Purchase
PRUDENTIAL FINANCIAL INC 10 percent owner 10 percent owner
Series L Mandatory Redeemable Preferred Stock 166,667 $30 $5,000,010 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 12,109 $30.97 $375,016 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 6,896 $30.6 $211,018 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 48,827 $30.56 $1,492,153 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 25,451 $30.45 $774,983 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 6,268 $29.44 $184,530 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 3,239 $29.63 $95,972 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 50,309 $29.56 $1,487,134 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 34,557 $28.9 $998,697 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 9,698 $28.29 $274,356 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 35,282 $28.09 $991,071 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 6,921 $27.05 $187,213 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 44,476 $26.28 $1,168,829 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 70,556 $26.17 $1,846,451 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 24,496 $26.26 $643,265 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 32,268 $26.44 $853,166 Sale
COLMAN CAROL L director director
Common Stock 600 $24.02 $14,412 Purchase
EADES CHRIS other: Portfolio Manager other: Portfolio Manager
Common Stock 8,700 $11.79 $102,538 Sale
MURPHY TERRENCE other: CEO of Subadviser other: CEO of Subadviser
Common Stock 600 $11.11 $6,666 Purchase
CLARFELD MICHAEL other: Portfolio Manager other: Portfolio Manager
Common Stock 5,000 $2.16 $10,800 Sale
COHEN HARRY D other: Man Dir. ,Co-CIO,Sudadviser other: Man Dir. ,Co-CIO,Sudadvi..
Common Stock 4,000 $8.42 $33,664 Sale
CRONIN DANIEL P director director
Common Stock 5,653 $8.17 $46,191 Sale
GLASSER SCOTT other: Co-CIO of Subadviser other: Co-CIO of Subadviser
Common Stock 9,449 $7.64 $72,200 Sale
FREEMAN RICHARD A other: Portfolio Manager of the Fund other: Portfolio Manager of the..
Common Stock 34,854 $7.59 $264,402 Purchase
COLMAN CAROL L director director
Common Stock 2,000 $10.84 $21,680 Purchase
COLMAN CAROL L director director
Common Stock 3,000 $10.68 $32,040 Purchase
EADES CHRIS other: Portfolio Manager other: Portfolio Manager
Common Stock 2,270 $11.05 $25,077 Sale
GLASSER SCOTT other: Co-CIO of Subadviser other: Co-CIO of Subadviser
Common Stock 8,220 $10.86 $89,269 Purchase
MURPHY TERRENCE other: CEO of Subadviser other: CEO of Subadviser
Common Stock 3,000 $10.86 $32,589 Sale
VANDERLEE PETER other: Portfolio Manager of the Fund other: Portfolio Manager of the..
Common Stock 500 $10.39 $5,195 Purchase
EADES CHRIS other: Portfolio Manager other: Portfolio Manager
Common Stock 1,250 $11.92 $14,899 Purchase
EADES CHRIS other: Portfolio Manager other: Portfolio Manager
Common Stock 2,000 $12.69 $25,380 Purchase
VANDERLEE PETER other: Portfolio Manager of the Fund other: Portfolio Manager of the..
Common Stock 400 $13.13 $5,250 Sale
FREEMAN RICHARD A other: Portfolio Manager of the Fund other: Portfolio Manager of the..
Common Stock 3,155 $12.85 $40,539 Sale
COHEN HARRY D other: Man Dir. ,Co-CIO,Sudadviser other: Man Dir. ,Co-CIO,Sudadvi..
Common Stock 1,692 $11.32 $19,150 Sale
COHEN HARRY D other: Man Dir. ,Co-CIO,Sudadviser other: Man Dir. ,Co-CIO,Sudadvi..
Common Stock 15,000 $14.51 $217,590 Purchase
VANDERLEE PETER other: Portfolio Manager of the Fund other: Portfolio Manager of the..
Common Stock 500 $17.85 $8,925 Purchase
MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10 percent owner 10 percent owner
MRP Shares 240 $100,000 $24,000,000 Purchase
COHEN HARRY D other: Man Dir. ,Co-CIO,Sudadviser other: Man Dir. ,Co-CIO,Sudadvi..
Common Stock 5,000 $21.36 $106,800 Purchase
EADES CHRIS other: Portfolio Manager other: Portfolio Manager
Common Stock 1,000 $23.1 $23,097 Purchase
COHEN HARRY D other: Man Dir. ,Co-CIO,Sudadviser other: Man Dir. ,Co-CIO,Sudadvi..
Common Stock 4,000 $21.78 $87,108 Purchase
COHEN HARRY D other: Man Dir. ,Co-CIO,Sudadviser other: Man Dir. ,Co-CIO,Sudadvi..
Common Stock 5,000 $21.4 $106,975 Purchase
VANDERLEE PETER other: Portfolio Manager of the Fund other: Portfolio Manager of the..
Common Stock 500 $18.92 $9,460 Purchase
COHEN HARRY D other: Man Dir. ,Co-CIO,Sudadviser other: Man Dir. ,Co-CIO,Sudadvi..
Common Stock 4,000 $20.28 $81,120 Purchase
CRONIN DANIEL P director director
Common Stock 1,000 $19.91 $19,905 Purchase
FREEMAN RICHARD A other: Portfolio Manager of the Fund other: Portfolio Manager of the..
Common Stock 4,000 $17.95 $71,788 Purchase
FREEMAN RICHARD A other: Portfolio Manager of the Fund other: Portfolio Manager of the..
Common Stock 6,000 $17.89 $107,340 Purchase
CRONIN DANIEL P director director
Common Stock 1,000 $18.92 $18,924 Purchase
EADES CHRIS other: Portfolio Manager other: Portfolio Manager
Common Stock 1,100 $17.63 $19,393 Purchase
CLARFELD MICHAEL other: Portfolio Manager other: Portfolio Manager
Common Stock 1,000 $17.73 $17,729