Purchase
GRUMHAUS DAVID D JR. officer: President and CEO officer: President and CEO
Common stock 2,000 $9.6 $19,200 Purchase
METLIFE INVESTMENT MANAGEMENT, LLC 10 percent owner 10 percent owner
3.00% Series B Senior Secured Notes Due July 22, 2026 14,000,000 $14,000,000 $196,000,000,000,000 Sale
COREBRIDGE FINANCIAL, INC. other: See Remarks other: See Remarks
3.00% Series B Senior Secured Notes due July 22, 2026 14,000,000 $13,185,666.67 $184,599,333,380,000 Purchase
METLIFE INVESTMENT MANAGEMENT, LLC 10 percent owner 10 percent owner
3.00% Series B Senior Secured Notes Due July 22, 2026 3,100,000 $3,100,000 $9,610,000,000,000 Purchase
MCLOUGHLIN PHILIP R director director
Common Stock 2,500 $8.33 $20,818 Purchase
PETRISKO DANIEL officer: Executive Vice President officer: Executive Vice President
Common stock 800 $8.13 $6,500 Purchase
WEST KYLE P. other: Officer of Investment Adviser other: Officer of Investment Ad..
Common Stock 1,000 $8.24 $8,240 Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
Common Stock 935 $8.6 $8,038 Purchase
PETRISKO DANIEL officer: Executive Vice President officer: Executive Vice President
Common stock 700 $8.45 $5,912 Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
Common Stock 2,400 $8.32 $19,956 Purchase
GRUMHAUS DAVID D JR. officer: President and CEO officer: President and CEO
Common stock 3,000 $8.3 $24,900 Purchase
WEST KYLE P.
Common Stock 1,250 $8.46 $10,569 Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
Common Stock 2,725 $8.98 $24,471 Purchase
WEST KYLE P.
Common Stock 1,000 $9.25 $9,245 Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
Common Stock 740 $10.16 $7,518 Purchase
CUSACK MAREILE B. director director
Common Stock 4,752 $10.5 $49,896 Purchase
WEST KYLE P. director director
Common Stock 350 $10.16 $3,554 Purchase
WEST KYLE P. other other
Common Stock 1,000 $10.99 $10,990 Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
Common Stock 640 $10.9 $6,975 Purchase
VITALE DAVID J director director
Common Stock 5,000 $10.57 $52,850 Purchase
GRUMHAUS DAVID D JR. other: Officer of the Adviseer other: Officer of the Adviseer
Common Stock 1,000 $10.57 $10,570 Purchase
WEST KYLE P. other: Portfolio Manager other: Portfolio Manager
Common Stock 1,000 $10.39 $10,385 Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
Common Stock 685 $10.19 $6,979 Purchase
VITALE DAVID J director director
Common Stock 5,000 N/A N/A Purchase
WEST KYLE P. other: Portfolio Manager other: Portfolio Manager
Common Stock 350 N/A N/A Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
Common Stock 775 N/A N/A Purchase
WEST KYLE P. other: Portfolio Manager other: Portfolio Manager
Common Stock 350 $9.26 $3,241 Purchase
GENETSKI ROBERT J director director
Common Stock 1,100 $10.94 $12,029 Purchase
GENETSKI ROBERT J director director
Common Stock 1,100 $5.47 $6,012 Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
Common Stock 1,140 $11.82 $13,475 Purchase
AMERICAN INTERNATIONAL GROUP INC other: See Remarks other: See Remarks
4.63% Mandatory Redeemable Preferred Shares Series E 660 $100,000 $66,000,000 Purchase
VITALE DAVID J director director
Common Stock 7,000 N/A N/A Purchase
HOFFMAN CLIFFORD W. JR. director director
Common Stock 10,000 N/A N/A Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
DNP Select Income Fund Inc. 625 $10.37 $6,481 Sale
MCLOUGHLIN PHILIP R director director
Common Stock 7,500 $11.33 $84,975 Purchase
HOFFMAN CLIFFORD W. JR. director director
Common Stock 5,000 N/A N/A Purchase
AMERICAN INTERNATIONAL GROUP INC other: See Remarks other: See Remarks
3.00% Series B Senior Secured Notes due July 22, 2026 47,000,000 $47,000,000 $2,209,000,000,000,000 Purchase
AMERICAN INTERNATIONAL GROUP INC other: See Remarks other: See Remarks
2.76% Series A Senior Secured Notes due July 22, 2023 5,000,000 $5,000,000 $25,000,000,000,000 Purchase
AMERICAN HOME ASSURANCE CO other: See Remarks other: See Remarks
3.00% Series B Senior Secured Notes due July 22, 2026 4,660,000 $4,660,000 $21,715,600,000,000 Purchase
AMERICAN GENERAL LIFE INSURANCE CO other: See Remarks other: See Remarks
3.00% Series B Senior Secured Notes due July 22, 2026 15,000,000 N/A N/A Purchase
GRUMHAUS DAVID D JR. other: Officer of the Adviseer other: Officer of the Adviseer
Common Stock 1,000 N/A N/A Purchase
LUECKE CONNIE M officer: VP & Chief Investment Officer officer: VP & Chief Investment ..
DNP Select Income Fund Inc. 1,295 N/A N/A Purchase
VITALE DAVID J director director
Common Stock 1,500 N/A N/A Purchase
POINDEXTER CHRISTIAN H director director
Common Stock 10,700 N/A N/A Sale
POINDEXTER CHRISTIAN H director director
Common Stock 0 N/A N/A Purchase
SMITH RANDLE L other: Officer of Adviser other: Officer of Adviser
Common Stock 1,975 $9.01 $17,795 Purchase
SMITH RANDLE L other: Officer of Adviser other: Officer of Adviser
Common Stock 2,200 $9.05 $19,910 Purchase
VITALE DAVID J director director
Common Stock 10,000 $9.64 $96,400 Purchase
GENETSKI ROBERT J director director
Conmmon Stock 10,750 $10.01 $107,608 Purchase
BURKE DONALD C director director
Common Stock 5,200 $10.15 $52,754