Principal Financial Group
Insider trading & Transactions

Last updated: 4 Sep 2018

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	4 Sep 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	10,000	N/A	N/A
Sale	2 Aug 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	20,000	$30.7	$614,000
Option	2 Aug 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Employee Stock Option (Right to Buy)	10,000	N/A	N/A
Sale	2 Aug 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	20,000	N/A	N/A
Option	2 Aug 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	10,000	N/A	N/A
Sale	2 Jul 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	20,000	$30.7	$614,000
Option	2 Jul 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Employee Stock Option (Right to Buy)	10,000	N/A	N/A
Sale	2 Jul 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	20,000	N/A	N/A
Option	2 Jul 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	10,000	N/A	N/A
Sale	4 Jun 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	20,000	$30.7	$614,000
Option	4 Jun 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Employee Stock Option (Right to Buy)	10,000	N/A	N/A
Sale	4 Jun 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	20,000	N/A	N/A
Option	4 Jun 2018	MCCAUGHAN JAMES P officer: President - Global Asset Mgmt. officer: President - Global Ass..	Common Stock	10,000	N/A	N/A
Option	26 Feb 2018	VALDES LUIS E. officer: Pres - Int'l Asset Mgmt&Accum officer: Pres - Int'l Asset Mgm..	Employee Stock Option (Right to Buy)	27,662	N/A	N/A
Sale	26 Feb 2018	VALDES LUIS E. officer: Pres - Int'l Asset Mgmt&Accum officer: Pres - Int'l Asset Mgm..	Common Stock	27,662	N/A	N/A
Option	26 Feb 2018	VALDES LUIS E. officer: Pres - Int'l Asset Mgmt&Accum officer: Pres - Int'l Asset Mgm..	Common Stock	27,662	N/A	N/A
Option	8 Jan 2018	SCHOLTEN GARY P officer: EVP & Ch Info Officer officer: EVP & Ch Info Officer	Employee Stock Option (Right to Buy)	24,310	N/A	N/A
Sale	8 Jan 2018	SCHOLTEN GARY P officer: EVP & Ch Info Officer officer: EVP & Ch Info Officer	Common Stock	24,310	N/A	N/A
Option	8 Jan 2018	SCHOLTEN GARY P officer: EVP & Ch Info Officer officer: EVP & Ch Info Officer	Common Stock	24,310	N/A	N/A
Option	8 Jan 2018	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Employee Stock Option (Right to Buy)	19,856	N/A	N/A
Sale	8 Jan 2018	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Common Stock	19,856	N/A	N/A
Option	8 Jan 2018	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Common Stock	19,856	N/A	N/A
Option	5 Jan 2018	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Employee Stock Option (Right to Buy)	69,894	N/A	N/A
Sale	5 Jan 2018	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Common Stock	69,894	N/A	N/A
Option	5 Jan 2018	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Common Stock	69,894	N/A	N/A
Option	2 Jan 2018	DUNBAR TIMOTHY MARK other: Retired Officer other: Retired Officer	Employee Stock Option (Right to Buy)	16,400	N/A	N/A
Sale	2 Jan 2018	DUNBAR TIMOTHY MARK other: Retired Officer other: Retired Officer	Common Stock	6,400	N/A	N/A
Option	2 Jan 2018	DUNBAR TIMOTHY MARK other: Retired Officer other: Retired Officer	Common Stock	16,400	N/A	N/A
Option	14 Dec 2017	VALDES LUIS E. officer: Pres - Int'l Asset Mgmt&Accum officer: Pres - Int'l Asset Mgm..	Employee Stock Option (Right to Buy)	27,662	N/A	N/A
Sale	14 Dec 2017	VALDES LUIS E. officer: Pres - Int'l Asset Mgmt&Accum officer: Pres - Int'l Asset Mgm..	Common Stock	47,662	N/A	N/A
Option	14 Dec 2017	VALDES LUIS E. officer: Pres - Int'l Asset Mgmt&Accum officer: Pres - Int'l Asset Mgm..	Common Stock	27,662	N/A	N/A
Sale	1 Dec 2017	SHAFF KAREN E 10 percent owner, officer: EVP, Gen'l Counse.. 10 percent owner, officer: EVP,..	Common Stock	50,561	$50.11	$2,533,359
Option	1 Dec 2017	EVERETT NORA MARY officer: President - RIS officer: President - RIS	Employee Stock Option (Right to Buy)	17,290	N/A	N/A
Sale	1 Dec 2017	EVERETT NORA MARY officer: President - RIS officer: President - RIS	Common Stock	17,290	N/A	N/A
Option	1 Dec 2017	EVERETT NORA MARY officer: President - RIS officer: President - RIS	Common Stock	17,290	N/A	N/A
Option	1 Dec 2017	SHAFF KAREN E 10 percent owner, officer: EVP, Gen'l Counse.. 10 percent owner, officer: EVP,..	Employee Stock Option (Right to Buy)	40,755	N/A	N/A
Sale	1 Dec 2017	SHAFF KAREN E 10 percent owner, officer: EVP, Gen'l Counse.. 10 percent owner, officer: EVP,..	Common Stock	50,561	N/A	N/A
Option	1 Dec 2017	SHAFF KAREN E 10 percent owner, officer: EVP, Gen'l Counse.. 10 percent owner, officer: EVP,..	Common Stock	40,755	N/A	N/A
Option	28 Nov 2017	STRABLE-SOETHOUT DEANNA D officer: EVP & Chief Financial O.. officer: EVP & Chief Financial ..	Employee Stock Option (Right to Buy)	18,905	N/A	N/A
Sale	28 Nov 2017	STRABLE-SOETHOUT DEANNA D officer: EVP & Chief Financial O.. officer: EVP & Chief Financial ..	Common Stock	18,905	N/A	N/A
Option	28 Nov 2017	STRABLE-SOETHOUT DEANNA D officer: EVP & Chief Financial O.. officer: EVP & Chief Financial ..	Common Stock	18,905	N/A	N/A
Option	28 Nov 2017	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Employee Stock Option (Right to Buy)	37,080	N/A	N/A
Sale	28 Nov 2017	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Common Stock	37,080	N/A	N/A
Option	28 Nov 2017	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Common Stock	37,080	N/A	N/A
Option	19 Oct 2017	EVERETT NORA MARY officer: President - RIS officer: President - RIS	Employee Stock Option (Right to Buy)	1,297	N/A	N/A
Sale	19 Oct 2017	EVERETT NORA MARY officer: President - RIS officer: President - RIS	Common Stock	1,297	N/A	N/A
Option	19 Oct 2017	EVERETT NORA MARY officer: President - RIS officer: President - RIS	Common Stock	1,297	N/A	N/A
Option	19 Oct 2017	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Employee Stock Option (Right to Buy)	12,103	N/A	N/A
Sale	19 Oct 2017	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Common Stock	12,103	N/A	N/A
Option	19 Oct 2017	HOUSTON DANIEL JOSEPH director, officer: Chairman, Preside.. director, officer: Chairman, Pr..	Common Stock	93,968	N/A	N/A

Showing 100 to 150 of 813 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Principal Financial Group Insider trading & Transactions

Insider trading

Who is insider?

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Principal Financial Group
Insider trading & Transactions