Option
DOLGEN JONATHAN L other: Director Emeritus other: Director Emeritus
Common Stock 3,418 N/A N/A Option
KHOSROWSHAHI DARA director director
Restricted Stock Units 20,000 N/A N/A Option
KERN PETER M director, officer: Vice Chairman director, officer: Vice Chairman
Common Stock 3,418 N/A N/A Option
KHOSROWSHAHI DARA director director
Common Stock 20,000 N/A N/A Option
KERN PETER M director, officer: Vice Chairman director, officer: Vice Chairman
Restricted Stock Units 3,418 N/A N/A Option
BATTLE A GEORGE director director
Restricted Stock Units 3,418 N/A N/A Option
BATTLE A GEORGE director director
Common Stock 3,418 N/A N/A Sale
FRITZ GARY M officer: Co-President, PSG officer: Co-President, PSG
Common Stock 19,700 $16.39 $322,824 Sale
FONSECA DHIREN R officer: Co-President, PSG officer: Co-President, PSG
Common Stock 16,000 $16.02 $256,304 Option
DOLGEN JONATHAN L other: Director Emeritus other: Director Emeritus
Common Stock 2,500 N/A N/A Option
DOLGEN JONATHAN L other: Director Emeritus other: Director Emeritus
Restricted Stock Units 2,500 N/A N/A Option
KERN PETER M director, officer: Vice Chairman director, officer: Vice Chairman
Restricted Stock Units 2,500 N/A N/A Option
BATTLE A GEORGE director director
Common Stock 2,500 N/A N/A Option
KERN PETER M director, officer: Vice Chairman director, officer: Vice Chairman
Common Stock 2,500 N/A N/A Option
BATTLE A GEORGE director director
Restricted Stock Units 2,500 N/A N/A Option
ADLER MICHAEL B officer: EVP & Chief Financial Officer officer: EVP & Chief Financial ..
Common Stock 27,571 N/A N/A Option
ADLER MICHAEL B officer: EVP & Chief Financial Officer officer: EVP & Chief Financial ..
Restricted Stock Units 27,571 N/A N/A Option
BREAKWELL SIMON J director director
Common Stock 9,693 N/A N/A Option
BREAKWELL SIMON J director director
Restricted Stock Units 9,693 N/A N/A Option
ZUCCOTTI PATRICIA L officer: SVP, CAO & Controller officer: SVP, CAO & Controller
Restricted Stock Units 3,188 N/A N/A Option
DILLER BARRY director, officer: Chairman & Sr. Executive director, officer: Chairman & S..
Restricted Stock Units 20,635 N/A N/A Option
SAMEC PIERRE V officer: EVP & Chief Technology Officer officer: EVP & Chief Technology..
Common Stock 2,476 N/A N/A Option
ZUCCOTTI PATRICIA L officer: SVP, CAO & Controller officer: SVP, CAO & Controller
Common Stock 3,188 N/A N/A Option
NORTON BURKE F officer: EVP, Gen. Counsel & Sec. officer: EVP, Gen. Counsel & Sec.
Restricted Stock Units 6,603 N/A N/A Option
NORTON BURKE F officer: EVP, Gen. Counsel & Sec. officer: EVP, Gen. Counsel & Sec.
Common Stock 6,603 N/A N/A Option
ADLER MICHAEL B officer: EVP & Chief Financial Officer officer: EVP & Chief Financial ..
Common Stock 7,841 N/A N/A Option
KHOSROWSHAHI DARA director director
Restricted Stock Units 41,271 N/A N/A Option
DILLER BARRY director, officer: Chairman & Sr. Executive director, officer: Chairman & S..
Common Stock 20,635 N/A N/A Option
KHOSROWSHAHI DARA director director
Common Stock 41,271 N/A N/A Option
KAUFMAN VICTOR director director
Common Stock 14,857 N/A N/A Option
SAMEC PIERRE V officer: EVP & Chief Technology Officer officer: EVP & Chief Technology..
Restricted Stock Units 2,476 N/A N/A Option
ADLER MICHAEL B officer: EVP & Chief Financial Officer officer: EVP & Chief Financial ..
Restricted Stock Units 7,841 N/A N/A Option
KAUFMAN VICTOR director director
Restricted Stock Units 14,857 N/A N/A Option
ZUCCOTTI PATRICIA L officer: SVP, CAO & Controller officer: SVP, CAO & Controller
Common Stock 1,612 N/A N/A Option
NORTON BURKE F officer: EVP, Gen. Counsel & Sec. officer: EVP, Gen. Counsel & Sec.
Restricted Stock Units 3,685 N/A N/A Option
KAUFMAN VICTOR director director
Common Stock 20,727 N/A N/A Option
ADLER MICHAEL B officer: EVP & Chief Financial Officer officer: EVP & Chief Financial ..
Common Stock 7,830 N/A N/A Option
DILLER BARRY director, officer: Chairman & Sr. Executive director, officer: Chairman & S..
Restricted Stock Units 18,425 N/A N/A Option
KHOSROWSHAHI DARA director director
Restricted Stock Units 18,425 N/A N/A Option
KAUFMAN VICTOR director director
Restricted Stock Units 20,727 N/A N/A Option
SAMEC PIERRE V officer: EVP & Chief Technology Officer officer: EVP & Chief Technology..
Common Stock 3,224 N/A N/A Option
DILLER BARRY director, officer: Chairman & Sr. Executive director, officer: Chairman & S..
Common Stock 18,425 N/A N/A Option
SAMEC PIERRE V officer: EVP & Chief Technology Officer officer: EVP & Chief Technology..
Restricted Stock Units 3,224 N/A N/A Option
NORTON BURKE F officer: EVP, Gen. Counsel & Sec. officer: EVP, Gen. Counsel & Sec.
Common Stock 3,685 N/A N/A Option
KHOSROWSHAHI DARA director director
Common Stock 18,425 N/A N/A Option
ADLER MICHAEL B officer: EVP & Chief Financial Officer officer: EVP & Chief Financial ..
Restricted Stock Units 7,830 N/A N/A Option
ZUCCOTTI PATRICIA L officer: SVP, CAO & Controller officer: SVP, CAO & Controller
Restricted Stock Units 1,612 N/A N/A Option
BREAKWELL SIMON J director director
Common Stock 3,767 N/A N/A Option
BREAKWELL SIMON J director director
Restricted Stock Units 3,767 N/A N/A Option
KHOSROWSHAHI DARA director director
Common Stock 18,834 N/A N/A