Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 2,000 N/A N/A Sale
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 7,206 N/A N/A Option
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 35,000 N/A N/A Option
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Non-Qualified Stock Option (Right to Buy) 35,000 N/A N/A Option
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 43,750 N/A N/A Sale
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 8,529 N/A N/A Option
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Non-Qualified Stock Option (Right to Buy) 43,750 N/A N/A Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 2,000 N/A N/A Sale
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Common Stock 3,785 N/A N/A Option
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Common Stock 21,250 N/A N/A Option
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Non-Qualified Stock Option (Right to Buy) 21,250 N/A N/A Sale
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Common Stock 10,000 N/A N/A Sale
DUTT ADITYA officer: President, Ventures officer: President, Ventures
Common Stock 8,000 N/A N/A Sale
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Common Stock 3,369 N/A N/A Option
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Common Stock 21,250 N/A N/A Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 2,000 N/A N/A Option
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Non-Qualified Stock Option (Right to Buy) 21,250 N/A N/A Sale
DUTT ADITYA officer: President, Ventures officer: President, Ventures
Common Stock 8,000 N/A N/A Sale
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Common Stock 10,000 N/A N/A Sale
KELLY JEFFREY D officer: EVP, COO and CFO officer: EVP, COO and CFO
Common Stock 8,000 N/A N/A Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 2,000 N/A N/A Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 2,000 N/A N/A Sale
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 12,644 N/A N/A Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 2,000 N/A N/A Sale
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Common Stock 2,408 N/A N/A Option
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Common Stock 8,232 N/A N/A Option
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Non-Qualified Stock Option (Right to Buy) 8,232 N/A N/A Option
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 8,232 N/A N/A Option
TODD RIDER FONNER officer: SVP officer: SVP
Non-Qualified Stock Option (Right to Buy) 6,174 N/A N/A Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 2,000 N/A N/A Sale
CURRIE NEILL A director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 7,500 N/A N/A Sale
CURRIE NEILL A director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 7,500 N/A N/A Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 2,000 N/A N/A Sale
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Common Stock 3,958 N/A N/A Sale
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Common Stock 7,500 N/A N/A Option
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Common Stock 9,878 N/A N/A Sale
DUTT ADITYA officer: President, Ventures officer: President, Ventures
Common Stock 2,000 N/A N/A Option
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Non-Qualified Stock Option (Right to Buy) 9,878 N/A N/A Sale
CURRIE NEILL A director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 7,500 N/A N/A Option
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Restricted Stock Units 2,240 N/A N/A Option
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 1,791 N/A N/A Option
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Restricted Stock Units 1,791 N/A N/A Option
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 1,791 N/A N/A Option
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Restricted Stock Units 1,791 N/A N/A Option
KELLY JEFFREY D officer: EVP, COO and CFO officer: EVP, COO and CFO
Common Stock 1,344 N/A N/A Option
BRANAGAN IAN D officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer
Common Stock 1,792 N/A N/A Option
BRANAGAN IAN D officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer
Restricted Stock Units 1,792 N/A N/A Sale
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Common Stock 22,500 N/A N/A Option
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 1,344 N/A N/A Option
TODD RIDER FONNER officer: SVP officer: SVP
Restricted Stock Units 1,344 N/A N/A