Sale
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell at purchaser's option) 7,248 N/A N/A Sale
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
6.00% CONVERTIBLE SENIOR NOTES DUE 2022 2,895,000 N/A N/A Sale
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock, par value $0.0001 per share 20,650 N/A N/A Sale
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock, par value $0.0001 per share 213,390 N/A N/A Sale
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
6.00% CONVERTIBLE SENIOR NOTES DUE 2022 400,000 N/A N/A Sale
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell at purchaser's option) 3,000 N/A N/A Sale
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock, par value $0.0001 per share 233,800 N/A N/A Sale
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell at purchaser's option) 4,503 N/A N/A Sale
WADE JOHN officer: President, CA division officer: President, CA division
Common Stock 9,982 N/A N/A Sale
AGUIRRE SERGIO A. officer: President, BA division officer: President, BA division
Common Stock 32,152 N/A N/A Purchase
SILVER (EQUITY) HOLDINGS, LP 10 percent owner 10 percent owner
Common Stock 2,606,359 $9.94 $25,899,389 Sale
ELIAS MARGUERITE M officer: EVP, Gen Counsel and Secy officer: EVP, Gen Counsel and S..
Common Stock 18,371 $9.52 $174,837 Option
ELIAS MARGUERITE M officer: EVP, Gen Counsel and Secy officer: EVP, Gen Counsel and S..
Common Stock 17,112 N/A N/A Option
ELIAS MARGUERITE M officer: EVP, Gen Counsel and Secy officer: EVP, Gen Counsel and S..
Restricted Stock Units 17,112 N/A N/A Option
AGUIRRE SERGIO A. officer: President, BA division officer: President, BA division
Performance Restricted Stock Units 660 N/A N/A Option
JACKSON KAREN officer: EVP, Chief People Exp. Officer officer: EVP, Chief People Exp...
Restricted Stock Units 15,241 N/A N/A Option
AGUIRRE SERGIO A. officer: President, BA division officer: President, BA division
Common Stock 17,239 N/A N/A Option
BAYER MICHAEL P. officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 16,524 N/A N/A Option
ROWAN BARRY L officer: EVP and CFO officer: EVP and CFO
Restricted Stock Units 24,064 N/A N/A Option
BAYER MICHAEL P. officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Restricted Stock Units 16,524 N/A N/A Option
ROWAN BARRY L officer: EVP and CFO officer: EVP and CFO
Common Stock 24,064 N/A N/A Option
AGUIRRE SERGIO A. officer: President, BA division officer: President, BA division
Restricted Stock Units 16,579 N/A N/A Option
COBIN JONATHAN B officer: EVP, Chief Strategy Officer officer: EVP, Chief Strategy Of..
Common Stock 19,251 N/A N/A Option
COBIN JONATHAN B officer: EVP, Chief Strategy Officer officer: EVP, Chief Strategy Of..
Restricted Stock Units 19,251 N/A N/A Option
JACKSON KAREN officer: EVP, Chief People Exp. Officer officer: EVP, Chief People Exp...
Common Stock 15,241 N/A N/A Option
WADE JOHN officer: President, CA division officer: President, CA division
Restricted Stock Units 21,390 N/A N/A Option
WADE JOHN officer: President, CA division officer: President, CA division
Common Stock 21,390 N/A N/A Option
BAYER MICHAEL P. officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 800 N/A N/A Option
BAYER MICHAEL P. officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Restricted Stock Units 800 N/A N/A Option
AGUIRRE SERGIO A. officer: President, BA division officer: President, BA division
Restricted Stock Units 875 N/A N/A Option
AGUIRRE SERGIO A. officer: President, BA division officer: President, BA division
Common Stock 875 N/A N/A Purchase
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
6.00% CONVERTIBLE SENIOR NOTES DUE 2022 2,000,000 $41.5 $83,000,000 Purchase
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
6.00% CONVERTIBLE SENIOR NOTES DUE 2022 2,750,000 N/A N/A Purchase
MUDRICK CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
6.00% CONVERTIBLE SENIOR NOTES DUE 2022 5,394,000 $30 $161,820,000 Purchase
TOWNSEND CHARLES C director director
Common Stock 22,610 $1.6 $36,108 Option
ROWAN BARRY L officer: EVP and CFO officer: EVP and CFO
Performance Restricted Stock 5,000 N/A N/A Option
ROWAN BARRY L officer: EVP and CFO officer: EVP and CFO
Common Stock 5,000 N/A N/A Option
ELIAS MARGUERITE M officer: EVP, Gen Counsel and Secy officer: EVP, Gen Counsel and S..
Performance Restricted Stock Units 8,555 $0.71 $6,100 Option
WADE JOHN officer: President, CA division officer: President, CA division
Common Stock 8,555 N/A N/A Option
JACKSON KAREN officer: EVP, Chief People Exp. Officer officer: EVP, Chief People Exp...
Performance Restricted Stock Units 1,186 $1.07 $1,269 Option
JACKSON KAREN officer: EVP, Chief People Exp. Officer officer: EVP, Chief People Exp...
Performance Restricted Stock Units 1,186 $1.07 $1,269 Option
JACKSON KAREN officer: EVP, Chief People Exp. Officer officer: EVP, Chief People Exp...
Common Stock 1,186 N/A N/A Option
WADE JOHN officer: President, CA division officer: President, CA division
Performance Restricted Stock Units 8,555 $0.71 $6,100 Option
COBIN JONATHAN B officer: EVP, Chief Strategy Officer officer: EVP, Chief Strategy Of..
Common Stock 8,555 N/A N/A Option
BAYER MICHAEL P. officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Performance Restricted Stock Units 1,186 $1.07 $1,269 Option
BAYER MICHAEL P. officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 1,186 N/A N/A Option
COBIN JONATHAN B officer: EVP, Chief Strategy Officer officer: EVP, Chief Strategy Of..
Performance Restricted Stock Units 8,555 $0.71 $6,100 Option
COBIN JONATHAN B officer: EVP, Chief Strategy Officer officer: EVP, Chief Strategy Of..
Performance Restricted Stock Units 8,555 $0.71 $6,100 Option
AGUIRRE SERGIO A. officer: President, BA division officer: President, BA division
Performance Restricted Stock Units 4,771 $0.54 $2,552 Option
ELIAS MARGUERITE M officer: EVP, Gen Counsel and Secy officer: EVP, Gen Counsel and S..
Common Stock 8,555 N/A N/A