Purchase
SHAH JAISIM director, officer: See Remarks director, officer: See Remarks
Common Stock 30,000 $0.46 $13,800 Purchase
JI HENRY director, officer: Executive Chairperson director, officer: Executive Ch..
Common Stock 8,888 $0.94 $8,355 Purchase
SHAH JAISIM director, officer: See Remarks director, officer: See Remarks
Common Stock 32,000 $0.99 $31,680 Purchase
FOLLOWWILL DORMAN director director
Common Stock 1,000 $0.99 $990 Purchase
CHUN JAY director director
Common Stock 5,000 $0.95 $4,750 Purchase
WU YUE ALEXANDER director director
Common Stock 20,000 $0.95 $19,000 Purchase
LEMUS DAVID director director
Common Stock 2,000 $0.9 $1,800 Purchase
JI HENRY director, officer: Executive Chairperson director, officer: Executive Ch..
Common Stock 10,000 $0.97 $9,710 Purchase
SHAH JAISIM director, officer: See Remarks director, officer: See Remarks
Common Stock 30,000 $0.99 $29,760 Purchase
MA STEPHEN HOI officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 6,700 $0.97 $6,499 Option
FOLLOWWILL DORMAN director director
Nonstatutory Stock Option (right to buy) 1,000 $1.37 $1,370 Option
FOLLOWWILL DORMAN director director
Common Stock 1,000 $1.37 $1,370 Option
WU YUE ALEXANDER director director
Nonstatutory Stock Option (right to buy) 5,000 $1.41 $7,050 Option
WU YUE ALEXANDER director director
Common Stock 5,000 $1.41 $7,050 Option
MA STEPHEN HOI officer: Chief Financial Officer officer: Chief Financial Officer
Nonstatutory Stock Option (right to buy) 2,000 $1.41 $2,820 Option
MA STEPHEN HOI officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 2,000 $1.41 $2,820 Option
CHUN JAY director director
Nonstatutory Stock Option (right to buy) 5,000 $1.41 $7,050 Option
CHUN JAY director director
Common Stock 5,000 $1.41 $7,050 Option
SHAH JAISIM director, officer: See Remarks director, officer: See Remarks
Nonstatutory Stock Option (right to buy) 14,000 $1.73 $24,220 Option
SHAH JAISIM director, officer: See Remarks director, officer: See Remarks
Common Stock 14,000 $1.73 $24,220 Option
JI HENRY director, officer: Executive Chairperson director, officer: Executive Ch..
Common Stock 6,000 $1.41 $8,460 Option
JI HENRY director, officer: Executive Chairperson director, officer: Executive Ch..
Nonstatutory Stock Option (right to buy) 6,000 $1.41 $8,460 Option
SHAH JAISIM director, officer: See Remarks director, officer: See Remarks
Nonstatutory Stock Option (right to buy) 33,333 $1.41 $47,000 Option
SHAH JAISIM director, officer: See Remarks director, officer: See Remarks
Common Stock 33,333 $1.41 $47,000 Purchase
JI HENRY director, officer: Executive Chairperson director, officer: Executive Ch..
Common Stock 50,000 $0.88 $44,000 Purchase
CHUN JAY director director
Common Stock 57,500 $0.9 $51,635 Purchase
SHAH JAISIM director, officer: See Remarks director, officer: See Remarks
Common Stock 56,939 $0.92 $52,099 Purchase
MA STEPHEN HOI officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 14,140 $0.88 $12,443 Sale
SORRENTO THERAPEUTICS, INC. 10 percent owner 10 percent owner
Common Stock 60,068,585 $10 $600,685,850 Sale
SORRENTO THERAPEUTICS, INC. 10 percent owner 10 percent owner
Warrants to Purchase Common Stock 4,490,617 $11.5 $51,642,096