Purchase
AULT ALLIANCE, INC. 10 percent owner 10 percent owner
Common Stock 5,000 $0.13 $630 Purchase
AULT ALLIANCE, INC. 10 percent owner 10 percent owner
Common Stock 5,000 $0.14 $675 Purchase
BITNILE HOLDINGS, INC. 10 percent owner 10 percent owner
Common Stock 100 $1.27 $126 Sale
BITNILE HOLDINGS, INC. 10 percent owner 10 percent owner
Common Stock 300 $1.77 $532 Option
PANTALONE ARMAND D'URSO officer: Chief Technology Officer officer: Chief Technology Officer
Stock Option 4,400 $3.51 $15,444 Option
PANTALONE ARMAND D'URSO officer: Chief Technology Officer officer: Chief Technology Officer
Common Stock 4,400 $3.51 $15,444 Option
HENCKELS LUTZ P director, officer: CFO and COO director, officer: CFO and COO
Stock Option 9,000 $3.51 $31,590 Option
HENCKELS LUTZ P director, officer: CFO and COO director, officer: CFO and COO
Common Stock 9,000 $3.51 $31,590 Option
REGAZZI JOHN R director, officer: Chief Executive Officer director, officer: Chief Execut..
Stock Option (right to buy) 8,800 $3.51 $30,888 Option
REGAZZI JOHN R director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 8,800 $3.51 $30,888 Purchase
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Series D Voting Perpetual Preferred Shares 353 $53.15 $18,762 Purchase
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Series C Convertible Voting Perpetual Preferred Shares 236 $54.26 $12,805 Purchase
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Series B Convertible Voting Perpetual Preferred Shares 633 $81.77 $51,760 Purchase
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Common Stock 4,325 $3.86 $16,695 Sale
SPRING MOUNTAIN CAPITAL, LLC 10 percent owner 10 percent owner
Common Stock 62,715 $3.86 $242,080 Sale
GARRETTSON GARRETT A director director
Common Stock 1,000 $1.04 $1,040 Sale
PENTA MICHAEL officer: Vice President of Sales officer: Vice President of Sales
Common Stock 29,000 $1.04 $30,160 Option
REGAZZI JOHN R director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 250 N/A N/A Purchase
REGAZZI JOHN R director, officer: Chief Executive Officer director, officer: Chief Execut..
Warrants 60,300 $1.15 $69,345 Purchase
REGAZZI JOHN R director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 80,400 $1.15 $92,460 Sale
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Common Stock 13,000 $1.47 $19,110 Sale
PENTA MICHAEL officer: Vice President of Sales officer: Vice President of Sales
Common Stock 10,000 $1.5 $15,000 Sale
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Common Stock 27,000 $1.4 $37,800 Sale
PENTA MICHAEL officer: Vice President of Sales officer: Vice President of Sales
Common Stock 5,000 $1.52 $7,600 Sale
PENTA MICHAEL officer: Vice President of Sales officer: Vice President of Sales
Common Stock 7,900 $1.4 $11,060 Sale
PENTA MICHAEL officer: Vice President of Sales officer: Vice President of Sales
Common Stock 1,100 $1.4 $1,540 Sale
PENTA MICHAEL officer: Vice President of Sales officer: Vice President of Sales
Common Stock 1,000 $1.42 $1,420 Sale
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Common Stock 15,000 $2.22 $33,300 Sale
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Common Stock 30,000 $1.84 $55,200 Purchase
ALARA CAPITAL AVI II, LLC 10 percent owner 10 percent owner
Warrant to Purchase Common Stock (right to buy) 194,437 N/A N/A Sale
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Common Stock 6,800 $1.8 $12,240 Purchase
ALARA CAPITAL AVI II, LLC 10 percent owner 10 percent owner
Warrant to Purchase Common Stock (right to buy) 898,634 N/A N/A Sale
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Common Stock 13,200 $1.8 $23,760 Option
REGAZZI JOHN R director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 8,000 $1.95 $15,600 Option
COLE JAMES A director director
Employee stock option (right to buy) 10,000 $1.95 $19,500 Option
COLE JAMES A director director
Common Stock 10,000 $1.95 $19,500 Sale
COLE JAMES A director director
Common Stock 10,000 $1.95 $19,500 Option
REGAZZI JOHN R director, officer: Chief Executive Officer director, officer: Chief Execut..
Employee stock option (right to buy) 8,000 $1.95 $15,600 Option
GARRETTSON GARRETT A director director
Common Stock 15,000 $1.95 $29,250 Option
GARRETTSON GARRETT A director director
Employee stock option (right to buy) 15,000 $1.95 $29,250 Sale
GARRETTSON GARRETT A director director
Common Stock 14,530 $2.06 $29,932 Option
REGAZZI JOHN R director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 8,500 $1.95 $16,575 Option
REGAZZI JOHN R director, officer: Chief Executive Officer director, officer: Chief Execut..
Employee stock option(right to buy) 8,500 $1.95 $16,575 Purchase
HENCKELS LUTZ P director, officer: COO, CFO, EVP director, officer: COO, CFO, EVP
Common Stock 4,500 $0.98 $4,410 Purchase
ALARA CAPITAL AVI II, LLC 10 percent owner 10 percent owner
Series D Convertible Voting Perpetual Preferred Stock 5,111 $3.3 $16,866 Purchase
ALARA CAPITAL AVI II, LLC 10 percent owner 10 percent owner
Warrant to Purchase Common Stock (right to buy) 506,219 N/A N/A Purchase
ALARA CAPITAL AVI II, LLC 10 percent owner 10 percent owner
Warrant to Purchase Common Stock (right to buy) 511,186 N/A N/A Purchase
ALARA CAPITAL AVI II, LLC 10 percent owner 10 percent owner
Series C Convertible Voting Perpetual Preferred Stock 3,424 $3.3 $11,299 Purchase
PENTA MICHAEL officer: Vice President of Sales officer: Vice President of Sales
Common Stock 100 $1.57 $157 Purchase
PENTA MICHAEL officer: Vice President of Sales officer: Vice President of Sales
Common Stock 200 $1.51 $302