Purchase
DUTT ADITYA officer: President, Ventures officer: President, Ventures
Common Stock 34 N/A N/A Sale
CURRIE NEILL A director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 12,500 N/A N/A Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 850 N/A N/A Sale
ODONNELL KEVIN director, officer: Pres & Chief Executive O.. director, officer: Pres & Chief..
Common Stock 30,099 N/A N/A Sale
ODONNELL KEVIN director, officer: Pres & Chief Executive O.. director, officer: Pres & Chief..
Common Stock 2,400 N/A N/A Sale
ODONNELL KEVIN director, officer: Pres & Chief Executive O.. director, officer: Pres & Chief..
Common Stock 632 N/A N/A Sale
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 5,366 N/A N/A Sale
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Common Stock 5,000 N/A N/A Option
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Non-Qualified Stock Option (right to buy) 3,458 N/A N/A Option
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 3,458 N/A N/A Sale
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 4,000 N/A N/A Sale
MACGINNITIE WALTER J director director
Common Stock 19,737 N/A N/A Sale
DUTT ADITYA officer: President, Ventures officer: President, Ventures
Common Stock 2,000 N/A N/A Sale
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 4,000 N/A N/A Sale
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 2,000 N/A N/A Option
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 1,791 N/A N/A Option
TODD RIDER FONNER officer: SVP officer: SVP
Restricted Stock Units 1,344 N/A N/A Sale
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Common Stock 10,000 N/A N/A Option
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 1,344 N/A N/A Option
KELLY JEFFREY D officer: EVP, COO and CFO officer: EVP, COO and CFO
Restricted Stock Units 1,344 N/A N/A Option
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Restricted Stock Units 1,791 N/A N/A Option
KELLY JEFFREY D officer: EVP, COO and CFO officer: EVP, COO and CFO
Common Stock 1,344 N/A N/A Option
BRANAGAN IAN D officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer
Restricted Stock Units 1,792 N/A N/A Option
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Common Stock 2,240 N/A N/A Option
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 1,791 N/A N/A Option
BRANAGAN IAN D officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer
Common Stock 1,792 N/A N/A Sale
CURRIE NEILL A director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 12,500 N/A N/A Sale
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Common Stock 6,000 N/A N/A Option
CURTIS ROSS officer: EVP,Chief Underwriting Officer officer: EVP,Chief Underwriting..
Restricted Stock Units 1,791 N/A N/A Option
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Restricted Stock Units 2,240 N/A N/A Sale
TODD RIDER FONNER officer: SVP officer: SVP
Common Stock 705 N/A N/A Sale
KELLY JEFFREY D officer: EVP, COO and CFO officer: EVP, COO and CFO
Common Stock 7,000 N/A N/A Sale
BRANAGAN IAN D officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer
Common Stock 29,000 N/A N/A Option
BRANAGAN IAN D officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer
Common Stock 29,705 N/A N/A Option
BRANAGAN IAN D officer: EVP, Chief Risk Officer officer: EVP, Chief Risk Officer
Non-Qualified Stock Option (right to buy) 20,993 N/A N/A Sale
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 7,539 N/A N/A Sale
CURRIE NEILL A director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 12,500 N/A N/A Purchase
DUTT ADITYA officer: President, Ventures officer: President, Ventures
Common Stock 34 N/A N/A Sale
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 1,643 N/A N/A Sale
CURRIE NEILL A director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 12,500 N/A N/A Sale
WILCOX MARK ALEXANDER officer: SVP, Chief Accounting Offic.. officer: SVP, Chief Accounting ..
Common Stock 1,295 N/A N/A Sale
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 507 N/A N/A Option
WILCOX MARK ALEXANDER officer: SVP, Chief Accounting Offic.. officer: SVP, Chief Accounting ..
Common Stock 7,056 N/A N/A Option
WILCOX MARK ALEXANDER officer: SVP, Chief Accounting Offic.. officer: SVP, Chief Accounting ..
Non Qualified Stock Option (Right to Buy) 7,056 N/A N/A Option
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Non-Qualified Stock Option (right to buy) 5,448 N/A N/A Sale
WEINSTEIN STEPHEN HOWARD officer: EVP, General Counsel & S.. officer: EVP, General Counsel &..
Common Stock 5,000 N/A N/A Option
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 5,448 N/A N/A Sale
DURHAGER PETER C officer: EVP & Chief Admin. Officer officer: EVP & Chief Admin. Off..
Common Stock 5,000 N/A N/A Sale
CURRIE NEILL A director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 12,500 N/A N/A Sale
PARADINE JONATHAN officer: SVP, CUO - Singapore officer: SVP, CUO - Singapore
Common Stock 3,744 N/A N/A