Purchase
CARAHER SCOTT C. other other
Common Stock 5,000 $8.43 $42,160 Purchase
CARAHER SCOTT C. other other
Common Stock 5,000 $9.7 $48,495 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 46,502 $9.53 $443,164 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 5,892 $9.56 $56,328 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 4,834 $9.61 $46,455 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 1,007 $9.61 $9,677 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 22,490 $9.6 $215,904 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 2,151 $9.4 $20,219 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 47,817 N/A N/A Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 36,563 N/A N/A Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 17,021 N/A N/A Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 5,900 $9.43 $55,637 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 72,865 $9.45 $688,574 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 16,341 $9.49 $155,076 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 4,384 N/A N/A Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 43,035 N/A N/A Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 6,909 $9.51 $65,705 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 22,364 $9.52 $212,905 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 28,507 N/A N/A Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 11,958 $9.57 $114,438 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 4,283 $9.59 $41,074 Sale
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 19,768 N/A N/A Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 5,000 N/A N/A Sale
KNIGHTS OF COLUMBUS 10 percent owner 10 percent owner
Preferred Stock 6706ENAC4 30,000,000 $100 $3,000,000,000 Sale
KNIGHTS OF COLUMBUS 10 percent owner 10 percent owner
Preferred Stock 6706ENAC4 15,000,000 $100 $1,500,000,000 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 128,002 N/A N/A Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 28,905 $8.19 $236,732 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 62,000 $8.22 $509,640 Purchase
SABA CAPITAL MANAGEMENT, L.P. 10 percent owner 10 percent owner
Common Stock 11,008 $8.19 $90,156 Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 5,000 N/A N/A Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 3,000 $7.02 $21,051 Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 2,000 $6.65 $13,300 Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 2,500 N/A N/A Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 2,000 N/A N/A Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 2,000 $10.27 $20,540 Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 2,000 N/A N/A Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 6,000 $5.11 $30,660 Sale
SCHNEIDER WILLIAM J other: other other: other
Common Stock 38,600 N/A N/A Sale
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 12,000 $11.81 $141,660 Sale
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 7,611 N/A N/A Sale
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 7,611 $5.83 $44,387 Sale
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 10,353 $11.64 $120,530 Purchase
SCHNEIDER WILLIAM J other: other other: other
Common Stock 8,600 $11.55 $99,339 Purchase
EVANS JACK other: other other: other
Common Stock 4,225 $11.73 $49,559 Sale
NUVEEN FUND ADVISORS, LLC other: other other: other
Common Stock 7,000 N/A N/A Purchase
MOSCHNER ALBIN F other: Trustee other: Trustee
Common Stock 3,000 $6 $18,000 Sale
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 8,000 $12.58 $100,640 Purchase
SCHNEIDER WILLIAM J other: other other: other
Common Stock 30,000 $11.78 $353,490 Sale
ZIMMERMAN GIFFORD R officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 1,000 $11.08 $11,083 Purchase
CARAHER SCOTT C. other: Portfolio Manager other: Portfolio Manager
Common Stock 2,000 N/A N/A