RiverNorth Opportunities Fund
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Purchase
RAIO JERRY director
Common Shares of Beneficial Interest 2,500 $9.74 $24,350
Purchase
RAIO JERRY director
Common Shares of Beneficial Interest 1,500 $11.55 $17,325
Purchase
GALLEY PATRICK W. officer: President
Common Shares of Beneficial Interest 41,899 N/A N/A
Purchase
HUTCHENS JOHN WAYNE director
Common Shares of Beneficial Interest 2,773 $11.93 $33,082
Purchase
O'NEILL STEPHEN ANDREW
Common Shares of Beneficial Interest 1,702 $14.98 $25,496
Purchase
O'NEILL STEPHEN ANDREW
Common Shares of Beneficial Interest 1,198 $14.92 $17,874
Purchase
O'NEILL STEPHEN ANDREW
Common Shares of Beneficial Interest 500 $14.94 $7,470
Purchase
O'NEILL STEPHEN ANDREW
Common Shares of Beneficial Interest 200 $14.95 $2,990
Purchase
O'NEILL STEPHEN ANDREW
Common Shares of Beneficial Interest 1,200 $14.92 $17,904
Purchase
O'NEILL STEPHEN ANDREW
Common Shares of Beneficial Interest 200 $14.97 $2,994
Purchase
HUTCHENS JOHN WAYNE director
Common Shares of Beneficial Interest 1,664 $16.81 $27,972
Purchase
SWANSON DAVID director
Common Shares of Beneficial Interest 344 $16.81 $5,783
Purchase
O'NEILL STEPHEN ANDREW other: Officer of Subadviser
Common Shares of Beneficial Interest 16,557 $16.81 $278,323
Sale
SCHMUCKER BRIAN H other: Officer of Subadviser
Common Stock 4,000 $17.88 $71,520
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 4,917 N/A N/A
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 8,800 N/A N/A
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 5,302 $17.68 $93,739
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 5,000 N/A N/A
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 7,114 $17.77 $126,416
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 4,000 N/A N/A
Sale
SCHMUCKER BRIAN H other: Officer of Subadviser
Common Stock 7,616 N/A N/A
Sale
SCHMUCKER BRIAN H other: Officer of Subadviser
Common Stock 15,000 N/A N/A
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 6,279 $17.36 $109,003
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 5,000 N/A N/A
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 5,510 $17.72 $97,637
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 5,000 $17.6 $88,000
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 8,500 $17.02 $144,670
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 7,635 N/A N/A
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 9,450 $17.5 $165,375
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 17,584 $8.67 $152,453
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 2,000 N/A N/A
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 7,459 N/A N/A
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 2,000 $17.01 $34,020
Purchase
SWANSON DAVID director
Common Shares of Beneficial Interest 258 $14.08 $3,633
Purchase
O'NEILL STEPHEN ANDREW other: Portfolio Manager
Common Stock 2,500 $9.37 $23,425
Sale
SCHMUCKER BRIAN H other: Officer of Subadviser
Common Stock 29,050 $11.17 $324,489
Purchase
GALLEY PATRICK W. director
Common Stock 2,876 N/A N/A
Purchase
OAKES JOHN S. director
Common Shares of Beneficial Interest 429 N/A N/A
Purchase
HUTCHENS JOHN WAYNE director
Common Shares of Beneficial Interest 1,247 N/A N/A
Purchase
O'NEILL STEPHEN ANDREW other: Portfolio Manager
Common Stock 5,000 $16.2 $81,000
Purchase
GALLEY PATRICK W. director
Common Stock 33,168 N/A N/A
Purchase
SWANSON DAVID director
Common Shares of Beneficial Interest 194 $16.6 $3,220
Sale
O'NEILL STEPHEN ANDREW other: Portfolio Manager
Transferable Subscription Rights (RIV RT) 23,793 $0.05 $1,261
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Transferable Subscription Rights (RIV RT) 10,290 $0.06 $617
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Transferable Subscription Rights (RIV RT) 51,429 $0.04 $2,057
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Transferable Subscription Rights (RIV RT) 47,938 $0.04 $1,726
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Transferable Subscription Rights (RIV RT) 14,465 $0.06 $868
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 5,522 $11.11 $61,366
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 3,429 $5.63 $19,295
Sale
RIVERNORTH CAPITAL MANAGEMENT, LLC other: Subadviser
Common Stock 5,000 $17.12 $85,600

Showing 1 to 50 of 148 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.