Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 5,140 $120.05 $617,057 Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Stock Appreciation Rights 104,603 $46.58 $4,872,408 Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Common Stock 104,603 $46.58 $4,872,408 Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 33,515 $115.77 $3,880,132 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 21,012 $130.04 $2,732,337 Sale
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 4,668 $126.19 $589,050 Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Performance Share Units 55,258 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 55,258 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Performance Share Units 398,708 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 398,708 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Performance Share Units 96,422 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 96,422 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Performance Share Units 15,258 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 15,258 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Performance Share Units 58,586 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 58,586 N/A N/A Option
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Performance Share Units 25,632 N/A N/A Option
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Common Stock 25,632 N/A N/A Option
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Performance Share Units 69,570 N/A N/A Option
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 69,570 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Performance Share Units 30,514 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 30,514 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Performance Share Units 48,821 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 48,821 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Performance Share Units 23,442 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Performance Share Units 19,522 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Performance Share Units 20,510 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Common Stock 19,522 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Common Stock 20,510 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Common Stock 23,442 N/A N/A Purchase
HOBSON MELLODY L director director
Common Stock 670 $149.68 $100,285 Option
KORABLINA ELENA A officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 753 N/A N/A Option
KORABLINA ELENA A officer: Corporate Controller officer: Corporate Controller
Common Stock 753 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 13,430 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 17,905 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 13,430 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 17,905 N/A N/A Option
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 5,896 N/A N/A Option
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 7,834 N/A N/A Option
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Common Stock 5,896 N/A N/A Option
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Common Stock 7,834 N/A N/A Option
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Restricted Stock Units 10,191 N/A N/A Option
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Restricted Stock Units 16,413 N/A N/A Option
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 10,191 N/A N/A Option
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 16,413 N/A N/A Option
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Restricted Stock Units 15,941 N/A N/A Option
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Restricted Stock Units 21,262 N/A N/A Option
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 15,941 N/A N/A Option
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 21,262 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 7,370 N/A N/A