The GDL Fund
Insider trading & Transactions

Last updated: 28 Mar 2011

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Sale	28 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	23,000	$0.66	$15,226
Sale	24 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	36,300	$0.7	$25,374
Sale	23 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	34,610	$0.7	$24,365
Sale	22 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	49,000	$0.71	$34,692
Sale	21 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	4,800	$0.72	$3,442
Sale	16 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	17,511	$0.65	$11,382
Sale	15 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	45,000	$0.74	$33,120
Sale	11 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	7,500	$0.74	$5,565
Sale	10 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	29,000	$0.77	$22,185
Sale	9 Mar 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Rights for Series B Preferred Shares	11,000	$0.75	$8,294
Sale	24 Feb 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	126,998	$52.7	$6,692,795
Purchase	24 Feb 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	175,753	$52.7	$9,262,183
Purchase	23 Feb 2011	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	970	$52.42	$50,847
Sale	31 Dec 2010	ALPERT BRUCE N officer: President officer: President	Common Shares	1,000	$13.4	$13,400
Sale	30 Dec 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Common Shares, Par Value $0.001	6,300	$13.28	$83,645
Purchase	22 Nov 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Common Shares, Par Value $0.001	3,900	$13.88	$54,132
Purchase	1 Sep 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Common Shares	1,000	$13.8	$13,800
Sale	16 Aug 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	500	$53.44	$26,720
Sale	13 Aug 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	400	$53.45	$21,380
Sale	12 Aug 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	800	$53.43	$42,740
Purchase	19 Jul 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Common Shares	2,000	$13.31	$26,620
Sale	23 Jun 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shates	3,602	$53.01	$190,942
Sale	22 Jun 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	1,600	$53.03	$84,848
Sale	21 Jun 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	2,400	$53.08	$127,392
Sale	17 Jun 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	3,200	$53.09	$169,888
Sale	17 May 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	1,200	$53.45	$64,140
Sale	14 May 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	300	$53.58	$16,074
Sale	10 May 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	2,400	$53.54	$128,496
Sale	7 May 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	1,100	$53.56	$58,916
Sale	6 May 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	500	$53.55	$26,775
Sale	5 May 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	300	$53.57	$16,071
Sale	4 May 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	800	$53.54	$42,832
Sale	3 May 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	200	$53.51	$10,702
Sale	28 Apr 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Prefered Shares	1,100	$53.46	$58,806
Sale	27 Apr 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	200	$53.44	$10,688
Sale	26 Apr 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	300	$53.43	$16,029
Sale	16 Apr 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	1,002	$53.3	$53,407
Sale	15 Apr 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	400	$53.59	$21,436
Sale	12 Apr 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	200,000	$53.85	$10,770,000
Purchase	12 Apr 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	200,000	$53.85	$10,770,000
Purchase	7 Apr 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Common Shares	1,800	$14.29	$25,722
Sale	5 Apr 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	600	$53.15	$31,890
Purchase	22 Feb 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Common Shares	1,000	$13.93	$13,930
Sale	22 Feb 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	1,400	$53.65	$75,110
Sale	19 Feb 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	1,000	$53.66	$53,660
Sale	18 Feb 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	500	$53.84	$26,920
Sale	17 Feb 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	300	$53.54	$16,062
Sale	16 Feb 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	400	$53.65	$21,460
Sale	12 Feb 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	600	$53.64	$32,184
Sale	10 Feb 2010	GABELLI MARIO J director, 10 percent owner, other: Control.. director, 10 percent owner, oth..	Series A Cumulative Callable Preferred Shares	500	$53.59	$26,795

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

The GDL Fund Insider trading & Transactions

Insider trading

Who is insider?

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The GDL Fund
Insider trading & Transactions