Duke Energy
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
BARRON HENRY B JR officer: Grp Exec;Chief Nuclear..
Common Stock 2,394 N/A N/A
Option
BARRON HENRY B JR officer: Grp Exec;Chief Nuclear..
LTIP Phantom Stock Grant Feb 2005 2,394 N/A N/A
Option
MC COLLUM WILLIAM R JR officer: Grp Exec;Chief Reg Gen..
Common Stock 824 N/A N/A
Option
MC COLLUM WILLIAM R JR officer: Grp Exec;Chief Reg Gen..
LTIP Phantom Stock Grant Feb 2005 824 N/A N/A
Option
ROLFE CHRISTOPHER C officer: Grp Exec & Chief Admin..
Common Stock 2,334 N/A N/A
Option
RHODES JAMES T director
Common Stock 300 N/A N/A
Option
GRAY ANN MAYNARD director
LTIP Phantom Stock Grant Feb 2004 300 N/A N/A
Option
GRAY ANN MAYNARD director
Common Stock 300 N/A N/A
Option
RHODES JAMES T director
LTIP Phantom Stock Grant Feb 2004 300 N/A N/A
Option
BERNHARDT GEORGE ALEXANDER SR director
LTIP Phantom Stock Grant Feb 2004 300 N/A N/A
Option
BERNHARDT GEORGE ALEXANDER SR director
Phantom Stock DSP II 300 N/A N/A
Option
SHAW RUTH G officer: Exec Adv to Chairman,P..
Common Stock 50,893 N/A N/A
Option
SHAW RUTH G officer: Exec Adv to Chairman,P..
LTIP Phantom Stock Grant Feb 2004 17,550 N/A N/A
Option
TRENT KEITH officer: EVPGridSolution;PresMi..
Common Stock 6,999 N/A N/A
Option
MC COLLUM WILLIAM R JR officer: Grp Exec;Chief Reg Gen..
Common Stock 9,018 N/A N/A
Option
YOUNG STEVEN K officer: EVP & CFO
Common Stock 7,169 N/A N/A
Option
TRENT KEITH officer: EVPGridSolution;PresMi..
LTIP Phantom Stock Grant Feb 2004 2,412 N/A N/A
Option
BARRON HENRY B JR officer: Grp Exec;Chief Nuclear..
LTIP Phantom Stock Grant Feb 2004 6,204 N/A N/A
Option
HAUSER DAVID L officer: Grp Exec & CFO
Common Stock 36,649 N/A N/A
Option
HAUSER DAVID L officer: Grp Exec & CFO
LTIP Phantom Stock Grant Feb 2004 12,636 N/A N/A
Option
YOUNG STEVEN K officer: EVP & CFO
LTIP Phantom Stock Grant Feb 2004 2,472 N/A N/A
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Common Stock 27,786 N/A N/A
Option
ROLFE CHRISTOPHER C officer: Grp Exec & Chief Admin..
Common Stock 19,124 N/A N/A
Option
ROLFE CHRISTOPHER C officer: Grp Exec & Chief Admin..
Performance Shares 16,270 N/A N/A
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
LTIP Phantom Stock Grant Feb 2004 9,582 N/A N/A
Option
ROLFE CHRISTOPHER C officer: Grp Exec & Chief Admin..
LTIP Phantom Stock Grant Feb 2004 2,854 N/A N/A
Option
BARRON HENRY B JR officer: Grp Exec;Chief Nuclear..
Common Stock 17,996 N/A N/A
Option
MC COLLUM WILLIAM R JR officer: Grp Exec;Chief Reg Gen..
LTIP Phantom Stock Grant Feb 2004 3,108 N/A N/A
Purchase
HANCE JAMES H JR director
Common Stock 766 N/A N/A
Purchase
RHODES JAMES T director
Common Stock 927 N/A N/A
Sale
BARRON HENRY B JR officer: Grp Exec;Chief Nuclear..
Common Stock 500 $31.61 $15,805
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Stock Option (Right to Buy) 31,000 $13.77 $426,870
Sale
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Common Stock 31,000 $31.52 $976,965
Option
ROGERS JAMES E director
Stock Option (Right to buy) 583,233 $23.64 $13,786,462
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Common Stock 31,000 $13.77 $426,870
Option
ROGERS JAMES E director
Common Stock 799,449 $24.24 $19,377,045
Purchase
HANCE JAMES H JR director
Common Stock 328 N/A N/A
Purchase
RHODES JAMES T director
Common Stock 471 N/A N/A
Purchase
AGNELLI ROGER director
Common Stock 118 N/A N/A
Sale
SHAW RUTH G officer: Exec Adv to Chairman,P..
Common Stock 10,000 $29.55 $295,450
Sale
HENDRIX DENNIS R director
Common Stock 7,500 $30 $225,000
Option
SHAW RUTH G officer: Exec Adv to Chairman,P..
Phantom Stock (Chairman's Award August 1999) 18,667 N/A N/A
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Common Stock 9,333 N/A N/A
Option
YOUNG STEVEN K officer: EVP & CFO
Common Stock 8,000 N/A N/A
Option
SHAW RUTH G officer: Exec Adv to Chairman,P..
Common Stock 18,667 N/A N/A
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Phantom Stock (Chairman's Award August 1999) 9,333 N/A N/A
Option
YOUNG STEVEN K officer: EVP & CFO
Phantom Stock (Chairman's Award August 1999) 8,000 N/A N/A
Option
FOWLER FRED J officer: GrpExec&Pres - Duke En..
Phantom Stock (Chairman's Award August 1999) 40,000 N/A N/A
Sale
GOOD LYNN J director, officer: Chairman, Pr..
Common Stock 23,772 $29.98 $712,685
Option
GOOD LYNN J director, officer: Chairman, Pr..
Stock Option (Right to buy) 27,425 $21.95 $601,869

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.