Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common Stock 6,000 N/A N/A Purchase
PIONEER PHARMA (SINGAPORE) PTE. LTD. 10 percent owner 10 percent owner
Common Stock 2,590,000 $0.6 $1,554,000 Purchase
PIONEER PHARMA (SINGAPORE) PTE. LTD. 10 percent owner 10 percent owner
Warrant 2,590,000 $0.6 $1,554,000 Purchase
SIECZKAREK MARK M other: Former Director and Officer other: Former Director and Offi..
Common Stock 166,666 $0.6 $100,000 Purchase
SIECZKAREK MARK M other: Former Director and Officer other: Former Director and Offi..
Warrant 166,666 $0.6 $100,000 Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Warrant 166,666 N/A N/A Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common Stock 166,666 N/A N/A Purchase
PAULSON THOMAS J officer: CFO officer: CFO
Common Stock 10,000 $0.68 $6,800 Purchase
STROMAN DAVID W. officer: SVP, Ophthalmic Product Devt. officer: SVP, Ophthalmic Produc..
Common Stock 10,000 N/A N/A Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common Stock 50,000 $0.65 $32,500 Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common Stock 20,000 $0.6 $12,000 Purchase
PAULSON THOMAS J officer: CFO officer: CFO
Common Stock 10,000 $0.67 $6,700 Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common Stock 25,000 $0.65 $16,250 Sale
WICKS TONY D.S. director director
Common Stock 20,000 $0.7 $14,000 Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common Stock 18,000 $0.71 $12,780 Sale
WICKS TONY D.S. director director
Common Stock 10,000 N/A N/A Purchase
SIECZKAREK MARK M other: Former Director and Officer other: Former Director and Offi..
Common Stock 4,800 $0.89 $4,272 Purchase
SIECZKAREK MARK M other: Former Director and Officer other: Former Director and Offi..
Common Stock 25,000 $0.88 $22,000 Purchase
CHINA PIONEER PHARMA HOLDINGS LTD 10 percent owner 10 percent owner
Common Stock 65,065 $0.99 $64,414 Purchase
CHINA PIONEER PHARMA HOLDINGS LTD 10 percent owner 10 percent owner
Common Stock 116,107 N/A N/A Purchase
CHINA PIONEER PHARMA HOLDINGS LTD 10 percent owner 10 percent owner
Common Stock 318,828 N/A N/A Option
WICKS TONY D.S. director director
Option (right to buy) 52,000 $0.56 $29,120 Option
WICKS TONY D.S. director director
Common Stock 52,000 $0.56 $29,120 Option
DAILLEY ANTHONY director director
Option (right to buy) 9,000 N/A N/A Option
DAILLEY ANTHONY director director
Common Stock 9,000 N/A N/A Purchase
PIONEER PHARMA (HONG KONG) CO LTD 10 percent owner 10 percent owner
Common Stock 5,000,000 $1.14 $5,700,000 Purchase
CHINA PIONEER PHARMA HOLDINGS LTD 10 percent owner 10 percent owner
Common Stock 5,000,000 $1.14 $5,700,000 Purchase
PIONEER PHARMA (SINGAPORE) PTE. LTD. 10 percent owner 10 percent owner
Common Stock 5,000,000 N/A N/A Purchase
CHINA PIONEER PHARMA HOLDINGS LTD 10 percent owner 10 percent owner
Common Stock 108,156 N/A N/A Sale
LI XINZHOU director, 10 percent owner director, 10 percent owner
Common Stock 120,000 N/A N/A Purchase
LI XINZHOU director, 10 percent owner director, 10 percent owner
Common Stock 120,000 N/A N/A Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Warrants to Purchase Common Shares 15,000 $1.5 $22,500 Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common Stock 20,000 $1.24 $24,800 Purchase
STROMAN DAVID W. officer: SVP, Ophthalmic Product Devt. officer: SVP, Ophthalmic Produc..
Warrants to purchase Common Stock 7,500 $1.5 $11,250 Purchase
STROMAN DAVID W. officer: SVP, Ophthalmic Product Devt. officer: SVP, Ophthalmic Produc..
Common Stock 10,000 $1.24 $12,400 Purchase
PAULSON THOMAS J officer: CFO officer: CFO
warrant to purchase Common Stock 7,500 N/A N/A Purchase
PAULSON THOMAS J officer: CFO officer: CFO
Common Stock 10,000 N/A N/A Purchase
PIONEER PHARMA (SINGAPORE) PTE. LTD. 10 percent owner 10 percent owner
Common Stock 1,200,000 $1.5 $1,800,000 Purchase
LI XINZHOU director, 10 percent owner director, 10 percent owner
Common Stock 1,200,000 N/A N/A Purchase
NAQU AREA PIONEER PHARMA CO., LTD. 10 percent owner 10 percent owner
Common Stock 1,200,000 N/A N/A Option
TUFTS ROBERT R. director director
Common Stock 28,500 $0.56 $15,960 Option
TUFTS ROBERT R. director director
Option (right to buy) 28,500 $0.56 $15,960 Purchase
LI XINZHOU director, 10 percent owner director, 10 percent owner
Common Stock 800,000 $1.5 $1,200,000 Purchase
PAULSON THOMAS J officer: CFO officer: CFO
Common Stock 10,000 N/A N/A Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common 6,000 N/A N/A Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common Stock 3,500 $0.99 $3,465 Purchase
FREIMAN PAUL E. director director
Common Stock 3,000 $0.84 $2,520 Purchase
PAULSON THOMAS J officer: CFO officer: CFO
Common Stock 3,500 $0.86 $3,010 Purchase
NAJAFI RAMIN director, 10 percent owner, officer: Chief Ex.. director, 10 percent owner, off..
Common Stock 10,000 $0.85 $8,500 Purchase
TUFTS ROBERT R. director director
Common Stock 5,000 $0.85 $4,240