First Trust Specialty Finance and Financial Opportunities Fund
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
KADLEC THOMAS R director
Common Shares 2,432 $4.07 $9,898
Purchase
KADLEC THOMAS R director
Common Shares 2,000 $6.05 $12,100
Sale
WINTER DANIEL T. other: Officer-Investment Sub-A..
Common Shares 1,400 $7.58 $10,615
Sale
SCHULTE DAVID J other: Director-Investment Suba..
Common Shares 265 $5.49 $1,455
Sale
FIRST TRUST PORTFOLIOS LP other: Affiliate of Issuer's Ad..
Common Shares 5,352 $4.1 $21,943
Purchase
KELLER MARK A. other: Officer-Investment Sub-A..
Common Shares 10,000 $4.3 $43,000
Purchase
MIYAZAKI DAVID B. other: Officer-Investment Sub-A..
Common Shares 1,000 $3.7 $3,700
Purchase
MIYAZAKI DAVID B. other: Officer-Investment Sub-A..
Common Shares 1,000 $4.6 $4,600
Purchase
SCHULTE DAVID J other: Director-Investment Suba..
Common Shares 3,000 $3.05 $9,144
Purchase
SCHULTE DAVID J other: Director-Investment Suba..
Common Shares 2,000 $8.9 $17,800
Purchase
HANZLIK JOSEPH J other: Officer-Investment Sub-A..
Common Shares 2,000 $8.94 $17,880

Showing 1 to 11 of 11 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.