Sale
POOLER JOSEPH W. JR. officer: EVP, CFO and Treasurer officer: EVP, CFO and Treasurer
Common Stock, par value $0.01 per share 10,000 $11.64 $116,400 Option
COHEN DANIEL G director, 10 percent owner, officer: Execut.. director, 10 percent owner, off..
Cohen & Company, LLC Membership Units 443,474 N/A N/A Option
BRAFMAN LESTER RAYMOND officer: Chief Executive Officer officer: Chief Executive Officer
Cohen & Company, LLC Membership Units 483,301 N/A N/A Sale
LISTMAN DOUGLAS officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Stock, par value $0.01 per share 2,332 $8.76 $20,438 Option
BRAFMAN LESTER RAYMOND officer: Chief Executive Officer officer: Chief Executive Officer
Cohen & Company, LLC Membership Units 470,330 $0.88 $412,950 Option
COHEN DANIEL G director, 10 percent owner, officer: Execut.. director, 10 percent owner, off..
Cohen & Company, LLC Membership Units 479,380 $0.88 $420,896 Sale
DAWSON G STEVEN director director
Common Stock, par value $0.01 per share 254 $8.54 $2,169 Sale
LISTMAN DOUGLAS officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Stock, par value $0.01 per share 1,379 $16.38 $22,583 Sale
POOLER JOSEPH W. JR. officer: EVP, CFO and Treasurer officer: EVP, CFO and Treasurer
Common Stock, par value $0.01 per share 10,000 $24.27 $242,650 Sale
LISTMAN DOUGLAS officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Stock, par value $0.01 per share 8,507 N/A N/A Sale
POOLER JOSEPH W. JR. officer: EVP, CFO and Treasurer officer: EVP, CFO and Treasurer
Common Stock, par value $0.01 per share 10,000 $25.73 $257,300 Purchase
COHEN DANIEL G director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Common Stock, par value $0.01 per share 10,000 $16.64 $166,400 Purchase
COHEN DANIEL G director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Common Stock, par value $0.01 per share 2,500 $19.62 $49,048 Purchase
BRAFMAN LESTER RAYMOND officer: Chief Executive Officer officer: Chief Executive Officer
Common Stock, par value $0.01 per share 1,000 $20.01 $20,010 Sale
DAWSON G STEVEN director director
Common Stock, par value $0.01 per share 278 $20.15 $5,602 Sale
POOLER JOSEPH W. JR. officer: EVP, CFO and Treasurer officer: EVP, CFO and Treasurer
Common Stock, par value $0.01 per share 1,000 $4.5 $4,500 Purchase
COHEN DANIEL G director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Cohen & Company, LLC Membership Units 268,445 N/A N/A Purchase
COHEN DANIEL G director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Common Stock, par value $0.01 per share 76,240 N/A N/A Purchase
RICCIARDI CHRISTOPHER 10 percent owner 10 percent owner
Common Stock, par value $0.01 20,000 $15 $300,000 Purchase
RICCIARDI STEPHANIE 10 percent owner 10 percent owner
Common Stock, par value $0.01 20,000 $15 $300,000 Sale
COHEN DANIEL G director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Common Stock, par value $0.01 per share 15,881 $8 $127,048 Purchase
RICCIARDI CHRISTOPHER 10 percent owner 10 percent owner
Common Stock, par value $0.001 31,200 $2 $62,400 Purchase
RICCIARDI CHRISTOPHER 10 percent owner 10 percent owner
Common Stock, par value $0.001 218,800 $2 $437,600 Sale
MEAD PARK CAPITAL PARTNERS LLC 10 percent owner 10 percent owner
Common Stock, par value $0.001 1,461,876 $1.33 $1,944,295 Sale
DIMAIO JACK director director
Common Stock, Par Value $0.001 974,585 $1.33 $1,296,198 Purchase
DONOVAN JOSEPH M director director
Common Stock, $0.001 par value per share 9,800 $2.16 $21,168 Purchase
DONOVAN JOSEPH M director director
Common Stock, $0.001 par value per share 40,200 $2.21 $88,842 Purchase
BEACH WALTER T director director
Common Stock, $0.001 par value per share 800 $1.45 $1,160 Purchase
BEACH WALTER T director director
Common Stock, $0.001 par value per share 1,653 $1.47 $2,430 Purchase
BEACH WALTER T director director
Common Stock, $0.001 par value per share 2,500 $1.6 $4,000 Purchase
BEACH WALTER T director director
Common Stock, $0.001 par value per share 5,000 $1.65 $8,250 Purchase
ULLOM LANCE director director
Common Stock, $0.001 par value per share 1,000 $2.1 $2,100 Purchase
ULLOM LANCE director director
Common Stock, $0.001 par value per share 400 $2.1 $840 Purchase
BEACH WALTER T director director
Common Stock, $0.001 par value per share 10,000 $2.15 $21,500 Purchase
ULLOM LANCE director director
Common Stock, $0.001 par value per share 300 $2.09 $627 Purchase
BEACH WALTER T director director
Common Stock, $0.001 par value per share 100 $2.15 $215 Purchase
BEACH WALTER T director director
Common Stock, $0.001 par value per share 7,700 $2.06 $15,870 Purchase
BEACH WALTER T director director
Common Stock, $0.001 par value per share 856 $1.92 $1,646 Purchase
BEACH WALTER T director director
Common Stock, $0.001 par value per share 19,544 $1.93 $37,642 Purchase
DAWSON G STEVEN director director
Common Stock, $0.001 par value per share 5,000 $3.85 $19,240 Purchase
DAWSON G STEVEN director director
Common Stock, $0.001 par value per share 5,000 $3.85 $19,240 Option
COHEN DANIEL G director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Series B Voting Non-Convertible Preferred Stock 4,983,557 N/A N/A Option
COHEN DANIEL G director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Series A Voting Convertible Preferred Stock 1 N/A N/A Purchase
ULLOM LANCE director director
Common Stock, $0.001 par value per share 10,000 $6.38 $63,800 Purchase
DAWSON G STEVEN director director
Common Stock, par value $0.001 per share 12,400 $0.7 $8,680 Purchase
WOLCOTT CHARLES W director director
Common Stock, par value $0.001 per share 20,000 $0.7 $14,000 Purchase
COHEN DANIEL G director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Common stock, par value $0.001 per share 2,700,000 $0.7 $1,890,000 Purchase
ULLOM LANCE director director
Common Stock, par value $0.001 per share 80,000 $0.62 $49,600 Purchase
LONGINO JOHN officer: Former CFO & Treasurer officer: Former CFO & Treasurer
Common Stock, par value $0.001 per share 8,250 $1.23 $10,148 Purchase
HARABURDA JACK director director
Common Stock, par value $0.001 per share 836 $2.86 $2,391