Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 18,240 $0.88 $16,088 Purchase
HERTZBERG RICHARD other: significant owner other: significant owner
Cellectar Biosciences, Inc. (CLRB) Common Stock 19,592 $0.91 $17,829 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 52,985 $0.86 $45,779 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 44,965 $0.82 $37,051 Purchase
HERTZBERG RICHARD other: significant owner other: significant owner
Cellectar Biosciences, Inc. (CLRB) Common Stock 16,250 $0.92 $15,015 Purchase
HERTZBERG RICHARD other: significant owner other: significant owner
Cellectar Biosciences, Inc. (CLRB) Common Stock 10,000 $12 $120,000 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 50,950 $1.1 $56,096 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 42,110 $1.04 $43,837 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 4,378 $1.2 $5,267 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 67,102 $1.28 $85,555 Purchase
CARUSO JAMES V director, officer: President and CEO director, officer: President an..
Common Stock, par value $0.00001 per share 1,000 $1.3 $1,302 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 106,700 $1.21 $129,214 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 88,745 $1.15 $102,234 Purchase
CARUSO JAMES V director, officer: President and CEO director, officer: President an..
Common Stock, par value $0.00001 per share 1,000 $1.16 $1,159 Purchase
CARUSO JAMES V director, officer: President and CEO director, officer: President an..
Common Stock, par value $0.00001 per share 2,000 $1.5 $3,000 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 8,061 $1.38 $11,116 Purchase
CARUSO JAMES V director, officer: President and CEO director, officer: President an..
Common Stock, par value $0.00001 per share 2,000 $1.5 $3,000 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 99 $2 $198 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 2,000 $2 $4,000 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 6,866 $2 $13,732 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 2,554 $2 $5,108 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 2,800 $2.11 $5,902 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 4,700 $2 $9,400 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 21,600 $2.06 $44,496 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 6,340 $2 $12,680 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 1,701 $2.15 $3,657 Sale
AWM INVESTMENT COMPANY, INC. 10 percent owner 10 percent owner
Common Stock 23,100 $2.41 $55,671 Purchase
HERTZBERG RICHARD other: significant owner other: significant owner
Cellectar Biosciences, Inc. (CLRB) Common Stock 10,000 $12 $120,000 Purchase
HERTZBERG RICHARD other: significant owner other: significant owner
Cellectar Biosciences, Inc. (CLRB) Common Stock 20,000 $2.67 $53,400 Purchase
MARXE AUSTIN W & GREENHOUSE DAVID M 10 percent owner 10 percent owner
Common Stock 182 $3 $546 Purchase
GENN JOHN PATRICK officer: VP of Business Development officer: VP of Business Develop..
Stock purchase warrant (right to buy) 10,000 N/A N/A Purchase
GENN JOHN PATRICK officer: VP of Business Development officer: VP of Business Develop..
Stock purchase warrant (right to buy) 15,000 N/A N/A Purchase
GENN JOHN PATRICK officer: VP of Business Development officer: VP of Business Develop..
Stock purchase warrant (right to buy) 22,000 N/A N/A Purchase
GENN JOHN PATRICK officer: VP of Business Development officer: VP of Business Develop..
Stock purchase warrant (right to buy) 3,000 $4.68 $14,040 Purchase
MARXE AUSTIN W & GREENHOUSE DAVID M 10 percent owner 10 percent owner
Common Stock 5,699 $3 $17,097 Purchase
NEIS JOHN director director
Stock Purchase Warrant (right to buy) 268,711 $4.22 $1,132,617 Purchase
HERTZBERG RICHARD other: significant owner other: significant owner
Cellectar Biosciences, Inc. (CLRB) Common Stock 409,158 $3.75 $1,534,343 Purchase
HILL STEPHEN A director director
Common Stock, par value $0.00001 per share 5,300 $4.68 $24,804 Purchase
HILL STEPHEN A director director
Stock purchase warrant (right to buy) 5,300 $4.68 $24,804 Purchase
NEIS JOHN director director
Common Stock, par value $0.00001 per share 268,711 $4.22 $1,132,617 Purchase
PEDDER SIMON director, officer: President and CEO director, officer: President an..
Common Stock, par value $0.00001 per share 13,300 $4.68 $62,244 Purchase
PEDDER SIMON director, officer: President and CEO director, officer: President an..
Stock purchase warrant (right to buy) 13,300 $4.68 $62,244 Sale
NEIS JOHN director director
Convertible Debenture (right to buy) 50,000 N/A N/A Purchase
MARXE AUSTIN W & GREENHOUSE DAVID M 10 percent owner 10 percent owner
Common Stock 65,687 $3.05 $200,345 Purchase
MARXE AUSTIN W & GREENHOUSE DAVID M 10 percent owner 10 percent owner
Common Stock 4,800 $3.05 $14,640 Purchase
HERTZBERG RICHARD other: significant owner other: significant owner
Cellectar Biosciences, Inc. Warrant 12/5/2011 10,000 $12 $120,000 Purchase
HERTZBERG RICHARD other: significant owner other: significant owner
Novelos Therapeutics, Inc. New (NVLT) 10,000 $12 $120,000