale
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 4,348 $16.25 $70,655 Sale
CAPE ARTHUR director director
Common Stock 1,000 $13.11 $13,110 Sale
CAPE ARTHUR director director
Common Stock 1,000 $13.02 $13,017 Option
CAPE ARTHUR director director
Stock Option (Right to Buy) 3,000 $2.5 $7,500 Option
CAPE ARTHUR director director
Common Stock 3,000 $2.5 $7,500 Sale
FLAHERTY THOMAS J director director
Common Stock 10,000 $12.23 $122,300 Sale
CAPE ARTHUR director director
Common Stock 1,000 $12.4 $12,395 Option
CAPE ARTHUR director director
Stock Option (Right to Buy) 2,000 $2.5 $5,000 Option
FLAHERTY THOMAS J director director
Common Stock 10,000 $1.7 $17,000 Option
CAPE ARTHUR director director
Common Stock 2,000 $2.5 $5,000 Option
FLAHERTY THOMAS J director director
Stock Option (Right to Buy 10,000 $1.7 $17,000 Option
BLAZER DENNIS W officer: CFO; VP of Finance and Admin officer: CFO; VP of Finance and..
Employee stock option (right to buy) 5,000 $7.3 $36,500 Option
BLAZER DENNIS W officer: CFO; VP of Finance and Admin officer: CFO; VP of Finance and..
Common Stock 5,000 $7.3 $36,500 Option
BLUM DAVID officer: Senior Vice President officer: Senior Vice President
Common Stock 167,000 $2.94 $490,646 Option
BLUM RICHARD director, officer: President director, officer: President
warrant 224,000 $2.94 $658,112 Option
BLUM RICHARD director, officer: President director, officer: President
Common Stock 224,000 $2.94 $658,112 Sale
DEZWIREK PHILLIP director, 10 percent owner, officer: Chai.. director, 10 percent owner, off..
Common Stock 1,250,000 $10.63 $13,288,750 Option
DEZWIREK PHILLIP director, 10 percent owner, officer: Chai.. director, 10 percent owner, off..
Warrant (Right to Buy) 1,250,000 $4.4 $5,497,500 Option
DEZWIREK PHILLIP director, 10 percent owner, officer: Chai.. director, 10 percent owner, off..
Common Stock 1,250,000 $4.4 $5,497,500 Sale
DEZWIREK JASON LOUIS
Common Stock 598,666 $10.63 $6,364,418 Sale
BLUM DAVID officer: Senior Vice President officer: Senior Vice President
Common Stock 167,000 $2.94 $490,646 Sale
BLUM RICHARD director, officer: President director, officer: President
Common Stock 224,000 $2.94 $658,112 Option
BLUM DAVID officer: Senior Vice President officer: Senior Vice President
warrant 167,000 $2.94 $490,646 Option
WRIGHT DONALD director director
Common Stock 10,000 $2.75 $27,500 Option
WRIGHT DONALD director director
stock option (right to buy) 10,000 $2.75 $27,500 Option
BLAZER DENNIS W officer: CFO; VP of Finance and Admin officer: CFO; VP of Finance and..
Common Stock 12,500 $3.35 $41,875 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 25,000 $8.93 $223,275 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 32,700 $9.03 $295,314 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 17,000 $8.92 $151,555 Sale
WRIGHT DONALD director director
Common Stock 2,000 $10.62 $21,238 Sale
WRIGHT DONALD director director
Common Stock 2,600 $10.35 $26,910 Sale
CAPE ARTHUR director director
Common Stock 4,000 $10.31 $41,248 Option
FLAHERTY THOMAS J director director
Stock Option (right to buy) 9,895 $1.7 $16,822 Sale
FLAHERTY THOMAS J director director
Common Stock 9,895 $1.7 $16,822 Option
FLAHERTY THOMAS J director director
Common Stock 9,895 $1.7 $16,822 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 6,075 $9.68 $58,806 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 20,525 $7.48 $153,424 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 5,407 $7.36 $39,790 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 12,750 $7.34 $93,547 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 5,500 $7.45 $40,975 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP 1,995 $7.24 $14,442 Option
CAPE ARTHUR director director
Stock Option (Right to Buy) 5,000 $2.5 $12,500 Option
CAPE ARTHUR director director
Common Stock 5,000 $2.5 $12,500 Purchase
HARVEY SANDLER REVOCABLE TRUST 10 percent owner 10 percent owner
CECO ENVIRONMENTAL CORP. 28,666 $7.11 $203,701 Option
WRIGHT DONALD director director
Common Stock 5,000 $2.06 $10,300 Option
WRIGHT DONALD director director
stock option (right to buy) 5,000 $2.06 $10,300