PPL Capital Funding, Inc. JR SUB NT-B 73
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
HENNINGER TADD J officer: VP-Finance and Treasurer
 Common Stock 1,912 N/A N/A
Option
BERGSTEIN JOSEPH P JR officer: SVP and CFO
 Performance Stock Unit (SIP) 2,844 N/A N/A
Option
BERGSTEIN JOSEPH P JR officer: SVP and CFO
 Common Stock 6,533 N/A N/A
Option
DUDKIN GREGORY N officer: President of a PPL Sub..
 Performance Stock Unit (SIP) 12,801 N/A N/A
Option
DUDKIN GREGORY N officer: President of a PPL Sub..
 Common Stock 30,601 N/A N/A
Option
SORGI VINCENT officer: President and CEO
 Performance Stock Unit (SIP) 14,924 N/A N/A
Option
SORGI VINCENT officer: President and CEO
 Common Stock 34,687 N/A N/A
Option
RAPHAEL JOANNE H officer: EVP, GC & Corp Sec
 Performance Stock Unit (SIP) 10,595 N/A N/A
Option
RAPHAEL JOANNE H officer: EVP, GC & Corp Sec
 Common Stock 24,869 N/A N/A
Option
SWIFT PHILIP officer: Chief Exec of a PPL Su..
 Performance Stock Unit (ICPKE) 2,760 N/A N/A
Option
SWIFT PHILIP officer: Chief Exec of a PPL Su..
 Common Stock 6,015 N/A N/A
Option
THOMPSON PAUL W officer: CEO of a PPL Subsidiary
 Performance Stock Unit (SIP) 10,097 N/A N/A
Option
THOMPSON PAUL W officer: CEO of a PPL Subsidiary
 Common Stock 19,716 N/A N/A
Option
SPENCE WILLIAM H director
 Performance Stock Unit (SIP) 70,388 N/A N/A
Option
SPENCE WILLIAM H director
 Common Stock 168,273 N/A N/A
Option
BEERS MARLENE C officer: Vice President and Con..
 Stock Unit (ICPKE) 803 N/A N/A
Option
BEERS MARLENE C officer: Vice President and Con..
 Common Stock 803 N/A N/A
Option
BERGSTEIN JOSEPH P JR officer: SVP and CFO
 Stock Unit (SIP) 1,421 N/A N/A
Option
BERGSTEIN JOSEPH P JR officer: SVP and CFO
 Common Stock 1,421 N/A N/A
Option
DUDKIN GREGORY N officer: President of a PPL Sub..
 Stock Unit (SIP) 6,400 N/A N/A
Option
DUDKIN GREGORY N officer: President of a PPL Sub..
 Common Stock 6,400 N/A N/A
Option
SORGI VINCENT officer: President and CEO
 Stock Unit (SIP) 7,461 N/A N/A
Option
SORGI VINCENT officer: President and CEO
 Common Stock 7,461 N/A N/A
Option
RAPHAEL JOANNE H officer: EVP, GC & Corp Sec
 Stock Unit (SIP) 5,297 N/A N/A
Option
RAPHAEL JOANNE H officer: EVP, GC & Corp Sec
 Common Stock 5,297 N/A N/A
Option
SWIFT PHILIP officer: Chief Exec of a PPL Su..
 Stock Unit (ICPKE) 1,185 N/A N/A
Option
SWIFT PHILIP officer: Chief Exec of a PPL Su..
 Common Stock 1,185 N/A N/A
Option
SPENCE WILLIAM H director
 Stock Unit (SIP) 35,193 N/A N/A
Option
SPENCE WILLIAM H director
 Common Stock 35,193 N/A N/A
Option
THOMPSON PAUL W officer: CEO of a PPL Subsidiary
 Stock Unit (SIP) 5,048 N/A N/A
Option
THOMPSON PAUL W officer: CEO of a PPL Subsidiary
 Common Stock 5,048 N/A N/A
Option
SPENCE WILLIAM H director
 Employee Stock Options (Right to Buy) 388,968 N/A N/A
Sale
SPENCE WILLIAM H director
 Common Stock 388,968 N/A N/A
Option
SPENCE WILLIAM H director
 Common Stock 388,968 N/A N/A
Option
SORGI VINCENT officer: President and CEO
 Common Stock 13,696 N/A N/A
Option
SORGI VINCENT officer: President and CEO
 Employee Stock Options (Right to Buy) 13,696 N/A N/A
Sale
SORGI VINCENT officer: President and CEO
 Common Stock 13,696 N/A N/A
Option
SPENCE WILLIAM H director
 Employee Stock Options (Right to Buy) 253,009 N/A N/A
Sale
SPENCE WILLIAM H director
 Common Stock 253,009 N/A N/A
Option
SPENCE WILLIAM H director
 Common Stock 253,009 N/A N/A
Option
SPENCE WILLIAM H director
 Employee Stock Options (Right to Buy) 134,991 N/A N/A
Sale
SPENCE WILLIAM H director
 Common Stock 134,991 N/A N/A
Option
SPENCE WILLIAM H director
 Common Stock 134,991 N/A N/A
Option
SPENCE WILLIAM H director
 Employee Stock Options (Right to Buy) 215,020 N/A N/A
Sale
SPENCE WILLIAM H director
 Common Stock 215,020 N/A N/A
Option
SPENCE WILLIAM H director
 Common Stock 215,020 N/A N/A
Option
RAPHAEL JOANNE H officer: EVP, GC & Corp Sec
 Employee Stock Options (Right to Buy) 21,288 N/A N/A
Sale
RAPHAEL JOANNE H officer: EVP, GC & Corp Sec
 Common Stock 21,288 N/A N/A
Option
RAPHAEL JOANNE H officer: EVP, GC & Corp Sec
 Common Stock 21,288 N/A N/A
Sale
SWIFT PHILIP officer: Chief Exec of a PPL Su..
 Common Stock 3,782 N/A N/A

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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