Sale
GENDELL JEFFREY L ET AL 10 percent owner 10 percent owner
Common Stock 279,713 $32.69 $9,143,818 Sale
STANSKI BRUCE A officer: President, G&I officer: President, G&I
Common Stock 4,773 $38.71 $184,768 Option
STANSKI BRUCE A officer: President, G&I officer: President, G&I
Common Stock 7,615 N/A N/A Option
STANSKI BRUCE A officer: President, G&I officer: President, G&I
Restricted Stock Shares 7,615 N/A N/A Option
FARLEY ANDREW D officer: EVP - General Counsel officer: EVP - General Counsel
Common Stock 6,310 N/A N/A Option
FARLEY ANDREW D officer: EVP - General Counsel officer: EVP - General Counsel
Restricted Stock Shares 6,310 N/A N/A Option
CALTON DENNIS LEE officer: EVP, Operations officer: EVP, Operations
Common Stock 1,595 N/A N/A Option
CALTON DENNIS LEE officer: EVP, Operations officer: EVP, Operations
Restricted Stock Shares 1,595 N/A N/A Option
CHALLAND TIMOTHY B. officer: President, Technology officer: President, Technology
Common Stock 1,430 N/A N/A Option
CHALLAND TIMOTHY B. officer: President, Technology officer: President, Technology
Restricted Stock Shares 1,430 N/A N/A Option
UTT WILLIAM P director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 25,882 N/A N/A Option
UTT WILLIAM P director, officer: CEO and President director, officer: CEO and Pres..
Restricted Stock Shares 25,882 N/A N/A Option
BURGHER CEDRIC W officer: Senior VP and CFO officer: Senior VP and CFO
Restricted Stock Shares 3,191 N/A N/A Option
BURGHER CEDRIC W officer: Senior VP and CFO officer: Senior VP and CFO
Common Stock 3,191 N/A N/A Option
ZIMMERMAN DAVID LEE officer: President, Services officer: President, Services
Restricted Stock Shares 1,595 N/A N/A Option
ZIMMERMAN DAVID LEE officer: President, Services officer: President, Services
Common Stock 1,595 N/A N/A Option
QUINN JOHN W. officer: President, Downstream officer: President, Downstream
Restricted Stock Shares 1,430 N/A N/A Option
QUINN JOHN W. officer: President, Downstream officer: President, Downstream
Common Stock 1,430 N/A N/A Option
ROSE JOHN L officer: EVP - Operations officer: EVP - Operations
Restricted Stock Shares 3,851 N/A N/A Option
ROSE JOHN L officer: EVP - Operations officer: EVP - Operations
Common Stock 3,851 N/A N/A Option
BRACE KLAUDIA officer: EVP - Administration officer: EVP - Administration
Restricted Stock Shares 3,191 N/A N/A Option
BRACE KLAUDIA officer: EVP - Administration officer: EVP - Administration
Common Stock 3,191 N/A N/A Option
GANN JOHN W JR 10 percent owner, officer: VP & Chief Accou.. 10 percent owner, officer: VP &..
Restricted Stock Shares 1,980 N/A N/A Option
GANN JOHN W JR 10 percent owner, officer: VP & Chief Accou.. 10 percent owner, officer: VP &..
Common Stock 1,980 N/A N/A Option
GANN JOHN W JR 10 percent owner, officer: VP & Chief Accou.. 10 percent owner, officer: VP &..
Restricted Stock Shares 3,231 N/A N/A Option
GANN JOHN W JR 10 percent owner, officer: VP & Chief Accou.. 10 percent owner, officer: VP &..
Common Stock 3,231 N/A N/A Option
BURGHER CEDRIC W officer: Senior VP and CFO officer: Senior VP and CFO
Common Stock 4,846 N/A N/A Option
BURGHER CEDRIC W officer: Senior VP and CFO officer: Senior VP and CFO
Restricted Stock Shares 4,846 N/A N/A Option
STANSKI BRUCE A officer: President, G&I officer: President, G&I
Common Stock 1,672 N/A N/A Option
STANSKI BRUCE A officer: President, G&I officer: President, G&I
Restricted Stock Shares 1,672 N/A N/A Option
FARLEY ANDREW D officer: EVP - General Counsel officer: EVP - General Counsel
Common Stock 727 N/A N/A Option
FARLEY ANDREW D officer: EVP - General Counsel officer: EVP - General Counsel
Restricted Stock Shares 727 N/A N/A Option
CALTON DENNIS LEE officer: EVP, Operations officer: EVP, Operations
Common Stock 3,998 N/A N/A Option
CALTON DENNIS LEE officer: EVP, Operations officer: EVP, Operations
Restricted Stock Shares 3,998 N/A N/A Option
CHALLAND TIMOTHY B. officer: President, Technology officer: President, Technology
Common Stock 1,199 N/A N/A Option
CHALLAND TIMOTHY B. officer: President, Technology officer: President, Technology
Restricted Stock Shares 1,199 N/A N/A Option
ROSE JOHN L officer: EVP - Operations officer: EVP - Operations
Common Stock 25,049 $27.92 $699,293 Option
ROSE JOHN L officer: EVP - Operations officer: EVP - Operations
Non-Qualified Stock Option 10,016 $7.32 $73,317 Sale
ROSE JOHN L officer: EVP - Operations officer: EVP - Operations
Common Stock 10,016 $7.32 $73,317 Option
FARLEY ANDREW D officer: EVP - General Counsel officer: EVP - General Counsel
Common Stock 646 N/A N/A Option
FARLEY ANDREW D officer: EVP - General Counsel officer: EVP - General Counsel
Resticted Stock Shares 646 N/A N/A Option
FULTON IAIN ROBERT officer: Vice President, Internal Audit officer: Vice President, Intern..
Common Stock 2,584 $7.32 $18,915 Option
FULTON IAIN ROBERT officer: Vice President, Internal Audit officer: Vice President, Intern..
Non-Qualified Stock Option 2,584 $7.32 $18,915 Sale
FULTON IAIN ROBERT officer: Vice President, Internal Audit officer: Vice President, Intern..
Common Stock 2,584 $7.32 $18,915 Option
STANSKI BRUCE A officer: President, G&I officer: President, G&I
Restricted Stock Shares 3,231 N/A N/A Option
STANSKI BRUCE A officer: President, G&I officer: President, G&I
Common Stock 3,231 N/A N/A Option
FULTON IAIN ROBERT officer: Vice President, Internal Audit officer: Vice President, Intern..
Common Stock 144 $20.54 $2,958 Option
FULTON IAIN ROBERT officer: Vice President, Internal Audit officer: Vice President, Intern..
Non-Qualified Stock Option 144 $20.54 $2,958 Purchase
GENDELL JEFFREY L ET AL 10 percent owner 10 percent owner
Common Stock 6,300 $26.37 $166,131 Purchase
GENDELL JEFFREY L ET AL 10 percent owner 10 percent owner
Common Stock 200,000 $26.28 $5,256,000