Purchase
WEDBUSH SECURITIES INC 10 percent owner, other: Possible M.. 10 percent owner, other: Possib..
Shares representing limited liability company interests of J 1,422 $2.52 $3,576 Purchase
WEDBUSH SECURITIES INC 10 percent owner, other: Possible M.. 10 percent owner, other: Possib..
Shares representing limited liability interest in JMP Group 378 $2.5 $946 Purchase
WEDBUSH SECURITIES INC 10 percent owner, other: Possible M.. 10 percent owner, other: Possib..
Shares representing limited liability interest in JMP Group 1,083 $2.45 $2,649 Purchase
WEDBUSH SECURITIES INC 10 percent owner, other: Possible M.. 10 percent owner, other: Possib..
Shares representing limited liability interest in JMP Group 1 $2.35 $2 Purchase
WEDBUSH SECURITIES INC 10 percent owner, other: Possible M.. 10 percent owner, other: Possib..
Shares representing limited liability interest in JMP Group 866 $2.4 $2,082 Option
LUNENBURG HARRY MARK director director
Common Shares 5,912 N/A N/A Option
DIPIETRO DAVID M director director
Common Shares 5,067 N/A N/A Option
DIPIETRO DAVID M director director
Restricted Share Unit 5,067 N/A N/A Option
KARMIN KENNETH M director director
Common Shares 7,601 N/A N/A Option
KARMIN KENNETH M director director
Restricted Share Unit 7,601 N/A N/A Option
TONGUE GLENN H director director
Common Shares 6,756 N/A N/A Option
TONGUE GLENN H director director
Restricted Share Unit 6,756 N/A N/A Option
LUNENBURG HARRY MARK director director
Restricted Share Unit 5,912 N/A N/A Option
ORSZAG JONATHAN M director director
Restricted Share Unit 5,067 N/A N/A Option
ORSZAG JONATHAN M director director
Common Shares 5,067 N/A N/A Sale
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 200,000 $2.39 $478,000 Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 200,000 $2.39 $478,000 Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 33,333 $2.64 $87,999 Option
TONGUE GLENN H director director
Common Shares 6,756 N/A N/A Option
ORSZAG JONATHAN M director director
Common Shares 5,067 N/A N/A Option
TONGUE GLENN H director director
Restricted Share Unit 6,756 N/A N/A Option
KARMIN KENNETH M director director
Restricted Share Unit 7,601 N/A N/A Option
KARMIN KENNETH M director director
Common Shares 7,601 N/A N/A Option
LUNENBURG HARRY MARK director director
Restricted Share Unit 5,912 N/A N/A Option
LUNENBURG HARRY MARK director director
Common Shares 5,912 N/A N/A Option
DIPIETRO DAVID M director director
Restricted Share Unit 5,067 N/A N/A Option
DIPIETRO DAVID M director director
Common Shares 5,067 N/A N/A Option
ORSZAG JONATHAN M director director
Restricted Share Unit 5,067 N/A N/A Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 1,454 $2.6 $3,779 Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 67,270 $2.77 $186,338 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 575 $2.8 $1,607 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 750 $2.73 $2,047 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 500 $2.73 $1,367 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 500 $2.73 $1,367 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,000 $2.71 $2,712 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,500 $2.66 $3,994 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,300 $2.68 $3,483 Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 33,390 $2.64 $88,216 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,000 $2.7 $2,696 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 2,000 $2.64 $5,276 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 552 $2.64 $1,455 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,500 $2.63 $3,951 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 3,300 $2.61 $8,600 Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 2,958 $2.59 $7,673 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,750 $2.49 $4,351 Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 4,000 $2.51 $10,040 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 2,000 $2.48 $4,964 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,750 $2.45 $4,284 Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 6,000 $2.45 $14,676 Option
KARMIN KENNETH M director director
Restricted Share Unit 7,601 N/A N/A