Purchase
NEW LEAF BIOPHARMA OPPORTUNITIES II, L.P. 10 percent owner 10 percent owner
Common Stock 1,372,000 $5.84 $8,005,620 Purchase
NEW LEAF BIOPHARMA OPPORTUNITIES II, L.P. 10 percent owner 10 percent owner
Common Stock Warrant (Right to Buy) 686,000 $5.84 $4,002,810 Purchase
NEW LEAF BIOPHARMA OPPORTUNITIES II, L.P. 10 percent owner 10 percent owner
Common Stock 171,500 $5.84 $1,000,703 Purchase
NEW LEAF BIOPHARMA OPPORTUNITIES II, L.P. 10 percent owner 10 percent owner
Common Stock Warrant (Right to Buy) 85,750 $5.84 $500,351 Purchase
HUNT RONALD director, 10 percent owner: director, 10 percent owner:
Common Stock 1,372,000 $5.84 $8,005,620 Purchase
HUNT RONALD director, 10 percent owner: director, 10 percent owner:
Common Stock Warrant (Right to Buy) 686,000 $5.84 $4,002,810 Purchase
HUNT RONALD director, 10 percent owner: director, 10 percent owner:
Common Stock 171,500 $5.84 $1,000,703 Purchase
HUNT RONALD director, 10 percent owner: director, 10 percent owner:
Common Stock Warrant (Right to Buy) 85,750 $5.84 $500,351 Purchase
HUNT RONALD director, 10 percent owner: director, 10 percent owner:
Common Stock Warrant (Right to Buy) 2,994,305 $0.98 $2,931,425 Purchase
HUNT RONALD director, 10 percent owner: director, 10 percent owner:
8.000% Series A Redeemable Preferred Stock 10,000 $1,000 $10,000,000 Purchase
ERBEZ GEORGIA officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 10,300 $8.1 $83,430 Option
WESCHE HOLGER officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 10,000 N/A N/A Sale
WESCHE HOLGER officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 10,000 N/A N/A Option
WESCHE HOLGER officer: Chief Scientific Officer officer: Chief Scientific Officer
Employee Stock Option (right to buy) 10,000 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 25,118 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 18,491 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 13,885 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 13,885 $21.8 $302,693 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 13,961 $20.26 $282,850 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 3,198 $20.04 $64,088 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 5,000 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 10,907 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 11,713 $20.34 $238,242 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 17,833 $20.39 $363,615 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 18,402 $20.67 $380,369 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 4,666 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 6,900 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 4,855 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 29,684 $20.53 $609,413 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 21,445 $21.24 $455,385 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 21,445 $21.24 $455,385 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 17,133 $22.12 $378,982 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 17,133 $22.12 $378,982 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 10,172 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 10,172 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 29,730 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 29,730 $23.18 $689,141 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 30,766 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 30,766 $23.24 $715,002 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 268,023 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 67,292 $22.28 $1,499,266 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 67,292 $22.28 $1,499,266 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 51,022 $21.83 $1,113,555 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 51,022 $21.83 $1,113,555 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 11,829 $21.13 $249,888 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 11,829 $21.13 $249,888 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 8,972 N/A N/A Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 8,972 $19.21 $172,352 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 22,249 $18.9 $420,395 Sale
GADICKE ANSBERT 10 percent owner 10 percent owner
Common Stock 22,249 $18.9 $420,395