Sale
SHERMAN MICHAEL EDWARD director director
Common Stock 173 $1.77 $306 Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Senior Secured Convertible Promissory Note 0 N/A N/A Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Senior Secured Convertible Promissory Note 0 N/A N/A Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Senior Secured Convertible Promissory Note 0 N/A N/A Option
PARK JAMES J officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 66 N/A N/A Option
PARK JAMES J officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Unit 66 N/A N/A Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Senior Secured Convertible Promissory Note 0 N/A N/A Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Pre-Funded Common Stock Purchase Warrant 18,333,333 N/A N/A Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Common Stock Purchase Warrant 36,666,666 $0.85 $31,166,666 Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Senior Secured Convertible Note 0 $0.9 $0 Sale
PEIZER TERREN S 10 percent owner 10 percent owner
Senior Secured Convertible Note 0 $0.9 $0 Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Common Stock Purchase Warrant 36,666,666 $0.85 $31,166,666 Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Pre-Funded Common Stock Purchase Warrant 18,333,333 N/A N/A Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Common Stock Purchase Warrant 18,054,791 $0.9 $16,249,312 Option
FELD JUDITH officer: Chief Medical Officer officer: Chief Medical Officer
Restricted Stock Unit 800 N/A N/A Option
PARK JAMES J officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 800 N/A N/A Option
FELD JUDITH officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 800 N/A N/A Option
PARK JAMES J officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Unit 800 N/A N/A Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Warrant 8,888,889 $0.45 $4,000,000 Purchase
PEIZER TERREN S 10 percent owner 10 percent owner
Senior Secured Convertible Note 10,000,000 $0.4 $4,000,000 Purchase
HILL ARIK director: Chief Information Officer director: Chief Information Off..
Common Stock 25,358 $1.44 $36,516 Purchase
HILL ARIK director: Chief Information Officer director: Chief Information Off..
Common Stock 26,315 $1.52 $39,999 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 13,567 $10.23 $138,763 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $10.17 $152,520 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $9.59 $143,910 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $10.11 $151,635 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $10.22 $153,270 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $10.4 $155,925 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $10.7 $160,470 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $10.8 $162,045 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $10.57 $158,610 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $10.57 $158,475 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $10.94 $164,130 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $11 $164,970 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $11.14 $167,160 Sale
PEIZER TERREN S director, 10 percent owner, officer: Execu.. director, 10 percent owner, off..
Common Stock 15,000 $11.69 $175,395 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $11.12 $166,740 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $11.12 $166,740 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $11.12 $166,740 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $12.64 $189,645 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $11.97 $179,520 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $12.12 $181,785 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $12.47 $187,095 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $11.19 $167,865 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $11.91 $178,605 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $11.64 $174,645 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $10.91 $163,680 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $11.37 $170,565 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $10.78 $161,685 Sale
PEIZER TERREN S director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 15,000 $13.42 $201,300