Nuveen Floating Rate Income Fund
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
MOSCHNER ALBIN F other: Trustee
Common Stock 20,000 $8.77 $175,400
Purchase
PERRY MICHAEL A officer: Vice President
Common Stock 6,600 $8.67 $57,222
Purchase
PERRY MICHAEL A officer: Vice President
Common Stock 5,844 $8.67 $50,667
Purchase
THORNTON MATTHEW III
Common Stock 29,000 $8.16 $236,640
Sale
JONES NATHANIEL T. officer: Vice President and Tre..
Common Stock 1,406 $7.67 $10,784
Sale
CARAHER SCOTT C.
Common Stock 29,503 $7.9 $233,074
Sale
CARAHER SCOTT C.
Common Stock 35,000 $8.11 $283,920
Sale
CARAHER SCOTT C.
Class A Common Stock 25,000 $8.13 $203,225
Purchase
MOSCHNER ALBIN F
Common Stock 2,200 $8.19 $18,016
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 9,317 $9.51 $88,605
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 28,390 N/A N/A
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 173,077 N/A N/A
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 20,186 $9.57 $193,180
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 82,260 $9.57 $787,228
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 24,545 $9.59 $235,387
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 530 N/A N/A
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 18,314 N/A N/A
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 25,633 N/A N/A
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 6,887 $9.62 $66,253
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 26,453 $9.63 $254,742
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 60,699 N/A N/A
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 159,060 $9.7 $1,542,882
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 27,179 N/A N/A
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 194,990 N/A N/A
Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 162,037 $9.77 $1,583,101
Purchase
CARAHER SCOTT C. other: Portfolio Manager
Common Stock 7,000 $9.43 $65,975
Purchase
CARAHER SCOTT C. other: Portfolio Manager
Common Stock 7,000 N/A N/A
Sale
KNIGHTS OF COLUMBUS 10 percent owner
Preferred Stock 67072TAD0 37,091,000 N/A N/A
Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 3,600 N/A N/A
Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 54,729 N/A N/A
Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 349,951 N/A N/A
Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 25,842 N/A N/A
Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 138,774 N/A N/A
Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 60,105 N/A N/A
Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 205,462 N/A N/A
Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner
Common Stock 95,907 N/A N/A
Purchase
MOSCHNER ALBIN F other: Trustee
Common Stock 3,000 N/A N/A
Purchase
CARAHER SCOTT C. other: Portfolio Manager
Common Stock 2,000 N/A N/A
Sale
SCHNEIDER WILLIAM J other: other
Common Stock 35,775 N/A N/A
Purchase
CARAHER SCOTT C. other: Portfolio Manager
Common Stock 2,000 N/A N/A
Purchase
SCHNEIDER WILLIAM J other: other
Common Stock 35,775 N/A N/A
Sale
NUVEEN FUND ADVISORS, LLC other: other
Common Stock 7,000 N/A N/A
Purchase
MOSCHNER ALBIN F other: Trustee
Common Stock 200 N/A N/A
Purchase
LAMB DAVID J officer: Vice President
Common Stock 4,000 N/A N/A
Purchase
JONES NATHANIEL T. officer: Vice President and Tre..
Common Stock 750 N/A N/A
Purchase
MOSCHNER ALBIN F other: Trustee
Common Stock 25,000 N/A N/A
Sale
KNIGHTS OF COLUMBUS 10 percent owner
Preferred Stock 67072TAD0 4,000 N/A N/A
Sale
EVANS JACK other: other
Common Stock 1,600 N/A N/A
Purchase
CARAHER SCOTT C. other: Portfolio Manager
Common Stock 4,000 N/A N/A
Purchase
CARAHER SCOTT C. other: Portfolio Manager
Common Stock 4,000 $12.22 $48,892

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.