Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 12,361 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 12,909 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 14,561 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 18,395 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 14,561 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 18,395 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 17,038 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 20,920 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 18,250 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Restricted Stock Units 2,450 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 5,568 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 13,354 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 4,273 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 2,450 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 5,935 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 5,568 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 13,354 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 8,909 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 1,891 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 8,909 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 3,029 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 17,038 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 20,920 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 12,696 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 12,696 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 15,033 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Restricted Stock Units 4,273 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 15,033 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 18,250 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 25,056 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 32,493 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 25,056 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 32,493 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 5,011 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 11,573 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 5,011 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 11,573 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 25,724 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 32,493 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 25,724 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 32,493 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Stock Appreciation Rights 104,063 $46.58 $4,847,255 Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 104,063 $46.58 $4,847,255 Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 64,198 $130.91 $8,403,903 Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 75,000 $46.58 $3,493,500 Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Stock Appreciation Rights 75,000 $46.58 $3,493,500 Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 31,381 $46.58 $1,461,727 Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 11,249 $35.61 $400,577 Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 $44.29 $442,900 Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Stock Appreciation Rights 31,381 $46.58 $1,461,727