Live Oak Bancshares
Insider trading & Transactions

Last updated: 15 May 2019

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	15 May 2019	PETTY MILTOM EMMETT director director	Restricted Stock Units	2,000	N/A	N/A
Option	15 May 2019	GLOSSMAN DIANE BETH director director	Voting Common Stock	2,000	N/A	N/A
Option	15 May 2019	GLOSSMAN DIANE BETH director director	Restricted Stock Units	2,000	N/A	N/A
Option	15 May 2019	CAMERON WILLIAM HENDERSON director director	Voting Common Stock	2,000	N/A	N/A
Option	15 May 2019	CAMERON WILLIAM HENDERSON director director	Restricted Stock Units	2,000	N/A	N/A
Option	14 May 2019	PULLINS JERALD L director director	Restricted Stock Units	2,000	N/A	N/A
Option	14 May 2019	PULLINS JERALD L director director	Voting Common Stock	2,000	N/A	N/A
Purchase	8 Feb 2019	CAMERON WILLIAM HENDERSON director director	Voting Common Stock	2,500	N/A	N/A
Purchase	29 Jan 2019	UNDERWOOD NEIL LAWRENCE director, officer: President director, officer: President	Voting Common Stock	7,165	N/A	N/A
Purchase	28 Jan 2019	GLOSSMAN DIANE BETH director director	Voting Common Stock	2,000	N/A	N/A
Purchase	28 Jan 2019	GARRIOTT HUNTLEY officer: President, Live Oak Bank officer: President, Live Oak Bank	Voting Common Stock	20,000	N/A	N/A
Purchase	14 Dec 2018	SEWARD GREGORY W officer: General Counsel officer: General Counsel	Voting Common Stock	854	N/A	N/A
Purchase	13 Dec 2018	SEWARD GREGORY W officer: General Counsel officer: General Counsel	Voting Common Stock	958	N/A	N/A
Purchase	13 Dec 2018	GARRIOTT HUNTLEY officer: President, Live Oak Bank officer: President, Live Oak Bank	Voting Common Stock	5,000	N/A	N/A
Purchase	13 Dec 2018	HOFFSIS GLEN F. director director	Voting Common Stock	4,000	N/A	N/A
Purchase	12 Dec 2018	LANDIS H K director director	Voting Common Stock	2,000	N/A	N/A
Purchase	12 Dec 2018	UNDERWOOD NEIL LAWRENCE director, officer: President director, officer: President	Voting Common Stock	15,546	N/A	N/A
Purchase	12 Dec 2018	SEWARD GREGORY W officer: General Counsel officer: General Counsel	Voting Common Stock	188	N/A	N/A
Purchase	12 Dec 2018	MAHAN JAMES S III director, 10 percent owner, officer: Chi.. director, 10 percent owner, off..	Voting Common Stock	334,454	N/A	N/A
Purchase	12 Dec 2018	WILLIAMS WILLIAM L. III director, officer: Vice Chairman &.. director, officer: Vice Chairma..	Voting Common Stock	20,000	N/A	N/A
Purchase	12 Dec 2018	GARRIOTT HUNTLEY officer: President, Live Oak Bank officer: President, Live Oak Bank	Voting Common Stock	30,000	N/A	N/A
Purchase	11 Dec 2018	CAMERON WILLIAM HENDERSON director director	Voting Common Stock	2,800	N/A	N/A
Purchase	11 Dec 2018	PETTY MILTOM EMMETT director director	Voting Common Stock	3,000	N/A	N/A
Purchase	2 Nov 2018	CAMERON WILLIAM HENDERSON director director	Voting Common Stock	2,500	N/A	N/A
Purchase	1 Nov 2018	JANSON SUSAN N officer: Chief Risk Off., Live Oak Bank officer: Chief Risk Off., Live ..	Voting Common Stock	1,000	N/A	N/A
Purchase	31 Oct 2018	CAMERON WILLIAM HENDERSON director director	Voting Common Stock	2,500	N/A	N/A
Sale	13 Aug 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,374	N/A	N/A
Sale	10 Aug 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,359	N/A	N/A
Sale	9 Aug 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,355	N/A	N/A
Sale	8 Aug 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,379	N/A	N/A
Sale	7 Aug 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,389	N/A	N/A
Sale	6 Aug 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,362	N/A	N/A
Sale	3 Aug 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,386	N/A	N/A
Purchase	3 Aug 2018	MAHAN JAMES S III director, 10 percent owner, officer: Chi.. director, 10 percent owner, off..	Voting Common Stock	59,800	N/A	N/A
Purchase	2 Aug 2018	MAHAN JAMES S III director, 10 percent owner, officer: Chi.. director, 10 percent owner, off..	Voting Common Stock	39,600	N/A	N/A
Sale	2 Aug 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,404	N/A	N/A
Purchase	1 Aug 2018	MAHAN JAMES S III director, 10 percent owner, officer: Chi.. director, 10 percent owner, off..	Voting Common Stock	600	N/A	N/A
Sale	1 Aug 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,494	N/A	N/A
Sale	31 Jul 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,573	N/A	N/A
Purchase	30 Jul 2018	WILLIAMS WILLIAM L. III director, officer: Vice Chairman &.. director, officer: Vice Chairma..	Voting Common Stock	35,000	N/A	N/A
Purchase	13 Jun 2018	JANSON SUSAN N officer: Chief Risk Off., Live Oak Bank officer: Chief Risk Off., Live ..	Voting Common Stock	500	N/A	N/A
Option	7 Jun 2018	PULLINS JERALD L director director	Stock Option (right to buy)	12,000	N/A	N/A
Option	7 Jun 2018	PULLINS JERALD L director director	Voting Common Stock	12,000	N/A	N/A
Sale	25 May 2018	HILL THOMAS A. officer: Chief Information Officer officer: Chief Information Offi..	Voting Common Stock	8,000	N/A	N/A
Sale	15 May 2018	SMITS STEVE officer: Chief Credit Officer officer: Chief Credit Officer	Voting Common Stock	2,500	N/A	N/A
Sale	14 May 2018	SMITS STEVE officer: Chief Credit Officer officer: Chief Credit Officer	Voting Common Stock	2,500	N/A	N/A
Sale	14 May 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,484	N/A	N/A
Sale	11 May 2018	SMITS STEVE officer: Chief Credit Officer officer: Chief Credit Officer	Voting Common Stock	2,500	N/A	N/A
Sale	11 May 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,438	N/A	N/A
Sale	10 May 2018	CAINES S. BRETT officer: Chief Financial Officer officer: Chief Financial Officer	Voting Common Stock	3,456	N/A	N/A

Showing 400 to 450 of 565 results.

Insider trading

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Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Live Oak Bancshares Insider trading & Transactions

Insider trading

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Live Oak Bancshares
Insider trading & Transactions