Purchase
PASCOE RICHARD W director, officer: President, CEO & Direc.. director, officer: President, C..
Common Stock 20,000 $1.14 $22,800 Purchase
PASCOE RICHARD W director, officer: President, CEO & Direc.. director, officer: President, C..
Common Stock 10,000 $1.24 $12,390 Option
MENTO STEVEN J director director
Common Stock 65,000 N/A N/A Option
SPADA ALFRED P. officer: EVP, R&D and CSO officer: EVP, R&D and CSO
Restricted Stock Units 31,343 N/A N/A Option
SPADA ALFRED P. officer: EVP, R&D and CSO officer: EVP, R&D and CSO
Common Stock 31,343 N/A N/A Option
MARSHALL KEITH W officer: EVP, COO & CFO officer: EVP, COO & CFO
Restricted Stock Units 38,500 N/A N/A Option
MARSHALL KEITH W officer: EVP, COO & CFO officer: EVP, COO & CFO
Common Stock 38,500 N/A N/A Option
MENTO STEVEN J director director
Restricted Stock Units 65,000 N/A N/A Option
MENTO STEVEN J director director
Stock Option (Right to Buy) 60,000 N/A N/A Option
MENTO STEVEN J director director
Common Stock 60,000 N/A N/A Option
SPADA ALFRED P. officer: EVP, R&D and CSO officer: EVP, R&D and CSO
Stock Option (Right to Buy) 12,121 N/A N/A Option
SPADA ALFRED P. officer: EVP, R&D and CSO officer: EVP, R&D and CSO
Common Stock 12,121 N/A N/A Option
CASHION CHARLES officer: SVP, Finance, CFO and Sec. officer: SVP, Finance, CFO and ..
Stock Option (Right to Buy) 42,424 N/A N/A Option
CASHION CHARLES officer: SVP, Finance, CFO and Sec. officer: SVP, Finance, CFO and ..
Common Stock 42,424 N/A N/A Option
MENTO STEVEN J director director
Stock Option (Right to Buy) 41,414 $1.12 $46,177 Option
MENTO STEVEN J director director
Common Stock 41,414 $1.12 $46,177 Option
MENTO STEVEN J director director
Stock Option (Right to Buy) 41,414 N/A N/A Option
MENTO STEVEN J director director
Common Stock 41,414 N/A N/A Option
VAN WART HAROLD director director
Stock Option (Right to Buy) 18,181 N/A N/A Option
VAN WART HAROLD director director
Common Stock 18,181 N/A N/A Purchase
KISNER DANIEL L director director
Common Stock 4,000 N/A N/A Option
HALE DAVID F director director
Stock Option (Right to Buy) 12,121 N/A N/A Option
HALE DAVID F director director
Common Stock 12,121 N/A N/A Option
HALE DAVID F director director
Stock Option (Right to Buy) 12,121 N/A N/A Option
HALE DAVID F director director
Common Stock 12,121 N/A N/A Purchase
KLINGENSTEIN PAUL H director director
Common Stock 107,422 $11 $1,181,642 Purchase
ABERDARE GP III, L.L.C. other: Former 10% Owner other: Former 10% Owner
Common Stock 107,422 $11 $1,181,642 Purchase
SCOPA JAMES PAUL director director
Common Stock 165,265 N/A N/A Purchase
ABERDARE GP III, L.L.C. other: Former 10% Owner other: Former 10% Owner
Common Stock 107,422 N/A N/A Sale
ABERDARE GP III, L.L.C. other: Former 10% Owner other: Former 10% Owner
Common Stock 566 N/A N/A Purchase
MALIK SHAHZAD director, 10 percent owner director, 10 percent owner
Common Stock 190,054 N/A N/A Sale
MALIK SHAHZAD director, 10 percent owner director, 10 percent owner
Common Stock 535 N/A N/A Purchase
PERRET MARC OLIVIER director, 10 percent owner director, 10 percent owner
Common Stock 165,525 N/A N/A Sale
PERRET MARC OLIVIER director, 10 percent owner director, 10 percent owner
Common Stock 352 N/A N/A Purchase
KLINGENSTEIN PAUL H director director
Common Stock 107,422 N/A N/A Sale
KLINGENSTEIN PAUL H director director
Common Stock 566 N/A N/A Purchase
HALE DAVID F director director
Common Stock 2,588 N/A N/A Purchase
LACASSE LOUIS P director director
Common Stock 123,950 N/A N/A Purchase
MENTO STEVEN J director director
Common Stock 13,800 N/A N/A Purchase
EVNIN LUKE 10 percent owner 10 percent owner
Common Stock 165,265 N/A N/A Purchase
ADVENT VENTURE PARTNERS LLP 10 percent owner 10 percent owner
Common Stock 190,054 N/A N/A Sale
ADVENT VENTURE PARTNERS LLP 10 percent owner 10 percent owner
Common Stock 535 N/A N/A Purchase
MPM BIOVENTURES IV QP LP 10 percent owner 10 percent owner
Common Stock 165,265 N/A N/A Purchase
COOPERATIVE GILDE HEALTHCARE II U.A. 10 percent owner 10 percent owner
Common Stock 165,525 N/A N/A Sale
COOPERATIVE GILDE HEALTHCARE II U.A. 10 percent owner 10 percent owner
Common Stock 352 N/A N/A