Sale
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 138,600 $4 $554,400 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 138,600 $4 $554,400 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 238,248 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 119,124 N/A N/A Purchase
MALIK NAVID director director
Common Stock, par value $0.001 10,000 $0 $10 Purchase
FARMER ROBERT A director director
Common Stock, par value $0.001 132,404 $5.6 $741,462 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common stock, par value $0.001 per share ("Common Stock") 277,199 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 138,600 $4 $554,400 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 257,439 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 128,719 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 223,042 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 111,521 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 1,451,036 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 2,902,072 $4 $11,608,288 Purchase
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Warrants 3,234,078 $6.4 $20,698,099 Purchase
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 6,468,153 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 749,339 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 374,670 N/A N/A Purchase
JASINOWSKI JERRY J director director
Common Stock, par value $0.001 35,715 $5.6 $200,004 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 2,272,907 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 1,059,382 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 794,867 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 1,437,500 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 1,136,454 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 243,376 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 486,751 N/A N/A Purchase
JASINOWSKI JERRY J director director
Common Stock, par value $0.001 43,602 $4.8 $209,290 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 1,500,000 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 1,707,806 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 4,470,938 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 4,687,500 $0.57 $2,671,875 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 250,000 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 909,000 N/A N/A Sale
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 860,000 $1.08 $928,800 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Promissory Note 1,200,000 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 1,200,000 N/A N/A Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 8,466 $0.2 $1,693 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 866,667 $0.75 $650,000 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Warrants 86,667 N/A N/A Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 40,048 $0.87 $34,842 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 7,000 $0.91 $6,370 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 200,000 $0.9 $180,000 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 233,552 $0.93 $217,203 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 20,000 $0.82 $16,400 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 79,000 $0.93 $73,470 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 30,000 $0.89 $26,700 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 32,500 $0.97 $31,525 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 7,900 $1.01 $7,979 Sale
POWERS LINDA F director, 10 percent owner, officer: Presid.. director, 10 percent owner, off..
Common Stock 100,000 $1.03 $103,000 Purchase
COGNATE BIOSERVICES, INC. 10 percent owner 10 percent owner
Common Stock 1,762,500 $0.2 $352,500