Option
SUKHATME MAYUKH officer: Pres&Chief Investment Officer officer: Pres&Chief Investment ..
Common Shares 71,365 $12.68 $904,908 Option
SUKHATME MAYUKH officer: Pres&Chief Investment Officer officer: Pres&Chief Investment ..
Capped Value Appreciation Rights 159,100 N/A N/A Option
SUKHATME MAYUKH officer: Pres&Chief Investment Officer officer: Pres&Chief Investment ..
Capped Value Appreciation Rights 28,411 N/A N/A Option
KUMAR RAKHI officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Shares 13 $12.68 $165 Option
KUMAR RAKHI officer: Chief Accounting Officer officer: Chief Accounting Officer
Capped Value Appreciation Rights 1,894 N/A N/A Sale
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Common Shares 153,027 $10.11 $1,547,103 Option
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Stock Option (Right to Buy) 153,027 $3.85 $589,154 Option
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Common Shares 153,027 $3.85 $589,154 Option
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Stock Option (Right to Buy) 606,221 $3.85 $2,333,951 Option
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Common Shares 606,221 $3.85 $2,333,951 Sale
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Common Shares 606,221 $10.25 $6,213,765 Option
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Stock Option (Right to Buy) 440,752 $3.85 $1,696,895 Option
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Common Shares 440,752 $3.85 $1,696,895 Sale
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Common Shares 440,752 $10.8 $4,760,122 Purchase
ROIVANT SCIENCES LTD. director, 10 percent owner: director, 10 percent owner:
Common Stock, $0.0001 par value per share 1,526,316 $38 $58,000,008 Sale
MANCHESTER KEITH S director director
Common Shares 3,059,368 $11.55 $35,335,700 Sale
MANCHESTER KEITH S director director
Common Shares 2,285,783 $11.55 $26,400,794 Sale
MANCHESTER KEITH S director director
Common Shares 1,104,599 $11.55 $12,758,118 Sale
MANCHESTER KEITH S director director
Common Shares 446,394 $11.55 $5,155,851 Sale
SVF INVESTMENTS (UK) LTD 10 percent owner 10 percent owner
Common Shares 10,000,000 $12.6 $126,000,000 Sale
GOLD DANIEL ALLEN director director
Common Shares 3,094,899 $11.55 $35,746,083 Sale
GOLD DANIEL ALLEN director director
Common Shares 3,059,368 $11.55 $35,335,700 Sale
GOLD DANIEL ALLEN director director
Common Shares 2,285,783 $11.55 $26,400,794 Sale
GOLD DANIEL ALLEN director director
Common Shares 1,104,599 $11.55 $12,758,118 Sale
GOLD DANIEL ALLEN director director
Common Shares 446,394 $11.55 $5,155,851 Sale
GOLD DANIEL ALLEN director director
Common Shares 8,957 $11.55 $103,453 Sale
QVT FINANCIAL LP 10 percent owner 10 percent owner
Common Shares 3,094,899 $11.55 $35,746,083 Sale
QVT FINANCIAL LP 10 percent owner 10 percent owner
Common Shares 3,059,368 $11.55 $35,335,700 Sale
QVT FINANCIAL LP 10 percent owner 10 percent owner
Common Shares 2,285,783 $11.55 $26,400,794 Sale
QVT FINANCIAL LP 10 percent owner 10 percent owner
Common Shares 1,104,599 $11.55 $12,758,118 Sale
QVT FINANCIAL LP 10 percent owner 10 percent owner
Common Shares 446,394 $11.55 $5,155,851 Sale
QVT FINANCIAL LP 10 percent owner 10 percent owner
Common Shares 8,957 $11.55 $103,453 Option
VENKER ERIC officer: President & COO officer: President & COO
Stock Option (Right to Buy) 500,000 $3.85 $1,925,000 Option
VENKER ERIC officer: President & COO officer: President & COO
Common Shares 500,000 $3.85 $1,925,000 Sale
VENKER ERIC officer: President & COO officer: President & COO
Common Shares 500,000 $13.02 $6,510,000 Option
SUKHATME MAYUKH officer: Pres&Chief Investment Officer officer: Pres&Chief Investment ..
Common Shares 27,790 $12.68 $352,377 Option
SUKHATME MAYUKH officer: Pres&Chief Investment Officer officer: Pres&Chief Investment ..
Capped Value Appreciation Rights 53,033 N/A N/A Option
SUKHATME MAYUKH officer: Pres&Chief Investment Officer officer: Pres&Chief Investment ..
Capped Value Appreciation Rights 28,411 N/A N/A Option
GLINE MATTHEW director, officer: CEO director, officer: CEO
Capped Value Appreciation Rights 47,351 N/A N/A Option
GLINE MATTHEW director, officer: CEO director, officer: CEO
Capped Value Appreciation Rights 28,411 N/A N/A Option
GLINE MATTHEW director, officer: CEO director, officer: CEO
Common Shares 17,762 $12.68 $225,222 Option
RAMASWAMY VIVEK 10 percent owner 10 percent owner
Common Shares 119,534 $12.68 $1,515,691 Option
RAMASWAMY VIVEK 10 percent owner 10 percent owner
Capped Value Appreciation Rights 251,539 N/A N/A Option
RAMASWAMY VIVEK 10 percent owner 10 percent owner
Capped Value Appreciation Rights 203,798 N/A N/A Option
KUMAR RAKHI officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Shares 169 $12.68 $2,143 Option
KUMAR RAKHI officer: Chief Accounting Officer officer: Chief Accounting Officer
Capped Value Appreciation Rights 1,894 N/A N/A Option
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Stock Option (Right to Buy) 106,430 $3.85 $409,756 Option
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Common Shares 106,430 $3.85 $409,756 Sale
VENKER ERIC officer: Chief Operating Officer officer: Chief Operating Officer
Common Shares 106,430 $12.19 $1,297,382 Option
KUMAR RAKHI officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Shares 99,350 $6.48 $643,788