Purchase
SANDBERG RICHARD A director director
Ethan Allen Common Stock 500 $33.24 $16,620 Option
STOUT CRAIG other: VP, Case Goods Merchandising other: VP, Case Goods Merchandi..
Common Stock acquired by option exercise 3,000 $6.33 $18,990 Option
STOUT CRAIG other: VP, Case Goods Merchandising other: VP, Case Goods Merchandi..
Exercised Option 3,000 $6.33 $18,990 Sale
STOUT CRAIG other: VP, Case Goods Merchandising other: VP, Case Goods Merchandi..
Common Stock 2,269 $32.12 $72,880 Option
GAMBLE KRISTIN director director
Common Stock acquired by option exercise 4,500 $6.33 $28,485 Sale
GAMBLE KRISTIN director director
Common Stock 2,500 $31.04 $77,600 Option
KATHWARI M FAROOQ director, 10 percent owner, officer: Cha.. director, 10 percent owner, off..
Ethan Allen common stock acquired by exercise of options 720,000 $6.33 $4,557,600 Option
MCLINDEN PEGGY other: Former Officer Now Retired other: Former Officer Now Retired
Ethan Allen Common Stock acquired by exercise of options 4,500 $33.96 $152,829 Sale
MCLINDEN PEGGY other: Former Officer Now Retired other: Former Officer Now Retired
Ethan Allen common stock 3,000 $26.25 $78,750 Sale
KATHWARI M FAROOQ director, 10 percent owner, officer: Cha.. director, 10 percent owner, off..
Common Stock 15,000 $40.33 $604,980 Option
WHITELY COREY officer: EVP, Administration & CFO officer: EVP, Administration & ..
Common Stock acquired by option exercise 1,050 $6.33 $6,647 Sale
WHITELY COREY officer: EVP, Administration & CFO officer: EVP, Administration & ..
Common Stock 1,050 $6.33 $6,647 Sale
MOLL JOHN H other: Sr. Director & GM Phys. Distr. other: Sr. Director & GM Phys. ..
Ethan Allen Common Stock in 401(k) 719 $41.7 $29,982 Option
MCDONELL HORACE director director
Common Stock Acquired by Exercise of Options 4,500 $6.33 $28,485 Sale
MCDONELL HORACE director director
Common Stock 763 $37.39 $28,529 Option
MCDONELL HORACE director director
Ethan Allen common stock acquired by exercise of options 7,500 $6.5 $48,750 Sale
KATHWARI M FAROOQ director, 10 percent owner, officer: Cha.. director, 10 percent owner, off..
Ethan Allen common stock 75,000 $41.37 $3,102,750 Option
KATHWARI M FAROOQ director, 10 percent owner, officer: Cha.. director, 10 percent owner, off..
Ethan Allen common stock acquired by exercise of options 180,000 $6.5 $1,170,000 Option
CLARK CLINTON A director director
Ethan Allen common stock acquired by exercise of options 18,000 $32.38 $582,750 Sale
CLARK CLINTON A director director
Ethan Allen common stock 4,802 $41.21 $197,890 Option
MEYER EDWARD H director director
Common Stock acquired by Exercise of Option 4,500 $6.33 $28,485 Option
MEYER EDWARD H director director
Common Stock acquired by option exercise 7,500 $6.5 $48,750 Option
HOYT JEFFREY other: Former VP Finance & Treasurer other: Former VP Finance & Trea..
Common Stock 1,000 $44.43 $44,430 Option
HOYT JEFFREY other: Former VP Finance & Treasurer other: Former VP Finance & Trea..
Exercise of Ethan Allen Options 1,000 $44.43 $44,430 Option
MURPHY NORA BALOGH other: Former Officer other: Former Officer
Exercised Option 875 $38.79 $33,941 Option
MURPHY NORA BALOGH other: Former Officer other: Former Officer
Common Stock acquired by option exercise 875 $38.79 $33,941 Sale
MURPHY NORA BALOGH other: Former Officer other: Former Officer
Common Stock 875 $38.79 $33,941 Option
STOUT CRAIG other: VP, Case Goods Merchandising other: VP, Case Goods Merchandi..
Exercised Option 4,500 $6.5 $29,250 Sale
STOUT CRAIG other: VP, Case Goods Merchandising other: VP, Case Goods Merchandi..
Common Stock 4,500 $6.5 $29,250 Option
STOUT CRAIG other: VP, Case Goods Merchandising other: VP, Case Goods Merchandi..
Common Stock acquired by option exercise 4,500 $6.5 $29,250 Option
GAMBLE KRISTIN director director
Common Stock aquired by option exercise 7,500 $6.5 $48,750 Sale
GAMBLE KRISTIN director director
Common Stock 7,500 $6.5 $48,750 Sale
KATHWARI M FAROOQ director, 10 percent owner, officer: Cha.. director, 10 percent owner, off..
Common Stock 68,200 $41.84 $2,853,761 Sale
KATHWARI M FAROOQ director, 10 percent owner, officer: Cha.. director, 10 percent owner, off..
Common Stock 3,800 $41.52 $157,791 Option
LUPTON MARGARET W officer: Dir. Investor Rel, Asst. Secy officer: Dir. Investor Rel, Ass..
Common Stock acquired by exercise of Option 2,250 $29.39 $66,116 Sale
LUPTON MARGARET W officer: Dir. Investor Rel, Asst. Secy officer: Dir. Investor Rel, Ass..
Common Stock 750 $18.21 $13,658 Sale
SNEED MAX A officer: VP Southeast Casegoods officer: VP Southeast Casegoods
Common Stock 5,400 $14.5 $78,300 Option
SNEED MAX A officer: VP Southeast Casegoods officer: VP Southeast Casegoods
Common Stock aquired through exercise of options 5,400 $14.5 $78,300 Sale
KAPTEINA HENRY C officer: Sr. Director, Internal Audit officer: Sr. Director, Internal..
Common Stock 1,200 $30.75 $36,900 Option
KAPTEINA HENRY C officer: Sr. Director, Internal Audit officer: Sr. Director, Internal..
Common Stock acquired by option exercise 25 $41.61 $1,040 Option
KAPTEINA HENRY C officer: Sr. Director, Internal Audit officer: Sr. Director, Internal..
Common Stock acquired from option exercise 1,200 $30.75 $36,900 Sale
GARRETT DONALD F other: VP, Case Goods Manufacturing other: VP, Case Goods Manufactu..
Common Stock 2,250 $6.33 $14,243 Option
GARRETT DONALD F other: VP, Case Goods Manufacturing other: VP, Case Goods Manufactu..
Common Stock acquired by option exercise 2,250 $6.33 $14,243 Sale
MCDONELL HORACE director director
Common Stock 4,000 $36.86 $147,440 Sale
LAMENZA SANDRA officer: Gen. Manager Ethan Allen Hotel, ot.. officer: Gen. Manager Ethan All..
Common Stock 1,500 $6.5 $9,750 Sale
BROCKMAN THOMAS M officer: Vice President, Mideast Case G officer: Vice President, Mideas..
Common Stock 500 $25 $12,500 Purchase
LAMENZA SANDRA officer: Gen. Manager Ethan Allen Hotel, ot.. officer: Gen. Manager Ethan All..
Common Stock 1,500 $6.38 $9,563 Sale
THORN CLIFFORD other: VP, Upholstery Manufacturing other: VP, Upholstery Manufactu..
Common Stock 5,200 $35.57 $184,964 Sale
KATHWARI M FAROOQ director, 10 percent owner, officer: Cha.. director, 10 percent owner, off..
Common Stock 75,000 $37.19 $2,789,100 Sale
SPRAGUE WILLIAM W director director
Common Stock 5,674 $36.23 $205,541 
