Purchase
ROWE MICHAEL M officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock, par value $.0001 1,500 $4.4 $6,600 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 50,000 $3.97 $198,600 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 924 $3.94 $3,643 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 23,419 $4 $93,676 Option
CLASBY JENNIFER G officer: VP, Clinical Operations officer: VP, Clinical Operations
Common Stock 24,510 N/A N/A Option
CLASBY JENNIFER G officer: VP, Clinical Operations officer: VP, Clinical Operations
Employee Stock Option (right to buy) 24,510 N/A N/A Purchase
LEE KENNETH B JR director director
Common Stock, par value $.0001 2,000 N/A N/A Purchase
LEE KENNETH B JR director director
Common Stock, par value $.0001 2,000 N/A N/A Purchase
LEE KENNETH B JR director director
Common Stock, par value $.0001 2,000 N/A N/A Purchase
MATHER CHARLES E IV director director
Common Stock, par value $.0001 3,000 $4.76 $14,268 Purchase
ROWE MICHAEL M officer: Vice President, Commercial officer: Vice President, Commer..
Common Stock, par value $.0001 1,400 N/A N/A Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 30,000 $4.75 $142,500 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 30,692 $2.4 $73,661 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $0.0001 35,000 $5.5 $192,500 Purchase
GANDOLFO JOHN P officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock, par value $.0001 4,000 $3.4 $13,600 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $0.001 50,000 $3.6 $180,000 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $0.0001 50,000 $3.6 $180,000 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 75,000 $2.99 $224,250 Option
CLASBY JENNIFER G officer: VP, Clinical Operations officer: VP, Clinical Operations
Common Stock 26,737 $1.95 $52,137 Option
CLASBY JENNIFER G officer: VP, Clinical Operations officer: VP, Clinical Operations
Stock Option (right to buy) 26,737 $1.95 $52,137 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 451,620 $2.06 $929,434 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 333,000 $3.6 $1,198,800 Purchase
MARIO ERNEST director director
Common Stock, par value $.0001 82,431 $2.27 $187,118 Purchase
MARIO ERNEST director director
Class A Warrant 41,216 $2.27 $93,560 Purchase
MARIO ERNEST director director
Class B Warrant 61,823 N/A N/A Purchase
IANCHULEV TSONTCHO director, officer: Chief Executive Offi.. director, officer: Chief Execut..
Common Stock, par value $.0001 82,431 $2.27 $187,118 Purchase
IANCHULEV TSONTCHO director, officer: Chief Executive Offi.. director, officer: Chief Execut..
Class A Warrant 41,216 $2.27 $93,560 Purchase
IANCHULEV TSONTCHO director, officer: Chief Executive Offi.. director, officer: Chief Execut..
Class B Warrant 61,823 N/A N/A Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 903,240 $2.06 $1,858,868 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Class A Warrant 903,240 $2.06 $1,858,868 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 10,000 $2.65 $26,500 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 29,945 $2.7 $80,762 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 6,072 $2.71 $16,449 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 25,000 $2.85 $71,350 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 3,328 $3.01 $10,017 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 15,000 $3.14 $47,055 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 6,720 $3.25 $21,806 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $0.001 6,700 $3.25 $21,775 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 5,000 $3.33 $16,650 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 5,000 $3.33 $16,650 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 17,940 $3.7 $66,360 Purchase
ROWE MICHAEL M officer: Vice President, Commercial officer: Vice President, Commer..
Common Stock, par value $.0001 100 $3.84 $384 Purchase
GRANT STUART M. 10 percent owner 10 percent owner
Common Stock, par value $.0001 312 $4 $1,248 Purchase
IANCHULEV TSONTCHO director, officer: Chief Executive Offi.. director, officer: Chief Execut..
Common Stock, par value $.0001 233,813 $2.78 $650,000 Purchase
LABELLE CURT H director director
Common Stock, par value $.0001 17,985 $2.78 $49,998 Purchase
MARIO ERNEST director director
Common Stock, par value $.0001 35,971 $2.78 $99,999 Option
YOSHIDA SHUHEI director, 10 percent owner director, 10 percent owner
Common Stock, par value $.0001 33,334 $1.95 $65,001 Option
YOSHIDA SHUHEI director, 10 percent owner director, 10 percent owner
Stock Option (right to buy) 33,334 $1.95 $65,001 Option
IANCHULEV TSONTCHO director, officer: Chief Executive Offi.. director, officer: Chief Execut..
Stock Option (right to buy) 313,686 $0.41 $129,552 Option
LABELLE CURT H director director
Common Stock, par value $.0001 140,000 $1.24 $173,600