Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $41.74 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $43.1 $0 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 212,365 $30.01 $6,373,074 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 212,365 $30.01 $6,373,074 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Employee Stock Option (Right to Buy) 212,365 $30.01 $6,373,074 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $42.46 $0 Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 12,481 $46.04 $574,563 Option
KELLEHER THOMAS COLM officer: President officer: President
Employee Stock Option (Right to Buy) 182,027 $30.01 $5,462,630 Option
KELLEHER THOMAS COLM officer: President officer: President
Common Stock 182,027 $30.01 $5,462,630 Sale
KELLEHER THOMAS COLM officer: President officer: President
Common Stock 182,027 $30.01 $5,462,630 Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 10,000 $44.25 $442,540 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Employee Stock Option (Right to Buy) 284,827 $22.98 $6,545,324 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 284,827 $22.98 $6,545,324 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 284,827 $22.98 $6,545,324 Sale
BRODSKY JEFFREY S officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 11,755 $42.37 $498,059 Sale
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 17,562 $42.14 $739,992 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $44.28 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $42.64 $0 Option
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 121,351 $30.01 $3,641,744 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 121,351 $30.01 $3,641,744 Option
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Employee Stock Option (Right to Buy) 121,351 $30.01 $3,641,744 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $41.35 $0 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 100,000 $41.38 $4,138,100 Sale
ROSENTHAL JAMES A officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 111,200 $40.34 $4,485,474 Option
ROSENTHAL JAMES A officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 121,351 $30.01 $3,641,744 Option
ROSENTHAL JAMES A officer: Chief Operating Officer officer: Chief Operating Officer
Employee Stock Option (Right to Buy) 121,351 $30.01 $3,641,744 Sale
BRODSKY JEFFREY S officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 60,675 $30.01 $1,820,857 Option
BRODSKY JEFFREY S officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 60,675 $30.01 $1,820,857 Option
BRODSKY JEFFREY S officer: Chief Human Resources Officer officer: Chief Human Resources ..
Employee Stock Option (Right to Buy) 60,675 $30.01 $1,820,857 Option
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 60,675 $30.01 $1,820,857 Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 60,675 $30.01 $1,820,857 Option
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Employee Stock Option (Right to Buy) 60,675 $30.01 $1,820,857 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 200,000 $22.98 $4,596,000 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 200,000 $22.98 $4,596,000 Option
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Employee Stock Option (Right to Buy) 200,000 $22.98 $4,596,000 Sale
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 60,675 $30.01 $1,820,857 Option
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Employee Stock Option (Right to Buy) 60,675 $30.01 $1,820,857 Option
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 60,675 $30.01 $1,820,857 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 60,119 $37.56 $2,257,949 Option
KELLEHER THOMAS COLM officer: President officer: President
Common Stock 222,713 $22.98 $5,117,945 Option
KELLEHER THOMAS COLM officer: President officer: President
Employee Stock Option (Right to Buy) 222,713 $22.98 $5,117,945 Sale
KELLEHER THOMAS COLM officer: President officer: President
Common Stock 219,294 $38.32 $8,402,250 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $34.1 $0 Sale
PRUZAN JONATHAN officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 44,625 $33.9 $1,512,654 Sale
ROSENTHAL JAMES A officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 66,500 $33.89 $2,253,951 Option
ROSENTHAL JAMES A officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 74,009 $22.98 $1,700,727 Option
ROSENTHAL JAMES A officer: Chief Operating Officer officer: Chief Operating Officer
Employee Stock Option (Right to Buy) 74,009 $22.98 $1,700,727 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $33.49 $0 Option
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 247,570 $22.98 $5,689,159 Sale
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 220,400 $33.22 $7,322,349