Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
Common stock, par value $0.001 763,359 $1.84 $1,404,581 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
Warrants to Purchase Common Stock 763,359 $1.84 $1,404,581 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 5,000 $7.48 $37,420 Purchase
JIN DAVID officer: Chief Financial Officer officer: Chief Financial Officer
SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 500 $7.5 $3,750 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 5,000 $7.39 $36,970 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 5,000 $7.35 $36,765 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
COMMON STOCK, PAR VALUE $0.001 20,000 $1.64 $32,720 Sale
KLEIN DOV director director
COMMON STOCK, PAR VALUE $0.001 10,000 $1.89 $18,900 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
COMMON STOCK, PAR VALUE $0.001 10,000 $1.76 $17,590 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
COMMON STOCK, PAR VALUE $0.001 50,000 $2.38 $118,750 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
COMMON STOCK, PAR VALUE $0.001 1,567,515 $1.7 $2,664,776 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
Warrants to purchase Common Stock 1,567,515 $1.7 $2,664,776 Purchase
WEISS MICHAEL S director, officer: See Remarks director, officer: See Remarks
COMMON STOCK, PAR VALUE $0.001 147,058 $1.7 $249,999 Purchase
WEISS MICHAEL S director, officer: See Remarks director, officer: See Remarks
Warrants to purchase Common Stock 147,058 $1.7 $249,999 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
COMMON STOCK, PAR VALUE $0.001 100,000 $0.28 $28,300 Purchase
FORTRESS BIOTECH, INC. 10 percent owner 10 percent owner
Common Stock 418,410 $0.72 $301,255 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 10,000 $9.34 $93,400 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 10,000 $11.75 $117,500 Purchase
WEISS MICHAEL S director, 10 percent owner, officer: See R.. director, 10 percent owner, off..
COMMON STOCK, PAR VALUE $0.001 1,197,604 $0.84 $999,999 Purchase
ROWINSKY ERIC K director director
COMMON STOCK, PAR VALUE $0.001 11,976 $0.84 $10,000 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
COMMON STOCK, PAR VALUE $0.001 2,395,209 $0.84 $2,000,000 Purchase
LU LUCY director director
COMMON STOCK, PAR VALUE $0.001 11,976 $0.84 $10,000 Purchase
LOBELL J JAY director director
COMMON STOCK, PAR VALUE $0.001 299,401 $0.84 $250,000 Purchase
JIN DAVID officer: Chief Financial Officer officer: Chief Financial Officer
COMMON STOCK, PAR VALUE $0.001 35,928 $0.84 $30,000 Purchase
ROSENWALD LINDSAY A MD officer: PRESIDENT, CEO & CHAIRMAN officer: PRESIDENT, CEO & CHAIR..
COMMON STOCK, PAR VALUE $0.001 100,000 $0.68 $68,000 Purchase
ROSENWALD LINDSAY A MD officer: PRESIDENT, CEO & CHAIRMAN officer: PRESIDENT, CEO & CHAIR..
COMMON STOCK, PAR VALUE $0.001 5,000 $0.56 $2,800 Purchase
JIN DAVID officer: Chief Financial Officer officer: Chief Financial Officer
COMMON STOCK, PAR VALUE $0.001 5,000 $0.56 $2,800 Purchase
ROSENWALD LINDSAY A MD officer: PRESIDENT, CEO & CHAIRMAN officer: PRESIDENT, CEO & CHAIR..
COMMON STOCK, PAR VALUE $0.001 100,000 $0.7 $69,500 Sale
KLEIN DOV director director
Common Stock, par value $0.001 5,000 $2.45 $12,250 Sale
HUNTER ROBYN officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock, par value $0.001 28,292 $3.13 $88,554 Sale
ROWINSKY ERIC K director director
Common Stock, par value $0.001 10,000 $4.45 $44,500 Sale
ROWINSKY ERIC K director director
Common Stock, par value $0.001 8,000 $4.31 $34,480 Sale
ROWINSKY ERIC K director director
Common Stock, par value $0.001 6,000 $4.2 $25,200 Sale
ROWINSKY ERIC K director director
Common Stock, par value $0.001 2,000 N/A N/A Sale
ROWINSKY ERIC K director director
Common Stock, par value $0.001 4,000 $3.8 $15,200 Purchase
LORENZ KEVIN director director
COMMON STOCK, PAR VALUE $0.001 50,000 N/A N/A Sale
HUNTER ROBYN officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock, par value $0.001 28,450 $4.38 $124,611 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 52,500 $18 $945,000 Purchase
HOENLEIN MALCOLM director director
SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 16,667 $18 $300,006 Purchase
LORENZ KEVIN director director
COMMON STOCK, PAR VALUE $0.001 50,000 N/A N/A Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
COMMON STOCK, PAR VALUE $0.001 1,123 $2.06 $2,313 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
COMMON STOCK, PAR VALUE $0.001 1,467 $1.1 $1,614 Purchase
HUNTER ROBYN officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock, par value $0.001 2,297 $1.1 $2,527 Sale
AVGERINOS GEORGE officer: SVP, BIOLOGICS OPERATIONS officer: SVP, BIOLOGICS OPERATI..
COMMON STOCK, PAR VALUE $0.001 97,325 $1.05 $102,191 Sale
HUNTER ROBYN officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 20,370 $1.29 $26,277 Sale
AVGERINOS GEORGE officer: SVP, BIOLOGICS OPERATIONS officer: SVP, BIOLOGICS OPERATI..
COMMON STOCK, PAR VALUE $0.001 12,000 $3.55 $42,600 Sale
AVGERINOS GEORGE officer: SVP, BIOLOGICS OPERATIONS officer: SVP, BIOLOGICS OPERATI..
COMMON STOCK, PAR VALUE $0.001 19,000 N/A N/A Sale
AVGERINOS GEORGE officer: SVP, BIOLOGICS OPERATIONS officer: SVP, BIOLOGICS OPERATI..
COMMON STOCK, PAR VALUE $0.001 25,593 N/A N/A Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
SERIES A CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK 40,000 $25 $1,000,000 Purchase
ROSENWALD LINDSAY A MD director, 10 percent owner, officer.. director, 10 percent owner, off..
Common Stock, par value $0.001 731 $2.03 $1,484