Purchase
VON KOCH THOMAS 10 percent owner 10 percent owner
Common Shares 1,200,000 $2.5 $3,000,000 Purchase
STAHLBERG JAN 10 percent owner 10 percent owner
Common Shares 1,200,000 $2.5 $3,000,000 Purchase
WAMBEKE DAVID J. officer: Chief Business Officer officer: Chief Business Officer
Voting Common Shares, no par value per share 20,000 $2.46 $49,200 Purchase
VON KOCH THOMAS 10 percent owner 10 percent owner
Common Shares 1,470,588 $3.4 $4,999,999 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 65,000 $3.91 $254,150 Purchase
PAULS DIETRICH JOHN director, officer: President and CEO director, officer: President an..
Voting Common Shares, no par value per share 12,787 $3.91 $49,997 Purchase
SEMBA CHARLES PAULING director director
Voting Common Shares, no par value per share 12,787 $3.91 $49,997 Purchase
KELLEN SCOTT officer: CFO and Secretary officer: CFO and Secretary
Voting Common Shares, no par value per share 10,000 $3.91 $39,100 Purchase
WAMBEKE DAVID J. officer: Chief Business Officer officer: Chief Business Officer
Voting Common Shares, no par value per share 38,364 $3.91 $150,003 Purchase
PILNIK RICHARD D. director director
Voting Common Shares, no par value per share 38,363 $3.91 $149,999 Purchase
WAMBEKE DAVID J. officer: Chief Business Officer officer: Chief Business Officer
Voting Common Shares, no par value per share 468,750 $1.6 $750,000 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 37,079 $1.43 $53,023 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 20,000 $1.4 $28,000 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 22,574 $1.4 $31,604 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 2,300 $1.35 $3,105 Purchase
PILNIK RICHARD D. director director
Voting Common Shares, no par value per share 35,000 $1.39 $48,510 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 46,133 $1.2 $55,360 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 819 $1.19 $975 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 2,970 $1.19 $3,534 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 18,125 $1.19 $21,569 Purchase
PAULS DIETRICH JOHN director, officer: President and CEO director, officer: President an..
Voting Common Shares, no par value per share 20,000 $1.21 $24,200 Purchase
VON KOCH THOMAS 10 percent owner 10 percent owner
Common Shares 207,974 $1.33 $275,981 Purchase
ALCORN HARRY W JR officer: SVP, Clinical Operations officer: SVP, Clinical Operations
Voting Common Shares, no par value per share 15,000 $3.8 $56,955 Purchase
KELLEN SCOTT officer: CFO and Secretary officer: CFO and Secretary
Voting Common Shares, no par value per share 10,000 $3.15 $31,460 Purchase
PAULS DIETRICH JOHN director, officer: President and CEO director, officer: President an..
Voting Common Shares, no par value per share 5,000 $3.14 $15,700 Purchase
ALCORN HARRY W JR officer: Chief Medical Officer officer: Chief Medical Officer
Voting Common Shares, no par value per share 20,721 $3.07 $63,696 Purchase
PILNIK RICHARD D. director director
Voting Common Shares, no par value per share 15,000 $3.25 $48,720 Purchase
BURROUGHS AMY L.
Voting Common Shares, no par value per share 44,950 $3.15 $141,593 Purchase
PILNIK RICHARD D. director director
Voting Common Shares, no par value per share 10,000 $5.24 $52,400 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 15,000 $4.26 $63,915 Purchase
KELLEN SCOTT officer: CFO and Secretary officer: CFO and Secretary
Voting Common Shares, no par value per share 2,000 $4.19 $8,386 Purchase
KELLEN SCOTT officer: CFO and Secretary officer: CFO and Secretary
Voting Common Shares, no par value per share 3,000 $2.43 $7,290 Purchase
PILNIK RICHARD D. director director
Voting Common Shares, no par value per share 7,840 $2.56 $20,039 Purchase
PAULS DIETRICH JOHN director, officer: President and CEO director, officer: President an..
Voting Common Shares, no par value per share 1,000 $2.68 $2,677 Purchase
ALCORN HARRY W JR officer: Chief Medical Officer officer: Chief Medical Officer
Voting Common Shares, no par value per share 7,260 $2.67 $19,362 Purchase
PILNIK RICHARD D. director director
Voting Common Shares, no par value per share 19,000 $2.8 $53,200 Purchase
KELLEN SCOTT officer: CFO and Secretary officer: CFO and Secretary
Voting Common Shares, no par value per share 4,000 $2.94 $11,772 Purchase
ALCORN HARRY W JR officer: Chief Medical Officer officer: Chief Medical Officer
Voting Common Shares, no par value per share 150 N/A N/A Purchase
ALCORN HARRY W JR officer: Chief Medical Officer officer: Chief Medical Officer
Voting Common Shares, no par value per share 1,000 $4 $4,000 Purchase
GIUFFRE RANDALL MICHAEL director director
Voting Common Shares, no par value per share 11,250 $4 $45,000 Purchase
KELLEN SCOTT officer: CFO and Secretary officer: CFO and Secretary
Voting Common Shares, no par value per share 1,250 $4 $5,000 Purchase
PARSONS JAMES T. director director
Voting Common Shares, no par value per share 2,250 $4 $9,000 Purchase
PAULS DIETRICH JOHN director, officer: President and CEO director, officer: President an..
Voting Common Shares, no par value per share 5,000 $4 $20,000 Purchase
PILNIK RICHARD D. director director
Voting Common Shares, no par value per share 6,250 $4 $25,000 Purchase
VERDOORN TODD A. officer: Chief Scientific Officer officer: Chief Scientific Officer
Voting Common Shares, no par value per share 1,000 $4 $4,000 Purchase
XIAO ZHENYU director director
Voting Common Shares, no par value per share 3,250 $4 $13,000