Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Class A Common Stock, $0.01 par value 35,263 $13.05 $460,182 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Class A Common Stock, $0.01 par value 15,646 $13.3 $208,092 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Class A Common Stock, $0.01 par value 3,299 $12.98 $42,821 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Class A Common Stock, $0.01 par value 50,681 $12.88 $652,771 Purchase
TAYLOR SHAWN A director director
Class A Common Stock 1,200 $12.25 $14,698 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call options (obligation to sell) 561 $7.5 $4,208 Sale
HEIDMAN MELISSA officer: EVP & General Counsel officer: EVP & General Counsel
Class A Common Stock 939 $13.5 $12,677 Sale
LOCKHART KATHRYN RAE officer: Chief Accounting Officer officer: Chief Accounting Officer
Class A Common Stock 3,675 $13 $47,775 Purchase
TAYLOR SHAWN A director director
Class A Common Stock 1,000 $11 $11,003 Option
LOCKHART KATHRYN RAE officer: Chief Accounting Officer officer: Chief Accounting Officer
Class A Common Stock 5,000 $5.8 $29,000 Sale
LOCKHART KATHRYN RAE officer: Chief Accounting Officer officer: Chief Accounting Officer
Class A Common Stock 2,500 $5.8 $14,500 Option
LOCKHART KATHRYN RAE officer: Chief Accounting Officer officer: Chief Accounting Officer
Class A Common Stock 5,000 $5.8 $29,000 Purchase
TAYLOR SHAWN A director director
Class A Common Stock 4,761 $10.62 $50,552 Sale
LOCKHART KATHRYN RAE officer: Chief Accounting Officer officer: Chief Accounting Officer
Class A Common Stock 5,961 $10.24 $61,041 Sale
HEIDMAN MELISSA officer: EVP & General Counsel officer: EVP & General Counsel
Class A Common Stock 6,201 $10.11 $62,692 Sale
BOENNIGHAUSEN DAVID JAMES director, officer: Chief Executi.. director, officer: Chief Execut..
Class A Common Stock 5,298 $10.12 $53,616 Sale
HEIDMAN MELISSA officer: EVP & General Counsel officer: EVP & General Counsel
Class A Common Stock 200 $10 $2,000 Sale
BOENNIGHAUSEN DAVID JAMES director, officer: Chief Executi.. director, officer: Chief Execut..
Class A Common Stock 300 $10 $3,000 Sale
HEIDMAN MELISSA officer: EVP & General Counsel officer: EVP & General Counsel
Restricted Stock Units 24 $10 $240 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 111 $12.5 $1,388 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 2,025 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 6,441 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 214 $12.5 $2,675 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 800 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 181 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 81 $12.5 $1,013 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 207 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 10 $12.5 $125 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 112 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 150 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 478 $12.5 $5,975 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 1,315 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 200 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 227 $12.5 $2,838 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 336 N/A N/A Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 230 $12.5 $2,875 Option
BOENNIGHAUSEN DAVID JAMES director, officer: Chief Executi.. director, officer: Chief Execut..
Stock Option (Right to Buy) 799 $8.67 $6,927 Sale
BOENNIGHAUSEN DAVID JAMES director, officer: Chief Executi.. director, officer: Chief Execut..
Class A Common Stock 799 $8.67 $6,927 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 280 $12.5 $3,500 Option
BOENNIGHAUSEN DAVID JAMES director, officer: Chief Executi.. director, officer: Chief Execut..
Class A Common Stock 799 $8.67 $6,927 Sale
BOENNIGHAUSEN DAVID JAMES director, officer: Chief Executi.. director, officer: Chief Execut..
Class A Common Stock 1,500 $8.67 $13,005 Option
BOENNIGHAUSEN DAVID JAMES director, officer: Chief Executi.. director, officer: Chief Execut..
Class A Common Stock 1,500 $8.67 $13,005 Option
BOENNIGHAUSEN DAVID JAMES director, officer: Chief Executi.. director, officer: Chief Execut..
Stock Option (Right to Buy) 1,500 $8.67 $13,005 Sale
CATTERTON-NOODLES HOLDINGS, LLC 10 percent owner, other: M.. 10 percent owner, other: Multip..
Class A Common Stock 1,000,000 $7.5 $7,500,000 Sale
LOCKHART KATHRYN RAE officer: Chief Accounting Officer officer: Chief Accounting Officer
Class A Common Stock 3,723 $7.6 $28,295 Sale
MILL ROAD CAPITAL II, L.P. 10 percent owner 10 percent owner
Call Options (obligation to sell) 2,391 $12.5 $29,888 Sale
CATTERTON-NOODLES HOLDINGS, LLC 10 percent owner, other: M.. 10 percent owner, other: Multip..
Class A Common Stock 1,435,000 $7.85 $11,264,750 Sale
LOCKHART KATHRYN RAE officer: Chief Accounting Officer officer: Chief Accounting Officer
Class A Common Stock 3,536 N/A N/A Sale
HEIDMAN MELISSA officer: EVP & General Counsel officer: EVP & General Counsel
Class A Common Stock 5,487 N/A N/A Sale
CATTERTON-NOODLES, LLC 10 percent owner, other: Multiple R.. 10 percent owner, other: Multip..
Class A Common Stock 1,858,387 N/A N/A