Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 1,429 $44.34 $63,362 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $47.37 $0 Purchase
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 7,000 $47.57 $332,976 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $43.34 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $41.17 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $42.46 $0 Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 25,000 $42.4 $1,060,075 Sale
BRODSKY JEFFREY S officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 15,565 $43.38 $675,147 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $44.49 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $41.68 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $44.39 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Call Option (obligation to sell) 7,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Put Option(right to sell) 7,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $41.17 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 667 $47.66 $31,789 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $50.14 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 1,971 $50.72 $99,969 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 278 $54.34 $15,107 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $44.49 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 743 $53.06 $39,424 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $58.91 $0 Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 20,000 $56.91 $1,138,120 Sale
PRUZAN JONATHAN officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 52,204 $55.35 $2,889,387 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 100,000 $55.34 $5,533,800 Sale
BRODSKY JEFFREY S officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 11,054 $54.97 $607,605 Sale
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 17,421 $54.72 $953,295 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 32,181 $53.79 $1,730,952 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 54,869 $53.41 $2,930,663 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 176 $54.52 $9,596 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 167 $51.86 $8,661 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $51.61 $0 Sale
HOTSUKI KEISHI officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 25,000 $50 $1,250,000 Sale
DARLING ALISTAIR director director
Common Stock 3,850 $49.3 $189,786 Sale
KELLEHER THOMAS COLM officer: President officer: President
Common Stock 40,000 $50.59 $2,023,520 Sale
BRODSKY JEFFREY S officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 16,397 $50.07 $821,031 Sale
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 26,083 $49.83 $1,299,638 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 175 $48.24 $8,442 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $58.91 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 2,122 $47.74 $101,304 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $45.75 $0 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 212,366 $30.01 $6,373,104 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 212,366 $30.01 $6,373,104 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Employee Stock Option (Right to Buy) 212,366 $30.01 $6,373,104 Sale
PRUZAN JONATHAN officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 25,767 $46.68 $1,202,829 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $41.74 $0 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 212,365 $30.01 $6,373,074 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 212,365 $30.01 $6,373,074 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Employee Stock Option (Right to Buy) 212,365 $30.01 $6,373,074 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $43.1 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $42.46 $0