Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 5,300 $6.75 $35,775 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 55,600 $6.13 $340,828 Purchase
MATTESSICH ANTONY C. director, officer: President and CEO director, officer: President an..
Common Stock 5,000 $9.89 $49,450 Sale
LINDSTROM RICHARD L MD director director
Common Stock 10,000 $14.3 $143,000 Option
PEACOCK BRUCE director director
Common Stock 25,000 $6.02 $150,500 Option
PEACOCK BRUCE director director
Stock Option (Right to Buy) 25,000 $6.02 $150,500 Sale
PEACOCK BRUCE director director
Common Stock 25,000 N/A N/A Option
PEACOCK BRUCE director director
Stock Option (Right to Buy) 25,000 $6.02 $150,500 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 437 $10.48 $4,580 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 363,636 N/A N/A Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 35,052 $4.87 $170,703 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 64,948 $4.66 $302,398 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 9,100 $4.52 $41,123 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 40,900 $4.63 $189,244 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 344,938 $4.62 $1,594,303 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 550,000 $4.66 $2,563,000 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 194,262 $4.16 $807,159 Purchase
SUMMER ROAD LLC 10 percent owner 10 percent owner
Common Stock, $0.0001 par value per share 210,800 $4.63 $976,004 Purchase
OPALEYE MANAGEMENT INC. other: Previously a 10% owner other: Previously a 10% owner
Common Stock, par value $0.0001 per share 15,000 $3.9 $58,515 Purchase
OPALEYE MANAGEMENT INC. other: Previously a 10% owner other: Previously a 10% owner
Common Stock, par value $0.0001 per share 20,000 $3.97 $79,420 Purchase
OPALEYE MANAGEMENT INC. other: Previously a 10% owner other: Previously a 10% owner
Common Stock, par value $0.0001 per share 20,000 $3.97 $79,420 Purchase
NOTMAN DONALD officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 2,500 N/A N/A Purchase
WILLIAMS LESLIE J. director director
Common Stock 4,500 $4.4 $19,800 Purchase
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 65,468 N/A N/A Purchase
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 59,000 N/A N/A Purchase
MATTESSICH ANTONY C. director, officer: President and CEO director, officer: President an..
Common Stock 40,000 $2.81 $112,400 Purchase
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 32,852 N/A N/A Purchase
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 12,928 N/A N/A Purchase
GOLDSTEIN MICHAEL H. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 12,000 N/A N/A Purchase
HEIER JEFFREY S. director director
Common Stock 24,000 $4.15 $99,600 Purchase
GOLDSTEIN MICHAEL H. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 10,000 $4.15 $41,500 Purchase
LINDSTROM RICHARD L MD director director
Common Stock 56,441 $4.33 $244,390 Purchase
HANLEY KEVIN F. officer: Sr. VP Technical Operations officer: Sr. VP Technical Opera..
Common Stock 10,000 $5.5 $55,000 Purchase
HANLEY KEVIN F. officer: Sr. VP Technical Operations officer: Sr. VP Technical Opera..
Common Stock 10,000 $5.6 $56,000 Purchase
BOLLAG DANIEL M officer: Sr. VP Reg. Affairs & Quality officer: Sr. VP Reg. Affairs & ..
Common Stock 17,400 $5.76 $100,224 Purchase
MATTESSICH ANTONY C. director, officer: President and CEO director, officer: President an..
Common Stock 20,000 $5.95 $119,000 Purchase
NOTMAN DONALD officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 12,500 $6.29 $78,625 Purchase
MATTESSICH ANTONY C. director, officer: President and CEO director, officer: President an..
Common Stock 16,900 N/A N/A Option
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Stock Option (Right to Buy) 83,011 $2.49 $206,697 Option
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 189,393 $2.61 $494,316 Purchase
MATTESSICH ANTONY C. director, officer: President and CEO director, officer: President an..
Common Stock 21,000 N/A N/A Purchase
NOTMAN DONALD officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 4,800 $4 $19,200 Purchase
BOLLAG DANIEL M officer: Sr. VP Reg. Affairs & Quality officer: Sr. VP Reg. Affairs & ..
Common Stock 24,700 $3.93 $97,071 Purchase
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 19,000 $5.18 $98,420 Purchase
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 45,300 N/A N/A Option
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Stock Option (Right to Buy) 58,357 $1.35 $78,782 Option
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 58,357 $1.35 $78,782 Purchase
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 10,000 N/A N/A Purchase
SAWHNEY AMARPREET director, officer: Chairman of the Board director, officer: Chairman of ..
Common Stock 10,000 N/A N/A Sale
FORTUNE JAMES officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 9,470 N/A N/A