Purchase
ROSEN LAWRENCE I 10 percent owner 10 percent owner
Common Stock 5,375 $9.5 $51,041 Purchase
ROSEN LAWRENCE I 10 percent owner 10 percent owner
Common Stock 40,857 $9.56 $390,389 Purchase
ROSEN LAWRENCE I 10 percent owner 10 percent owner
Common Stock 46,306 $9.48 $438,981 Purchase
ROSEN LAWRENCE I 10 percent owner 10 percent owner
Common Stock 7,819 $9.66 $75,524 Purchase
ROSEN LAWRENCE I 10 percent owner 10 percent owner
Common Stock 10,000 $10.16 $101,600 Purchase
ROSEN LAWRENCE I 10 percent owner 10 percent owner
Common Stock 30,000 $9.92 $297,510 Purchase
ROSEN LAWRENCE I 10 percent owner 10 percent owner
Common Stock 10,000 $10.77 $107,700 Purchase
ROSEN LAWRENCE I 10 percent owner 10 percent owner
Common Stock 10,000 $10.72 $107,200 Option
KIMBLE JOHN LOUIS officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Unit ("RSU") 3,922 $10.93 $42,867 Option
KIMBLE JOHN LOUIS officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Unit ("RSU") 13,360 $10.93 $146,025 Option
KIMBLE JOHN LOUIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 13,360 $10.93 $146,025 Option
KIMBLE JOHN LOUIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 3,922 $10.93 $42,867 Option
BERMAN STEPHEN G director, officer: CEO, President and Sec.. director, officer: CEO, Preside..
Common Stock 330,406 $12.3 $4,063,994 Option
MCGRATH JOHN JOSEPH officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 100,358 $12.3 $1,234,403 Purchase
BENEFIT STREET PARTNERS LLC
Common Stock 300,000 N/A N/A Purchase
BENEFIT STREET PARTNERS LLC
Common Stock 283,500 N/A N/A Option
KIMBLE JOHN LOUIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 33,684 $2.5 $84,042 Option
KIMBLE JOHN LOUIS officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Unit ("RSU") 33,684 $2.5 $84,042 Option
KIMBLE JOHN LOUIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 33,684 $2.5 $84,042 Option
NOVAK BRENT T officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 71,429 $1.01 $72,143 Option
NOVAK BRENT T officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Unit ("RSU") 71,429 $1.01 $72,143 Purchase
BERMAN STEPHEN G director, 10 percent owner, officer: CEO,.. director, 10 percent owner, off..
Common Stock 10,000 $3.4 $34,000 Purchase
SITRICK MICHAEL S other: Former Director other: Former Director
Common Stock 10,000 $3.5 $35,000 Purchase
OASIS MANAGEMENT CO LTD. 10 percent owner 10 percent owner
Common Stock 4,400 $5.03 $22,132 Purchase
OASIS MANAGEMENT CO LTD. 10 percent owner 10 percent owner
Common Stock, par value $0.001 ("Common Stock") 43,143 $5.27 $227,364 Purchase
OASIS MANAGEMENT CO LTD. 10 percent owner 10 percent owner
Common Stock, par value $0.001 ("Common Stock") 12,837 $5.1 $65,469 Purchase
OASIS MANAGEMENT CO LTD. 10 percent owner 10 percent owner
Common Stock 2,947 $5.1 $15,030 Purchase
OASIS MANAGEMENT CO LTD. 10 percent owner 10 percent owner
Common Stock, par value $0.001 ("Common Stock") 27,230 $5.1 $138,873 Purchase
OASIS MANAGEMENT CO LTD. 10 percent owner 10 percent owner
Common Stock 1,221 $5 $6,105 Purchase
OASIS MANAGEMENT CO LTD. 10 percent owner 10 percent owner
Common Stock 37,384 $5.04 $188,415 Purchase
OASIS MANAGEMENT CO LTD. 10 percent owner 10 percent owner
Common Stock, par value $0.001 ("Common Stock") 123,062 $4.89 $601,773 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 15,126 $9.43 $142,638 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 67,151 $9.03 $606,374 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 22,900 $8.74 $200,123 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 7,100 $9.01 $63,999 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 100,000 $8.62 $862,300 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 13,401 $8.53 $114,311 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 28,274 $8.62 $243,750 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 9,906 $8.42 $83,389 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 11,903 $8.44 $100,473 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 51,342 $8.35 $428,860 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 100,000 $8.2 $819,600 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 7,000 $8.08 $56,525 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 17,337 $7.89 $136,841 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 10,850 $7.78 $84,370 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 4,986 $7.81 $38,921 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 20,517 $7.91 $162,310 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 11,682 $7.73 $90,243 Sale
SOON-SHIONG PATRICK 10 percent owner 10 percent owner
Common Stock 9,307 $7.82 $72,781 Sale
PINE RIVER CAPITAL MANAGEMENT L.P. 10 percent owner 10 percent owner
Common Stock 330,200 $7.95 $2,625,090